United States v. Miller

31 M.J. 798, 1990 WL 175951
CourtU S Air Force Court of Military Review
DecidedOctober 11, 1990
DocketACM 27958 (f rev)
StatusPublished
Cited by9 cases

This text of 31 M.J. 798 (United States v. Miller) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Miller, 31 M.J. 798, 1990 WL 175951 (usafctmilrev 1990).

Opinion

DECISION UPON FURTHER REVIEW

LEONARD, Senior Judge:

Appellant asserts that her court-martial lacked jurisdiction because of a defective preferral of charges. She was convicted of nine bad check offenses and sentenced to a bad conduct discharge and reduction to airman basic. The convening authority approved the sentence, but suspended the punitive discharge. We find no merit in appellant’s assertion of error.

Appellant contends that her commander falsely swore the charges he preferred against her were true. She further maintains that the staff judge advocate violated R.C.M. 307 by coercing her commander into preferring charges when the commander did not believe that she was guilty of the charges.

I

The basis for appellant’s allegation of error came to light when her commander testified in a subsequent court-martial concerning a command influence issue. During his testimony, he stated that he did not believe that appellant was guilty of the charges when he preferred them. He testified that he preferred appellant’s charges only because the staff judge advocate told him that, if he did not, a higher authority would do so.

When this case was originally presented to us, a transcript of the commander’s testimony in that later case was attached to appellant’s brief. After reviewing that testimony, we determined that an issue of improper referral was raised. Since appellant’s record did not contain adequate facts to properly resolve this issue, we ordered a limited evidentiary hearing to obtain the necessary facts. United States v. DuBay, 37 C.M.R. 411 (C.M.A.1967).

During the DuBay hearing, the parties did an excellent job of developing the evidence on all aspects of the issue. The military judge and counsel should be commended for their professionalism. The evidence presented during the hearing is summarized in the following paragraphs.

The commander who preferred appellant’s charges was an acting commander who held the position for only 25 days. At the time he preferred appellant’s charges, he had been commander for only four days. He had never preferred charges before and had never been present when a commander had preferred charges. On the 21 December 1988, he was called to the staff judge advocate’s office to prefer appellant’s charges. The staff judge advocate testified she was aware of the commander’s limited experience, but was not “shopping for a commander” and did not take advantage of his inexperience.1

[800]*800Appellant’s commander testified that he had some reservations about preferring appellant’s charges. He knew appellant personally, was aware of her outstanding duty performance, and considered her to be an honest person. He was concerned about the nature of the offenses and the level of disciplinary response he was being urged to take. He initially felt nonjudicial punishment or some other lower level disciplinary action might be appropriate. He felt appellant might have been singled out as an example in response to a bad check problem on the base. He was aware of this problem because Colonel Kitchens, the Air Base Group Commander, had mentioned it a number of times at his staff meetings. Finally he had some reservations about appellant’s guilt. In particular, he knew some of the background concerning the charged offenses and doubted whether appellant had intended to defraud or to commit a criminal offense.

Appellant’s commander told the staff judge advocate about his lack of knowledge of the offenses and his concern about her guilt. In response to the commander’s concerns about the offenses, the staff judge advocate provided the investigative reports and explained the elements of proof of the offenses and the concept of “intent to defraud.” After reviewing the file and discussing it with his first sergeant, the commander asked the staff judge advocate what would happen if he did not prefer the charges. She informed him that if he did not sign the charges, another officer would sign them. The commander interpreted this to mean that Colonel Kitchens would prefer the charges.

Although the commander still had some reservations about appellant’s guilt, he did not restate his doubts, but took the oath of preferral and signed the charges.2 According to his testimony, he did the preferral believing he had no choice because it was his duty as commander and the charges would be preferred by someone else if he did not do it. If the charges were to proceed, he felt he should initiate them rather than having the appellant appear before a morq senior officer who did not know her. He also thought that any remaining questions about guilt would be resolved at trial. In response to a question by the staff judge advocate, he stated that he was acting of his independent will and was not being ordered or coerced to prefer the charges. That same day the commander also signed a transmittal of court-martial charges 'recommending trial by general court-martial.

On 22 December 1988, the commander returned to the staff judge advocate’s office to prefer an additional charge against appellant. There is no adequate explanation of why all the charges could not have been preferred together on 21 December. During this second preferral, the commander did not express any reservations about appellant’s guilt or preferring the charges. He later expressed reservations about both preferrals to the appellant, the commander who replaced him, and other members of his unit.

Considering all the evidence, the military judge found that appellant’s commander did not believe appellant was guilty of the charges at the time he preferred them; however, the commander was not coerced or forced by anyone to take the preferral oath or sign appellant’s charges.

Before and during appellant’s court-martial, her defense counsel had investigated possible command influence issues involving her case. Their primary concern was [801]*801the possibility that Colonel Kitchen’s comments at air base group staff meetings had improperly influenced the commander or prospective court members. They were also generally aware of the preferring commander’s concerns about appellant’s court-martial and his support for her. Because of this support, they used him as a favorable character witness during her trial. However, they did not become specifically aware of a possible preferral defect until after appellant’s trial.

The military judge found that appellant’s defense counsel were not specifically aware before or during appellant’s trial that there was a possible defect in appellant’s preferral process.

II

R.C.M. 307(b) provides that the person who prefers court-martial charges must sign the charges under an oath that states:

[T]he signer has personal knowledge of or has investigated the matters set forth in the charges and specifications and that they are true in fact to the best of that person’s knowledge and belief.

No person may be ordered to prefer charges to which he is unable truthfully to take the required oath. R.C.M. 307(a) Discussion. No accused should be tried on unsworn charges over his objection. Frage v. Moriarty, 27 M.J. 341 (C.M.A.1988); United States v. Goodman, 31 C.M.R. 397 (N.B.R.1961); United States v. Bolton, 3 C.M.R. 374 (A.B.R.1951), pet. denied, 3 C.M.R. 150 (C.M.A.1952).

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Bluebook (online)
31 M.J. 798, 1990 WL 175951, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-miller-usafctmilrev-1990.