United States v. Michael Nguyen, AKA Viet Quoc Nguyen

235 F.3d 1179, 2000 Daily Journal DAR 13674, 2000 Cal. Daily Op. Serv. 10218, 2000 U.S. App. LEXIS 33796, 2000 WL 1876893
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 28, 2000
Docket99-10195
StatusPublished
Cited by520 cases

This text of 235 F.3d 1179 (United States v. Michael Nguyen, AKA Viet Quoc Nguyen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael Nguyen, AKA Viet Quoc Nguyen, 235 F.3d 1179, 2000 Daily Journal DAR 13674, 2000 Cal. Daily Op. Serv. 10218, 2000 U.S. App. LEXIS 33796, 2000 WL 1876893 (9th Cir. 2000).

Opinion

O’SCANNLAIN, Circuit Judge:

We are asked to decide, once again, whether a waiver of rights to appeal clause in a plea agreement is enforceable.

I

As part of an investigation into Vietnamese gang activity in the San Jose area, an undercover officer sold purportedly stolen computer chips to Michael Nguyen (“Nguyen”). At a later date, a second undercover officer, posing as an Intel Corporation employee, sold over $250,000 worth of Intel CPUs and hard drives to Nguyen, Lawrence Wong (“Wong”), and Jason Nguyen for under $75,000.

In April 1995, the undercover officer told Wong and Nguyen that he was working at an Intel warehouse containing 5,000 Pentium computer chips. After Nguyen and Wong developed a plan to rob the warehouse, Nguyen discussed the plan with the undercover officer in May 1995. On the evening of May 25, 1995, law enforcement officers followed and arrested Thanh Tam Cao, an associate of Nguyen, and several other men outside the warehouse and at a nearby restaurant. The officers seized firearms and robbery tools from the arrestees.

In addition to Nguyen’s involvement in the Intel warehouse robbery, law enforcement agents also determined that Nguyen participated in an illegal gambling enterprise operated out of the San Jose offices of Prestige Computer. Through the use of a wiretap, the officers heard Nguyen take an illegal sports bet over the telephone.

Based on his involvement in the Intel warehouse robbery and the Prestige Computer gambling ring, Nguyen was indicted on seven counts charging him with violations of the Hobbs Act (obstruction of interstate commerce), 18 U.S.C. § 1951; using or carrying a firearm during a crime of violence, 18 U.S.C. § 924(c)(1); conspiracy, 18 U.S.C. § 371; and illegal gambling, 18 U.S.C. § 1955. Nguyen and the government then entered into a plea agreement in which Nguyen agreed to plead guilty to one count of conspiracy to violate the Hobbs Act, one firearms count, one count of conspiracy to engage in an illegal gambling enterprise, and one count of conspiracy to knowingly transport in interstate commerce stolen goods worth more than $5,000. In the plea agreement, filed on June 17, 1996, Nguyen expressly waived his rights to appeal his conviction and any sentence within the guideline range. He also agreed “that he will not request nor will he be permitted to withdraw his guilty pleas any time after the entry of the guilty pleas.” In exchange, the government agreed, among other things, to dismiss the remaining counts against Nguyen and to move for a downward departure under U.S. Sentencing Guidelines § 5K1.1 if the government determined that Nguyen provided “full and complete cooperation.”

On June 17, 1996, the district court held a Rule 11 plea colloquy in Nguyen’s case. Nguyen stated that he understood the plea agreement and its waiver provisions. After establishing that Nguyen understood the rights he was waiving and that a factual basis existed for Nguyen’s plea, the district court found that Nguyen’s plea was knowingly and voluntarily made, and it accepted the plea.

On January 13, 1998, Nguyen filed a pro se motion to withdraw his guilty plea, arguing that no factual basis existed for his plea to the § 924(c) firearms charge and that his attorney had failed to inform him of the consequences of his guilty plea. On October 23, 1998, the district court denied the motion, concluding that “no fair and just reason” existed to allow for withdrawal.

Nguyen was sentenced on February 22, 1999 to concurrent terms of 60 months’ imprisonment on the convictions for conspiracy to violate the Hobbs Act, conspiracy to engage in an illegal gambling enterprise, and conspiracy to transport in *1182 interstate commerce stolen goods, and a mandatory consecutive 60-month term on the firearms conviction.

Notwithstanding his waiver of his rights to appeal both his conviction and his sentence, Nguyen filed a notice of appeal.

II

We review the district court’s denial of Nguyen’s motion to withdraw his guilty plea for an abuse of discretion. United States v. Turnipseed, 159 F.3d 383, 387 (9th Cir.1998). Nguyen moved to withdraw his plea on the ground that there was no factual basis for a violation of 18 U.S.C. § 924(c)(1). Before the district court, Nguyen admitted that he was guilty of conspiring to obstruct commerce by agreeing to participate in an armed robbery of a- warehouse. He also admitted that he knew that guns would be used in the robbery. Firearms were in fact found in one of the vehicles used in connection with the robbery. The district court did not abuse its discretion when it concluded that the government’s evidentiary proffer and Nguyen’s own admissions formed a factual basis for the § 924(c)(1) violation.

III

We review the question whether a defendant has validly waived his statutory right to appeal de novo. United States v. Anglin, 215 F.3d 1064, 1066 (9th Cir.2000). A defendant’s right to appeal is statutory, rather than constitutional, in nature. Id. Knowing and voluntary waivers of appellate rights in criminal cases are “regularly enforce[d].” Id. “The sole test of a waiver’s validity is whether it was made knowingly and voluntarily.” Id. at 1068. Thus, if Nguyen’s waiver of appellate rights was knowing and voluntary, inquiry into the waiver’s validity is at an end; the valid waiver bars Nguyen’s underlying challenges to his conviction and sentence and we must dismiss the appeal. United States v. Michlin, 34 F.3d 896, 898 (9th Cir.1994).

In determining whether a defendant’s plea agreement waiver of his right to appeal was knowingly and voluntarily made, we consider the express language of the waiver and the facts and circumstances surrounding the signing and entry of the plea agreement, including compliance with Federal Rule of Criminal Procedure 11. Anglin, 215 F.3d at 1066.

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235 F.3d 1179, 2000 Daily Journal DAR 13674, 2000 Cal. Daily Op. Serv. 10218, 2000 U.S. App. LEXIS 33796, 2000 WL 1876893, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-nguyen-aka-viet-quoc-nguyen-ca9-2000.