United States v. Michael Monzel
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Opinion
Millett, Circuit Judge:
*476
Congress has mandated that those convicted of child pornography offenses pay "full" restitution to their victims for any injuries they "proximate[ly]" caused.
In
Paroline
, the Supreme Court prescribed a general method and "rough guideposts" for trial courts to follow in determining a perpetrator's "relative causal role" in a victim's injury.
I
Section 2259(a) of Title 18 requires district courts to "order restitution for any offense" involving "Sexual Exploitation and Other Abuse of Children."
Under Section 2259, convicted defendants must pay their victim the "full amount of the victim's losses as determined by the court[.]"
II
In December 2009, Michael Monzel pled guilty to one count each of distributing and of possessing child pornography.
See
United States v. Monzel
,
Following Monzel's conviction, the district court sentenced him to ten years of imprisonment. Amy then sought restitution for all of her losses on a theory of joint and several liability.
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Millett, Circuit Judge:
*476
Congress has mandated that those convicted of child pornography offenses pay "full" restitution to their victims for any injuries they "proximate[ly]" caused.
In
Paroline
, the Supreme Court prescribed a general method and "rough guideposts" for trial courts to follow in determining a perpetrator's "relative causal role" in a victim's injury.
I
Section 2259(a) of Title 18 requires district courts to "order restitution for any offense" involving "Sexual Exploitation and Other Abuse of Children."
Under Section 2259, convicted defendants must pay their victim the "full amount of the victim's losses as determined by the court[.]"
II
In December 2009, Michael Monzel pled guilty to one count each of distributing and of possessing child pornography.
See
United States v. Monzel
,
Following Monzel's conviction, the district court sentenced him to ten years of imprisonment. Amy then sought restitution for all of her losses on a theory of joint and several liability.
Monzel I
,
Amy filed a petition for a writ of mandamus in this court to challenge the amount of the district court's award.
See
But, alas, the district court's quest for a fair causal benchmark proved unfruitful. "[F]or reasons
not
of its making," the district court explained, the government was unable to offer anything more than "speculati[on]" as to Monzel's individual causal contribution to Amy's harm.
See
United States v. Monzel
, Criminal Case No. 09-243 (GK),
The government appealed, and while that appeal was pending, the Supreme Court granted certiorari in
Paroline
.
See
Paroline v. United States
,
Ten months later, the Supreme Court decided
Paroline
.
This court vacated and remanded for the district court "to redetermine restitution for Amy consistent with" the Paroline framework. See Order, In re: Amy, Child Pornography Victim , No. 12-3093 (D.C. Cir. June 13, 2014).
The district court then awarded Amy $7,500 in restitution.
See
United States v. Monzel
,
To determine Monzel's individual causal contribution, the district court tracked
Paroline
's "guideposts,"
Next, the district court found that Monzel's possession of a single image of Amy made only a relatively "minor" contribution to her losses.
Monzel II
,
Monzel appeals.
III
We review a restitution order for an abuse of discretion, and we "examine the factual findings underpinning the order for clear error."
In re Sealed Case
,
A
We are not the first, and surely will not be the last, court to wrestle with giving practical effect to Section 2259 's proximate-cause test for mandatory restitution in the context of child-pornography offenses. While "every viewing" of a child's pornographic image itself re-inflicts "the victim's abuse,"
Paroline
,
Here, as in
Paroline
, the defendant was a non-distributing possessor of an image that thousands have trafficked.
Paroline
,
To that end,
Paroline
identified seven "rough guideposts" that district courts "might consider" in navigating between the Scylla and Charybdis of prohibited "severe" and "nominal" awards.
• "[W]hether the defendant reproduced or distributed images of the victim";
• "[W]hether the defendant had any connection to the initial production of the images";
• "[H]ow many images of the victim the defendant possessed";
• "[T]he number of past criminal defendants found to have contributed to the victim's general losses";
• "[R]easonable predictions of the number of future offenders likely to be caught and convicted for crimes contributing to the victim's general losses";
• "[A]ny available and reasonably reliable estimate of the broader number of offenders involved (most of whom will, of course, never be caught or convicted)"; and
• "[O]ther facts relevant to the defendant's relative causal role."
The Supreme Court stressed that those factors are neither a mandatory checklist nor a "rigid formula," but instead are meant to guide the sentencing court's "wide discretion" and "sound judgment."
Paroline
,
B
The district court's decision in this case reflects a reasonable exercise of discretion guided by the
Paroline
guideposts and principles of analysis. The court began, as it should have, by calculating Amy's general losses from the trafficking of her image.
Monzel II
,
C
Monzel's arguments on appeal fall into three general buckets. First, he argues that the government failed to carry its burden of proving "the amount of the loss sustained by a victim as a result of the offense."
Monzel offers a laundry list of asserted deficiencies in the government's proof of the amount of Amy's losses. Specifically, he objects that the government failed (i) to identify a particular amount of restitution, (ii) to formulate a discrete methodology for the district court to follow, (iii) to submit evidence about total offenders and future prosecutions, (iv) to disaggregate Amy's initial-abuse losses from her general loss figure, and (v) to update the 2008 loss projections relied upon by the district court. Monzel's Br. 40-45. Those objections misunderstand the Paroline mission.
At the outset, Monzel's argument that the government's asserted evidentiary omissions preclude any award at all misses the mark. Monzel does not dispute that the district court put the burden of proof where it belonged-on the government. He makes no claim, for instance, that the district court erroneously assigned him the burden of proof for any aspect of the case. Nor does Monzel dispute the government's evidentiary showing that he possessed an image of Amy, and that Amy has "outstanding losses caused by the continuing traffic in those images."
Paroline
,
Given that showing by the government and the court's agreement with it, an award of restitution was mandatory.
So while the purported evidentiary gaps that Monzel has identified might bear upon the "reasonableness" of the amount awarded, they would not let him off scot free.
Cf.
United States v. Sainz
,
Viewed as challenges to the reasonableness of the restitution award, all five of Monzel's evidentiary arguments fail.
First
, Monzel complains that the government did not request a specific amount of restitution on Amy's behalf. But that is neither here nor there. A party's claim for a particular amount of restitution is not proof of causation. Instead, Section 3664(e) requires the government to "
demonstrat[e]
the amount of the loss," not to propose a mathematical calculation or to specifically assert a dollar amount.
Second
, Monzel faults the government for failing to proffer, and the district court for failing to adopt, a formulaic methodology for computing the restitution
*481
award. No dice. What
Paroline
requires is that courts issue "reasonable and circumscribed" awards.
Third , Monzel faults the government for failing to provide estimates on two of the Paroline factors-the number of future convictions and the total offenders predicted to possess Amy's image.
Again,
Paroline
says otherwise. Those numbers were only two among a number of "rough guideposts" flagged in
Paroline
.
Of course, it may not be reasonable for a district court to disregard those guideposts that describe the essential character of the individual perpetrator's offense, such as the number of images possessed and the number of acts of distribution. Those facts would generally seem to be indispensable to evaluating a defendant's relative causal role.
In addition to the nature of the perpetrator's role, the number of images involved, and the number of acts of distribution, there can be "other facts relevant to the defendant's relative causal role,"
Paroline
,
*482 But the factors Monzel cites-those seeking to predict the future behavior of third parties-will often have less salience. For starters, those factors are aimed mainly at preventing over-compensation of the victim, which is not an issue in this case (or in many cases).
Beyond that, many courts have concluded that, as restitution factors, future convictions and total offenders are "virtually unknown and unknowable."
United States v. Crisostomi
,
The bottom line is that that
Paroline
provided a "starting point" for the district courts' analyses. The Supreme Court did not carve its permissive guideposts into doctrinal stone.
See
Paroline
,
Fourth , the district court relied upon a 2008 economic report that estimated Amy would suffer $512,681 in future treatment expenses and $2,751,077 in future vocational losses. Monzel argues that the government was obligated to update the report with the actual rather than predicted cost projections for the period between 2009 and 2015, and to adjust the report's future projections based upon more recent developments in Amy's treatment patterns.
But a determination of Monzel's relative causal role does not require a perpetual *483 nickeling and diming of the victim through the imposition of a never-ending accounting requirement-a mandate that would force the victim to constantly confront the growing number of offenders who trade in her image.
In any event, Monzel has not shown that, without his requested adjustments, there would be a significant temporal gap or a material dollar disparity between the initial projection and actual costs. For example, the projected treatment costs for the 2009 to 2015 period constituted only a minute fraction of Amy's losses. And even then, the record reveals no clear disparity between the report's projections and the costs actually incurred. Cf. FED . R. CRIM . P. 52(a). As for Amy's future treatment, the record confirms the core assumptions that underlay the 2008 projections. In other words, on this record, demanding an update for the sake of an update would not be worth the candle.
Fifth
, Monzel argues that the district court was required to formally backout of Amy's lifetime of psychological treatment and social and vocational impacts those future damages attributable to both her initial abuse and the initial distribution of her image. That argument, again, seeks to impose a mathematical rigidity that
Paroline
eschews. The Supreme Court made "connection to the initial production of the images" one of several factors that could be considered.
See
Paroline
,
The argument also proves too much. Courts already consider whether the defendant's conduct was connected to "the initial production of the images."
Paroline
,
The Ninth Circuit has taken the opposite tack.
See
United States v. Galan
,
*484
The test's difficulties are seemingly reflected in the large number of district court cases within the Ninth Circuit in which victims have been denied restitution because the government cannot meet its "impossible [evidentiary] task" of disaggregating, in a coherent way, a victim's lifetime of costs from the marketing of her images.
See
United States v. Chan
, CR No. 15-00224 DKW,
In addition to those evidentiary objections, Monzel takes aim at the district court's reasoning. He argues, first, that the opinion is so devoid of analysis as to be unreviewable for all intents and purposes. Monzel's Br. 46. Monzel contends, secondly, that the district court wrongly failed to address "any" of his mitigation arguments. Id. at 47. Both challenges are mistaken.
As for reviewability, district courts generally are required to "articulate the specific factual findings underlying * * * restitution order[s] in order to enable appellate review."
United States v. Fair
,
The district court's opinion here easily passes that test. The court discussed each of the
Paroline
factors, emphasizing and delineating Monzel's relatively "minor" role.
Monzel II
,
Monzel insists the district court opinion must leave "
some
way for [us] to
trace
the derivation of the court's $7,500 award[.]" Monzel's Br. 46 (second emphasis added). The question, however, is not whether the district court showed every step of its homework. The decision being made is one of reasoned judgment, not formulaic computation.
Cf.
Chavez-Meza
,
So we ask only whether the district court reasonably exercised its discretion in weighing the
Paroline
and other relevant factors, applying them to the record in this case, and then choosing a "circumscribed" award that is consistent with the restitutionary purposes of the statutory scheme.
See
Paroline
,
Taking a 180-degree turn, Monzel next argues that the district court was too mathematical in its approach. Monzel speculates that the district court randomly selected five post-
Paroline
awards, averaged the amounts to $7,432.63, and rounded that figure "to an even $7,500." Monzel's Br. 37, 45. But that reconstruction of the district court's reasoning is as implausible as it is uncharitable. First, Monzel concedes that his argument fudged the math. His calculation relied upon the $7,500 that was in fact "award[ed]" in
United States v. Bellah
, No. 13-10169-EFM,
Anyhow, the district court here explained that its decision was based on "the parties' arguments, the relevant
Paroline
factors, * * * and * * * information provided regarding prior restitution awards
for Amy
," and
not
on the small and random sampling of post-
Paroline
awards stressed in Monzel's briefing.
See
Monzel II
,
Monzel's next objection is that the district court "did not address
any
of [his] arguments in mitigation[.]" Monzel's Br. 47. That argument falls flat. A sentencing court must generally consider all "nonfrivolous arguments for mitigation."
See
United States v. Bigley
,
Finally, Monzel offers a laundry list of factual errors he deems fatal to the district court's judgment. None are.
*486 First , he argues that the district court wrongly read Monzel I as setting a $5,000 floor below which his restitution payment could not go. And that erroneous starting point, Monzel contends, tainted the ultimate $7,500 award.
That argument is doubly flawed. As an exegetical matter, the district court's construction of
Monzel I
was quite reasonable. This court was explicit that it was "grant[ing] [Amy's] petition" because "the $5,000 the court awarded was, by [the district court's] own acknowledgement,
less than the amount of harm
Monzel caused Amy
[.]"
Monzel I
,
As a factual matter, the district court never indicated in any way that the $5,000 floor tied its hands in the wake of Paroline , somehow forcing it to award more restitution than warranted. See Order, In re: Amy, Child Pornography Victim , No. 12-3093 (D.C. Cir. June 13, 2014) (directing the district court "to redetermine restitution for Amy consistent with" the causation framework set out in Paroline ). Monzel points to nothing in the district court's opinion that even hints that its post- Paroline analysis proceeded with a $5000 weight already on the damages scale.
Second , Monzel claims the district court made a pair of factual errors, subtracting both too much and too little from Amy's general loss figure. According to him, the court should have subtracted $7,186 to exclude damages incurred prior to Monzel's arrest in 2009, and also should not have subtracted $20,563 in attorney's fees because Amy's submission consisted exclusively of vocational and treatment expenses. As to the purported $7,186 over-inclusion of loss, the impact-if any-in determining Monzel's share of Amy's more than $3 million in losses is at best de minimis , and at worst incalculable. And as to the asserted underestimation of Amy's general losses, that could only have inured to Monzel's benefit. See FED . R. CRIM . P. 52(a) (reversal only for prejudicial error). No harm, no foul.
Third
, Monzel faults the district court for failing to mention the amount of Amy's then-to-date recovery. That argument asks the wrong question. Under
Paroline
, restitution reflects not Monzel's share of Amy's unpaid balance, but rather his contribution to her "general losses"-"the aggregate losses, including the costs of psychiatric treatment and lost income, that stem from the ongoing traffic in her images as a whole."
Paroline
,
Lastly , Monzel returns to the "math." He claims that $7,500 cannot represent his actual contribution to Amy's losses because it "essentially assumes that Mr. Monzel is one of 432 people ($3,243,195/$7,500) who have harmed and will harm Amy," when in fact thousands continue to trade in her image. Monzel's Br. 52. Any effort to apportion Amy's losses evenly among the full universe of offenders would, by Monzel's account, yield something between fifteen dollars and less than a penny.
That is exactly the reasoning that
Paroline
rejected.
See
* * * * *
Restitution in child pornography cases is meant to address the very real and reverberating trauma that attends each perpetrator's acquisition and viewing of a victim's image. "[C]hild pornography is 'a permanent record' of the depicted child's abuse, and 'the harm to the child is [only further] exacerbated by [its] circulation.' "
Paroline
,
The judgment of the district court is affirmed.
So ordered.
Congress has since amended Section 2259 to both codify
Paroline
's basic approach and to set a restitution floor of $3,000.
See
Amy, Vicky, and Andy Child Pornography Victim Assistance Act of 2018, Pub. L. No. 115-299,
Certain statements from the Tenth Circuit's decision in
United States v. Dunn
,
Related
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