United States v. Mena

32 M.J. 937, 1991 CMR LEXIS 334, 1991 WL 74728
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedMarch 8, 1991
DocketNMCM 90 2466
StatusPublished

This text of 32 M.J. 937 (United States v. Mena) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mena, 32 M.J. 937, 1991 CMR LEXIS 334, 1991 WL 74728 (usnmcmilrev 1991).

Opinion

MITCHELL, Senior Judge:

Appellant was convicted at a contested bench special court-martial of one count of cocaine use. The case is before this court in the normal course of review. At issue is whether the military judge conducted an adequate inquiry regarding a stipulation of fact used at trial. We hold that the stipulation was confessional and that its proffer should have triggered a more detailed inquiry by the military judge. Rule for Courts-Martial (R.C.M.) 811(c); United States v. Bertelson, 3 M.J. 314 (C.M.A.1977).

In a pretrial agreement, appellant bargained for a sentence limitation in return for a stipulation of fact. In summary, the stipulation of fact admitted urine collection, forwarding of the sample to the Navy drug laboratory, analysis and results being positive for cocaine. It set forth no identifiable facts from which a defense could be built. The only essential facts necessary for conviction but not specifically set forth in the stipulation were that the ingestion was with knowledge of the presence of the substance and that the ingestion was wrongful. The alert military judge, recognizing the issue, asked counsel whether the stipulation was confessional. Both agreed it was not. Insofar as pertinent, the trial judge then handled the matter as an ordinary stipulation of fact. Following receipt of the stipulation, the prosecution rested.

When the prosecution rested, the defense counsel presented no evidence and immediately rested and turned to argument. During a fleeting eight line summation, de[938]*938fense counsel merely urged the military judge not to draw the permissive inferences of knowledge and wrongfulness that flow from the fact of presence in the appellant’s urine. See United States v. Mance, 26 M.J. 244, 254 (C.M.A.1988), cert. denied, 488 U.S. 942, 109 S.Ct. 367, 102 L.Ed.2d 356 (1988), reaff'g United States v. Ford, 23 M.J. 331 (C.M.A.1987); United States v. Harper, 22 M.J. 157 (C.M.A.1986); United States v. Greenwood, 6 U.S.C.M.A. 209, 19 C.M.R. 335 (1955). See also Manual for Courts-Martial, United States, 1984, Part IV, para. 37c(2) and (5). At no time during or after trial did appellant make an issue of the Constitutionality or legality of the inferences or raise any other issue. He only voiced the still and unadorned plea that the inferences, as a matter of fact, not be drawn by the trial judge. That argument rested on absolutely no supporting facts or criticism of the strength of the Government’s evidence.

The discussion attending R.C.M. 811(b) states that in a contested case a stipulation of fact which practically amounts to a confession should not be accepted until the requirements of R.C.M. 811(c) have been met. This latter rule requires the consent of the parties. It also burdens the military judge to determine on the record that the accused understands the contents and effect of the stipulation, that a factual basis for it exists, that the accused consents to it after consulting with counsel, and what, if any, agreements underlie the stipulation and, if so, the terms thereof.

The R.C.M. 811(c) Discussion describes a confessional stipulation as one that is equivalent to a guilty plea in that it establishes, directly or by reasonable inference, every element of the crime charged, and the defense does not present evidence to contest any potential remaining issue on the merits. The rule is based upon Bertelson and the cases of United States v. Schaffer, 12 M.J. 425, 427 nn. 4, 6 (C.M.A.1982); United States v. Aiello, 7 M.J. 99 (C.M.A.1979); and United States v. Long, 3 M.J. 400 (C.M.A.1977). Manual for Courts-Martial, United States, 1984, Appendix 21, Rule 811(c).

At issue in Bertelson was a stipulation that the accused sold three plastic baggies, each containing approximately 100 white methamphetamine tablets (a controlled substance), to an undercover agent for $70.00. The Court of Military Appeals concluded that the stipulation was confessional because it made out a prima facie case; guilt was rebuttable by affirmative defense but no such defense was in fact presented at trial; and thus, it admitted every essential fact and amounted to a confession. Bertelson, 3 M.J. at 315.

In discussing the concept of confessional stipulation, the Court also observed that the definition is not rigid but is a practical one entailing some flexibility.

[A] ‘confessional stipulation’ is a stipulation which practically amounts to a confession. We believe that a stipulation can be said to amount ‘practically’ to a . judicial confession when, for all facts and purpose, it constitutes a de facto plea of guilty, i.e., it is the equivalent of entering a plea of guilty to the charge.

Bertelson, 3 M.J. at 315 n. 2. [Emphasis supplied].

In the case at bar, the Government argues that the accused’s stipulation is not confessional, avoiding the need for a Bertelson inquiry, because it left litigable two essential elements of guilt, knowledge and wrongfulness. The argument relies heavily on United States v. Kepple, 27 M.J. 773 (A.F.C.M.R.1988), aff'd, 30 M.J. 213 (C.M.A.1990) (summary disposition).

Kepple was a desertion case in which all essential facts necessary to find unauthorized absence and many factors bearing on intent to remain permanently away from the command were admitted in a stipulation of fact. Among those facts were his apprehension far distant from his command, his holding of a variety of civilian jobs, the absence of an I.D. card, his wife living in an area of apprehension, and his possession of several uniforms. The defense immediately rested and strongly argued that the court should not draw the inference of intent, relying on the facts contained in the stipulation to show that Kepple was merely immature, procrastinat[939]*939ed about reporting back, and did not intend to remain permanently away from his command. Kepple, 27 M.J. at 774.

The Air Force Court of Military Review, in a detailed treatment of the Bertelson rule, set forth the correct reading of Bertelson as: “Unless the stipulation itself admits every element and no further evidence is required from the Government for a finding of guilty, the stipulation is not ‘confessional’ and a Bertelson inquiry is not mandatory.” Kepple, 27 M.J. at 779. The court then held that the stipulation in Kepple did not amount to an uncontested guilty plea, was not confessional and did not trigger a Bertelson procedure. The Court of Military Appeals, in its summary disposition of the case, merely held that the lower court was correct in holding that the stipulation was not confessional. The disposition did observe, however, that notwithstanding the holding, the trial judge adequately informed Kepple that the stipulation could be used against him to determine the desertion charge. Kepple, 30 M.J. at 213. See also United States v. Wilson, 20 U.S.C.M.A. 71, 42 C.M.R. 263 (1970) (a stipulation to confinement status, escape from an outside work detail and apprehension by F.B.I. agents a month later did not compel an inference of intent to desert and did not amount to a confessional stipulation). The stipulations in these cases left essential fact issues of varying strengths to legitimate dispute by the parties.

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Related

Tot v. United States
319 U.S. 463 (Supreme Court, 1943)
Turner v. United States
396 U.S. 398 (Supreme Court, 1970)
United States v. Greenwood
6 C.M.A. 209 (United States Court of Military Appeals, 1955)
United States v. West
15 C.M.A. 3 (United States Court of Military Appeals, 1964)
United States v. Care
18 C.M.A. 535 (United States Court of Military Appeals, 1969)
United States v. Wilson
20 C.M.A. 71 (United States Court of Military Appeals, 1970)
United States v. Bertelson
3 M.J. 314 (United States Court of Military Appeals, 1977)
United States v. Long
3 M.J. 400 (United States Court of Military Appeals, 1977)
United States v. Aiello
7 M.J. 99 (United States Court of Military Appeals, 1979)
United States v. Strangstalien
7 M.J. 225 (United States Court of Military Appeals, 1979)
United States v. Schaffer
12 M.J. 425 (United States Court of Military Appeals, 1982)
United States v. Morton
15 M.J. 850 (U S Air Force Court of Military Review, 1983)
United States v. Harper
22 M.J. 157 (United States Court of Military Appeals, 1986)
United States v. Ford
23 M.J. 331 (United States Court of Military Appeals, 1987)
United States v. Mance
26 M.J. 244 (United States Court of Military Appeals, 1988)
United States v. Kepple
27 M.J. 773 (U S Air Force Court of Military Review, 1988)
Arons v. New Jersey Board of Education
488 U.S. 942 (Supreme Court, 1988)

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Bluebook (online)
32 M.J. 937, 1991 CMR LEXIS 334, 1991 WL 74728, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mena-usnmcmilrev-1991.