United States v. Kepple

27 M.J. 773, 1988 WL 138036
CourtU S Air Force Court of Military Review
DecidedDecember 13, 1988
DocketACM 26863
StatusPublished
Cited by10 cases

This text of 27 M.J. 773 (United States v. Kepple) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kepple, 27 M.J. 773, 1988 WL 138036 (usafctmilrev 1988).

Opinions

DECISION

KASTL, Senior Judge:

When does a stipulation become “confessional,” thus triggering the need to caution an accused prior to its use in a contested case?

Today we seek to describe — with some precision — the legal tripwires which activate such a forewarning under the rule taken from United States v. Bertelson, 3 M.J. 314 (C.M.A.1977).

Factual Setting

Airman Basic (AB) Kepple was tried by a military judge sitting alone as a general court-martial for desertion, the period of his absence being from May 1983 to March 1988. He pleaded not guilty to desertion under Article 85, UCMJ, 10 U.S.C. § 885. He then entered a conditional plea to absence without leave, a violation of Article 86, 10 U.S.C. § 886. The condition was retention of his right to appeal the trial judge’s ruling on a defense motion for dismissal. Contents of that motion are not relevant to the issue presently under discussion.

Subsequently, the military judge accepted the plea of guilty to absence without leave; the government, however, still sought to prove desertion. The parties then offered a stipulation of fact which recited how AB Kepple entered the Air Force in 1983, completed basic training at Lackland AFB, Texas, and then received orders to F.E. Warren AFB, Wyoming. The stipulation also indicated that he departed Texas to visit New York City and see his wife. He remained in New York City, living at various addresses. He never reported for duty at the Wyoming base. In March 1988, AB Kepple was apprehended by the Air Force Security Police in New York City. He had continuously held various civilian jobs since departing Lackland AFB. When apprehended, he still possessed fatigue shirts and pants and two Class A shirts and slacks. He had no U.S. Armed Forces Identification Card.

The military judge questioned the accused as to both his plea of guilty to the lesser offense of absence without leave and the contents of the stipulation. However, the judge did not provide any other advice to the accused as to whether the stipulation could be used to prove desertion; neither did the judge caution the accused that the stipulation could amount to a confessional plea.

After stipulating to the above matters, both the prosecution and defense rested. Importantly, neither side offered anything further but each made a strong closing argument. These arguments drew inferences from the stipulation, the Government contending that Airman Basic Kepple’s intent to remain away permanently was easily discernible from the stipulated facts. Contrariwise, the defense stressed that the accused neither hid nor threw away his military uniforms; he was simply immature and a procrastinator about returning.

The military judge found the accused guilty of desertion. After hearing presentencing matters, he sentenced the accused to a bad conduct discharge, confinement for three months, and total forfeitures.

On appeal, the accused argues that the document in question was a confessional stipulation, and thus the military judge erred by failing to conduct the inquiry required by Bertelson. Reversal is mandatory in this situation, the accused argues, because no defense evidence addressed the issue of whether he intended to remain away permanently.

We disagree. Affirming, we will use this factual setting as a crucible in which to analyze the limits of the Bertelson rule.

Confessional Stipulations

Historically, the postulate that a stipulation tantamount to a confession should be [775]*775rejected in most instances is not new. It has found a home in military jurisprudence for at least 60 years. See Manual for Courts-Martial 1928, para. 1266. See generally United States v. Haywood, 31 Bd. Rev. 249, 254 (1944) and United States v. Sparks, 1 (A.F.) C.M.R. 262 (A.F.B.R.1949). The concept remained intact in the 1951 and 1969 Manuals.

As early as 1951, the Air Force Board of Review examined the confessional stipulation ban in a factual setting where the stipulation embraced less than all the elements. Such a stipulation was approved since it was not “tantamount to a confession.” See United States v. Colbert, 1 C.M.R. 811 (A.F.B.R.1951).

In the pre-Bertelson era, three desertion cases are instructive. They provide examples of how much is enough (factually and juridically) to convert a legally-acceptable stipulation into a legally-dubious confessional stipulation. While the service decisions are in conflict as to whether such a stipulation is legally sanctioned, the Court of Military Appeals approved such a case in 1970.

United States v. Sparks involved two stipulations of fact. They in effect conceded a two year and seven month absence. The accused, a World War II paratrooper who had served in combat for over seven months and been wounded at the Battle of the Bulge, pleaded not guilty to desertion. Finding the accused’s substantial rights violated, the Air Force Board of Review noted that the stipulations were equivalent to a confession of the offense charged:

for the reason that the Court, in the absence of a complete and reasonable explanation of such a prolonged absence, would practically be compelled to infer that the accused at least at some time during the period of absence intended not to return.

Id. at 263.

United States v. Johnson, 5 C.M.R. 362 (C.G.B.R.1952), included a stipulation by the accused conceding his absence — its commencement, duration and termination. Yet the defense “did not stipulate to any attempt to desert.” Id. at 364. While not central to its holding in the case, the Coast Guard Board of Review commented that this stipulation had the effect of what the Board called a “confessory pleading” — but only to the lesser offense of absence without leave. While the analysis is quick, we read Johnson as saying that a stipulation not yielding on each and every element is acceptable.

In United States v. Wilson, 20 U.S.C.M.A. 71, 42 C.M.R. 263 (1970), the accused pled guilty to the lesser included offense of unauthorized absence; the stipulation was the sole evidence offered by the prosecution. The Court of Military Appeals found the stipulation silent on the essential question of the accused’s intent and upheld a conviction for desertion. In a detailed analysis, the Court majority noted that the accused’s intent had not been conceded by the defense. Id. at 264. In dissent, Judge Ferguson reasoned that from the facts outlined in the stipulation — and their reasonable inferences — the military judge could conclude beyond reasonable doubt that the accused intended to remain away permanently. Thus, believed the dissenting judge, there was nothing left to be proved; as a result, he would declare the stipulation invalid since it practically amounted to a judicial confession. Id. at 267.

The Bertelson Rule

In United States v. Bertelson, the Court of Military Appeals in 1977 issued a benchmark holding as to confessional stipulations. The Court ruled that a stipulation might prove confessional yet still be admissible — provided the military judge expressly communicated to the accused that it could not be accepted without that accused’s consent.

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Bluebook (online)
27 M.J. 773, 1988 WL 138036, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kepple-usafctmilrev-1988.