United States v. Melvin

730 F.3d 29, 2013 WL 5183116, 2013 U.S. App. LEXIS 19169
CourtCourt of Appeals for the First Circuit
DecidedSeptember 17, 2013
Docket12-1332
StatusPublished
Cited by26 cases

This text of 730 F.3d 29 (United States v. Melvin) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Melvin, 730 F.3d 29, 2013 WL 5183116, 2013 U.S. App. LEXIS 19169 (1st Cir. 2013).

Opinion

SELYA, Circuit Judge.

In criminal cases, proffer sessions are commonly used as a means of facilitating plea negotiations. A defendant’s agreement to participate in a proffer session carries with it both potential risks and potential rewards.

To protect the proffering defendant against unfairness, prosecutors customarily offer assurances that they will not use what the defendant reveals at the proffer session against him should plea negotiations fail. In this case of first impression, the government promised the defendant that it would not use against him any “statements made or other information” disclosed at the proffer session.

The proffer session came to naught. When trial became imminent, the government attempted to pull a rabbit out of a hat: it advised the defendant that, notwithstanding its earlier assurances, it planned to introduce at trial voice identification testimony from a police officer, based on what the officer had heard at the proffer session, linking the defendant to a highly incriminating recorded telephone conversation. Although the court found the government’s plan “troubling,” it nonetheless denied the defendant’s motion in limine and allowed the government to present the testimony. The jury returned a guilty verdict.

On appeal, the defendant advances three claims of error, including a renewed challenge to the introduction of the voice identification testimony. With respect to this pivotal issue, we conclude that the admission of the testimony transgressed the proffer agreement and the defendant’s due process rights. On the assumption that such a transgression is subject to harmless error review, we conclude that the proper barometer for that review requires us to ask whether the government has shown that the error was harmless beyond a reasonable doubt. Because the government has not carried this heavy burden, we vacate the defendant’s conviction.

The moral of this story is that, especially when dealing with criminal defendants at proffer sessions, the government must turn square corners. The government did not do so here.

I. BACKGROUND

On February 19, 2010, an agent of the Federal Bureau of Investigation (FBI), Jeffrey Lawrence, working with other law enforcement personnel, set in motion a controlled purchase of crack cocaine. The leading man in the production was a cooperating witness, Robert Williams. The agents equipped Williams with video and audio recorders, and a Massachusetts state trooper, Thomas Fitzgerald, searched him to ensure that he had no drugs or other contraband on his person.

*33 Williams then made a recorded telephone call to the target of the sting, Anthony Hook. During this call, Hook agreed to sell “three and a teenth” of crack cocaine 1 for $500, and handed the telephone to another individual to arrange the exchange. That individual, a stranger to Williams, set up a meeting at the parking lot of a package store (a retail liquor emporium) and stated that he was wearing a black jacket. Williams replied that he would be driving a blue Chevy Blazer.

After the call, Agent Lawrence gave Williams $500 to make the buy. Williams then drove to the package store under the watchful eye of agents in a surveillance van. Along the way, he stopped for gas and spent a brief interlude unattended inside the gas station’s store.

After Williams arrived at the designated parking lot, defendant-appellant James Melvin, wearing black clothing, entered his vehicle. This encounter was surreptitiously videotaped.

Williams asked the defendant, “What we got right here?” The defendant answered, “Three balls and a teenth.” The videotape shows the defendant removing an unidentifiable object from his waistband. At trial, Williams testified that the object was crack cocaine, which the defendant weighed on a scale and sold to him for $500. The defendant then disembarked from the vehicle.

As Williams began to leave, he was approached by a family friend who “slapped him five” through the open window of his vehicle. Williams’s next stop was a meeting with government agents, where he surrendered a bag of crack cocaine, a scale, and the recording equipment.

The defendant was not immediately arrested. For reasons not relevant here, he later wound up in state custody. Trooper Fitzgerald happened to be present during the defendant’s booking and recognized him as the person who had entered Williams’s vehicle on February 19 (almost two months earlier). The trooper reported this bit of serendipity to Agent Lawrence. On April 22, 2010, the latter showed Williams an array of nine photographs (one of which depicted the defendant) and asked him to identify the seller of the cocaine. Williams chose the defendant’s photograph.

A federal grand jury sitting in the District of Massachusetts subsequently indicted the defendant on a single count of possessing cocaine with intent to distribute. See 21 U.S.C. § 841(a)(1). The indictment was returned on May 20, 2010. That same day, law enforcement personnel, including Officer James Mazza, a Springfield police officer (who had been part of the February 19 surveillance team), interviewed the defendant at a proffer session. The proffer session was held pursuant to a written proffer agreement drafted by the government.

The proffer session proved fruitless and the defendant proceeded to trial. The government posited that the defendant sold crack cocaine to Williams in the parking lot. As part of its case in chief, the government called Officer Mazza to testify that he had familiarized himself with the defendant’s voice during the proffer session and, through that acquired knowledge, could identify the defendant as the unknown speaker who had participated in the February 19 telephone call. The defense attempted to point the finger at Williams, implying that he had acquired the crack cocaine elsewhere and had *34 staged matters so as to shift the blame to the defendant.

The jury found the defendant guilty. After the imposition of sentence, this timely appeal followed.

II. ANALYSIS

In this venue, the defendant advances three claims of error. This litany includes a claim that the district court should have suppressed the photo array identification as impermissibly suggestive and unreliable; a claim that Williams’s testimony should have been excluded because a government agent had told him that payment for his services depended on future convictions; and a claim that allowing Officer Mazza’s voice identification testimony violated his due process rights. 2 We address these arguments in inverse order of difficulty.

A. The Photo Array.

We need not linger long over the defendant’s challenge to the photo array. The defendant filed a pretrial motion to suppress this identification, arguing that only two of the nine photographs were “close-ups” (one depicting the defendant, the other a man with a beard and a facial scar); and that due to this peculiarity, the array was both unreliable and impermissibly suggestive.

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Cite This Page — Counsel Stack

Bluebook (online)
730 F.3d 29, 2013 WL 5183116, 2013 U.S. App. LEXIS 19169, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-melvin-ca1-2013.