United States v. McCoy

Court of Appeals for the Fourth Circuit·Decided August 16, 1999·No. 99-6096·Unpublished

Opinion

UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

UNITED STATES OF AMERICA, Plaintiff-Appellee,

v. No. 99-6096

TIMOTHY W. MCCOY, Defendant-Appellant.

Appeal from the United States District Court for the Northern District of West Virginia, at Clarksburg. Irene M. Keeley, District Judge. (CR-92-189, CA-97-85-1)

Submitted: July 20, 1999

Decided: August 16, 1999

Before WIDENER, ERVIN, and WILKINS, Circuit Judges.

_________________________________________________________________

Dismissed by unpublished per curiam opinion.

_________________________________________________________________

COUNSEL

Timothy W. McCoy, Appellant Pro Se. Samuel Gerald Nazzaro, Jr., Assistant United States Attorney, Wheeling, West Virginia, for Appellee.

_________________________________________________________________

Unpublished opinions are not binding precedent in this circuit. See Local Rule 36(c).

_________________________________________________________________ OPINION

PER CURIAM:

Timothy W. McCoy appeals the dismissal of his 28 U.S.C.A. § 2255 (West Supp. 1999) action. McCoy was convicted by a jury of operating a continuing criminal enterprise ("CCE") and conspiracy, involving the manufacture and distribution of marijuana, as well as various other crimes, including money laundering, tax evasion, and suborning perjury. On appeal, we vacated the conspiracy conviction as a lesser-included offense of operating a CCE and affirmed the remaining convictions. See United States v. Heater, 63 F.3d 311, 332 (4th Cir. 1995). McCoy then filed this § 2255 motion, arguing a pleth- ora of grounds. The district court denied the motion, without a hear- ing and without requesting a response from the Government.

I.

McCoy, his girlfriend Connie Heater, and other individuals were involved in the cultivation, possession, and distribution of marijuana in West Virginia. McCoy's operation was substantial, and the evi- dence showed that it involved nearly six million dollars worth of mar- ijuana. McCoy supervised at least five workers who constructed irrigation systems, painted fences, harvested the crops, laundered drug money, and distributed marijuana. See Heater, 63 F.3d at 315-16.

McCoy was tried along with Heater, his father Richard McCoy, and other indicted co-conspirators. Other co-conspirators testified under grants of immunity or plea agreements with the Government.

McCoy and his father Richard retained, respectively, J. Michael Benninger and Clark B. Frame, of the law firm of Wilson, Frame & Metheney. The court conducted a Fed. R. Crim. P. 44(c) hearing prior to trial, presenting to both defendants the potential for a conflict of interest. Both defendants signed waivers. After the case went to the jury, Benninger requested permission to leave the courthouse and have Frame represent his client during deliberations. With the consent of both defendants, the court agreed.1 _________________________________________________________________ 1 The McCoys' consent to dual representation during deliberations is contained in the record. However, although McCoy and the district court

2 The jury consisted of eleven women and one man, Matthew Smith. During trial, Smith approached several of the defendants. According to an affidavit filed by Harvey John, a co-defendant, Smith first approached John, and they briefly discussed mutual acquaintances. Smith again approached John and attempted to talk to him, but John told him that the discussion was improper and promptly left. Accord- ing to John, Benninger witnessed the second exchange and inquired as to whether Smith had tried to talk to John. John answered "he tryed [sic]." After closing arguments, Smith met with Tim McCoy, Heater, and John in a car. They smoked marijuana, and Smith allegedly told Tim and the others that Richard McCoy would be acquitted. Smith also indicated that he felt all the defendants were not guilty.2

McCoy alleges that he immediately informed Frame (as Benninger was not present) that Richard McCoy would be found not guilty. McCoy then allegedly began to explain to Frame that his information was based on juror contact, but Frame stated, "Don't tell me, I don't want to hear it."

During deliberations, the jury sent out an unsigned note, stating that one hold-out juror was convinced of the Defendants' innocence. After Frame objected to the rereading of any portions of the jury charge, the court instructed the jury to continue deliberating. Subse- quently, Smith sent out a signed note stating that he could not attend the next day, due to a scheduled job interview. The court did not respond to this note. Several hours later, the jury returned their ver- dicts, which inter alia found Tim McCoy guilty on all charges and acquitted Richard McCoy.

After the verdicts were returned, Benninger filed a motion for a new trial based on juror misconduct. However, he did not support his motion with factual specifics or affidavits, asserting that he was con- cerned about McCoy incriminating himself. Benninger stated at the _________________________________________________________________

agree that a second Rule 44(c) hearing was held, the record does not con- tain a transcript of any discussion between counsel and the court regard- ing this issue. 2 Smith has pled guilty to obstruction of justice. Tim, Heater, and John all testified at his grand jury proceeding.

3 hearing that he was attempting to negotiate some sort of an immunity agreement for McCoy, but the Government had not yet agreed. The court denied the motion for lack of a factual basis. On appeal, Ben- ninger again raised this issue. At the time, only John had testified before Smith's grand jury, and Benninger related that information to this court, but still presented no affidavits in support of his factual allegations. We denied the appeal on this issue for lack of factual sup- port but stated that a collateral attack might still be possible. See Heater, 63 F.3d at 321-22.

II.

McCoy raises several claims attacking the performance of Frame during jury deliberations. In order to succeed on a claim of ineffective assistance of counsel, McCoy must show: (1) that his counsel's per- formance fell below an objective standard of reasonableness and (2) that counsel's deficient performance was prejudicial. See Strickland v. Washington, 466 U.S. 668, 687 (1984). Under the first prong of Strickland, McCoy must demonstrate that counsel's performance fell below an objective standard of reasonableness under"prevailing pro- fessional norms." Id. at 688. To satisfy the second prong of Strickland, McCoy must demonstrate that there is a "reasonable prob- ability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Id. at 694. However, this court cannot grant relief solely because the outcome would have been different absent counsel's deficient performance. See Lockhart v. Fretwell, 506 U.S. 364, 369-70 (1993). Instead, this court can only grant relief under the second prong of Strickland if the "result of the proceeding was fundamentally unfair or unreliable." Id. at 369.

Assuming McCoy has satisfied the first prong of Strickland by alleging that Frame knew of the juror misconduct, and failed to dis- close it, we find that McCoy cannot satisfy the second prong of Strickland.

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