United States v. Martinez

17 M.J. 916, 1984 CMR LEXIS 4678
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedFebruary 17, 1984
DocketNMCM 83 3256
StatusPublished
Cited by3 cases

This text of 17 M.J. 916 (United States v. Martinez) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Martinez, 17 M.J. 916, 1984 CMR LEXIS 4678 (usnmcmilrev 1984).

Opinion

LECORNU, Judge:

Contrary to his pleas before a special court-martial, composed of one officer and two enlisted members, appellant was convicted of wrongful sale, possession, and transfer of 7.12 grams, more or less, of marijuana in violation of Article 92, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 892, and also of perjury at an unrelated special court-martial in violation of Article 131, UCMJ, 10 U.S.C. § 931. He [918]*918was sentenced to confinement at hard labor for 30 days, reduction to the lowest enlisted pay grade, and a bad-conduct discharge. The findings and sentence were approved without modification by intermediate reviewing authorities. Appellant has assigned five errors before this Court. As the fifth assignment requires reversal of all findings, there is no need to discuss the first four assignments which relate to sufficiency of the evidence and multiplicity.

THE FACTS

At the conclusion of the trial on the merits, the president of the court announced the findings as follows:

Boatswain’s Mate Second Class Petty Officer Raymond R. Martinez, it is my duty as president of this court to inform you that the court in closed session finds you: Of all Specifications and Charges: Guilty.

The president had been provided with a findings worksheet which conformed to the recommended language of Appendix 8b, Manual for Courts-Martial, 1969 (Rev.) (MCM). He read, however, from a redacted version in which the references to secret written ballot and two-thirds concurrence had been deleted. This omission went unnoticed, and the trial proceeded through sentencing with no further irregularities.

While authenticating the record, the military judge first recognized the possibility that the findings had not been determined by secret written ballot, with at least two-thirds of the members concurring. He immediately convened a session of the court, with counsel and accused present, in an attempt to resolve the matter. Called as a witness, the president of the court testified that all three members were present during deliberations on findings, that two-thirds of the members concurred in the findings of guilty, but that the voting was accomplished by oral ballot. In response to the military judge’s question concerning two-thirds concurrence, the president volunteered that the votes were unanimous. The military judge thereupon adjourned the court.

Subsequently, the convening authority reconvened the court in a revision proceeding. The stated purpose of the hearing was to determine whether secret written balloting was employed and, if not, whether the facts and circumstances demonstrated that the accused had been prejudiced. Over defense objection, the president of the court and one of the enlisted members testified regarding the deliberations on findings.1 The enlisted member confirmed that the balloting was conducted orally and that the vote was unanimous. Both the president and the member were then examined extensively on other aspects of the deliberative process. The opinion of each, for example, was sought regarding the possibility that superi- or rank had influenced the outcome. The response was negative. The members’ testimony also indicated that a separate vote had not been taken on each specification. At the conclusion of the proceeding, the defense counsel moved for a mistrial because of the members’ failure to abide by the judge’s instructions. The military judge denied the motion without comment and adjourned the court.

DISCUSSION

The prevailing fifth assignment which we will discuss is as follows:

THE MEMBERS OF THE COURT FAILED TO COMPLY WITH ARTICLE 51(a), UCMJ, PARAGRAPH 74d(2), MANUAL FOR COURTS-MARTIAL, 1969 (REV.), AND THE INSTRUCTIONS OF THE MILITARY JUDGE WHEN THEY DID NOT VOTE BY SECRET WRITTEN BALLOT ON THE ISSUE OF GUILT OR INNOCENCE.

The opposing contentions of the parties with respect to this assignment, both in the proceedings below and on appeal to this Court, can be briefly summarized. Appellant urges, and the government concedes, that the failure of the members to vote by secret written ballot separately on each charge and specification constituted presumptively prejudicial error. Appellant [919]*919further argues that the military judge’s post-trial inquiries in search of evidence to rebut the presumption of prejudice were in contravention of well-established case law and the Military Rules of Evidence. Appellant also contends that, even if this court determines that the information developed by the military judge may properly be considered, reversal is required because the post-trial disclosures of the members do not sufficiently rebut the presumption. Specifically, it is contended that there is no adequate guarantee that the influence of rank did not affect the oral votes of the two enlisted members.

The government argues that the post-trial actions of the military judge were a legitimate exercise of his responsibility to determine if there was compelling evidence to rebut the presumption of prejudice and, if so, to make it a matter of record. The military judge’s questions, it is urged, are sanctioned by pertinent evidentiary rules and disclosed facts demonstrating that no prejudice resulted. In this connection, we are asked to consider the following: first, that the surviving members testified that they were not improperly influenced by rank — the evil which the secret written ballot guards against; secondly, that the assurances of two members that their votes would have been the same in a secret ballot demonstrated that the deceased member’s vote would not have influenced the outcome; and, finally, that sequential voting would not have led to a different result, as resolution of the credibility issue against appellant on one specification dictated findings of guilty on all of them.

We begin our analysis with Article 51(a), UCMJ, 10 U.S.C. § 851(a), which requires that votes “of a ... court-martial on the findings ... be by secret written ballot.” This requirement is more than a mere technicality; it is a substantial right. United States v. Boland, 20 U.S.C.M.A. 83, 42 C.M.R. 275, 277 (1970). The secret written ballot permits a member to vote his conscience, even if he agreed to a contrary position during the oral deliberative process. Its paramount importance in the military justice system is not open to doubt. See United States v. Chaplin, 8 M.J. 621, 627 (N.C.M.R.1979).

An announcement of findings which fails to mention either that a secret written ballot was taken or that the required percentage of members concurred is error. Absent some other indication that the members did not follow the judge’s instructions, however, such an omission will not counter the presumption of regularity and will not be considered prejudicial. United States v. Jenkins, 12 M.J. 222 (C.M.A.1982). Thus, in the instant case, the findings announcement, standing alone, would not have dispelled the presumption of regularity. Id. at 224. The error, however, also was “plain” on the face of the findings worksheet. Under these circumstances, it was incumbent upon the military judge to ensure that the members correctly followed his instructions.

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17 M.J. 916, 1984 CMR LEXIS 4678, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-martinez-usnmcmilrev-1984.