United States v. Mark Brown

CourtCourt of Appeals for the Sixth Circuit
DecidedJune 15, 2018
Docket17-3468
StatusUnpublished

This text of United States v. Mark Brown (United States v. Mark Brown) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mark Brown, (6th Cir. 2018).

Opinion

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 18a0303n.06

No. 17-3468

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT FILED Jun 15, 2018 UNITED STATES OF AMERICA, ) DEBORAH S. HUNT, Clerk ) Plaintiff-Appellee, ) ) ON APPEAL FROM THE v. ) UNITED STATES DISTRICT ) COURT FOR THE MARK ANTHONY BROWN, ) SOUTHERN DISTRICT OF ) OHIO Defendant-Appellant. ) ) )

Before: SILER and LARSEN, Circuit Judges; BLACK, District Judge.*

LARSEN, Circuit Judge. A jury found Mark Brown guilty of possessing cocaine base, in

violation of 21 U.S.C. § 844(a). He appeals his conviction, contending that the trial court allowed

an impermissible amendment to the indictment, that the jury lacked sufficient evidence to convict,

and that the trial court erroneously permitted expert testimony from a lay witness. Brown also

appeals his eighteen-month sentence, arguing that he should not have received an enhancement for

a prior drug offense because the government failed to comply with the procedural requirements of

21 U.S.C. § 851(a). We AFFIRM Brown’s conviction and his sentence.

* The Honorable Timothy S. Black, United States District Judge for the Southern District of Ohio, sitting by designation. No. 17-3468 United States v. Brown

I.

In 2015, Columbus police arrested Brown in his home after receiving a phone call about

an altercation there. While sweeping the house for other occupants, officers noticed several items

in plain view atop a coffee table, some ten feet from the front door: a digital scale, an open box of

plastic sandwich bags, and approximately one gram of crack cocaine in a plastic sandwich bag.

After obtaining a warrant to search the home for evidence of drug trafficking, police recovered

opened mail addressed to Brown, also located on the living room coffee table, as well as weapons,

ammunition, and drug paraphernalia found throughout the house.

Brown was charged with possessing cocaine base with intent to distribute, in violation of

21 U.S.C. §§ 841(a)(1), (b)(1)(C), and being a felon in possession of a firearm and ammunition,

in violation of 18 U.S.C. §§ 922(g)(1), 924(a)(2). The indictment identified a prior Ohio

conviction for drug trafficking as the predicate offense for the latter charges.

On the first day of trial, the court granted the government’s request to correct the offense

date in the indictment, which mistakenly identified the day of Brown’s arrest as “on or about May

16, 2015,” rather than June 19, 2015. Brown argued that the correction would prejudice his

constitutional rights, but the court disagreed, observing that the offense date proved by the

evidence need be only “reasonably near” the date given in the indictment, as “on or about”

preceded the date presented to the grand jury. The court accordingly instructed the jury that the

government was obliged to prove that Brown committed the alleged crimes “on or about June 19,”

and explained that “on or about” means “reasonably close to.”

Just before closing arguments, defense counsel asked the court to allow the jury to consider

the lesser included offense of simple drug possession, 21 U.S.C. § 844(a), as an alternative to

-2- No. 17-3468 United States v. Brown

possession with intent to distribute. The judge agreed, and the jury found Brown guilty of simple

possession alone.

A conviction for simple possession carries a maximum sentence of one year’s

imprisonment, but a prior drug conviction can boost that to two years if the government seeks a

recidivism enhancement. 21 U.S.C. § 844(a). In its post-trial sentencing memorandum, the

government expressed its intent to pursue the enhancement, with Brown’s prior state drug

conviction serving as the predicate offense. In his response memorandum, and again at the

subsequent sentencing hearing, Brown argued that the government’s failure to file a pretrial

information announcing its plans to seek the enhancement, as 21 U.S.C. § 851(a) requires,

foreclosed the increased penalty. The district court rejected this argument, concluding that Brown

had been given reasonable notice of the possible enhancement, as well as an opportunity to be

heard on the subject. It sentenced him to eighteen months’ imprisonment.

II.

Brown first claims that the district court allowed an impermissible amendment to the

indictment. We review that claim de novo. United States v. Manning, 142 F.3d 336, 339 (6th Cir.

1998). An amendment manifests “when the charging terms of the indictment are altered, either

literally or in effect, by prosecutor or court after the grand jury has last passed upon them.” United

States v. Ford, 872 F.2d 1231, 1235 (6th Cir. 1989) (citation omitted). If “the charging terms of

an indictment are effectively altered, the accused is held answerable for a charge not levied through

the protective device of a grand jury.” Id. This abrogates the Fifth Amendment’s guarantee of a

grand jury’s indictment, as well as the two additional constitutional rights that this guarantee

safeguards: fair notice of criminal charges, and security from double jeopardy. United States v.

Combs, 369 F.3d 925, 935 (6th Cir. 2004).

-3- No. 17-3468 United States v. Brown

But not every change to an indictment implicates the Fifth Amendment. An alteration that

“is merely a matter of form” and does not affect the document’s charging terms, does not violate

the Constitution. Russell v. United States, 369 U.S. 749, 770 (1962) (noting that this is “the settled

rule in the federal courts”). An adjustment to the indictment’s offense date is “merely a matter of

form,” id., where the offense date is not “an important element of the charged offense,” the

“evidence shows that the offense was the one charged,” and the evidence demonstrates that the

defendant committed the charged offense “on a date before the indictment and within the statute

of limitations,” United States v. Barnett, 89 F. App’x 906, 907 n.1 (6th Cir. 2003) (per curiam)

(quoting United States v. Leichtnam, 948 F.2d 370, 376 (7th Cir. 1991)); see United States v.

Rosenbaum, 628 F. App’x 923, 929 (6th Cir. 2015) (upholding the correction of an indictment’s

offense date from April 2008 to August 2007 because the wrong date was “a clerical error” and

the defendant had notice of the correct date).

Here, the district court adjusted the indictment’s offense date by thirty-five days, from “on

or about May 16, 2015,” to “on or about June 19, 2015.” This is a mere change of form not

affecting the indictment’s charging terms.

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