United States v. Mallicote

13 C.M.A. 374, 13 USCMA 374, 32 C.M.R. 374, 1962 CMA LEXIS 152, 1962 WL 4506
CourtUnited States Court of Military Appeals
DecidedDecember 14, 1962
DocketNo. 15,958
StatusPublished
Cited by14 cases

This text of 13 C.M.A. 374 (United States v. Mallicote) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mallicote, 13 C.M.A. 374, 13 USCMA 374, 32 C.M.R. 374, 1962 CMA LEXIS 152, 1962 WL 4506 (cma 1962).

Opinions

[375]*375Opinion of the Court

Kilday, Judge:

The appellant was found guilty by a general court-martial convened at Custer Air Force Station, Michigan, of larceny of $185.20 and five specifications of forgery, in violation of Articles 121 and 123, Uniform Code of Military Justice, 10 USC §§ 921 and 923, respectively. He was sentenced to dismissal, forfeiture of all pay and allowances, and confinement at hard labor for three years. The convening authority approved the findings of guilty and the dismissal but reduced the period of confinement to two years and deferred application of the forfeiture. An Air Force board of review affirmed the approved findings and sentence without modification.

Although several allegations of error were presented, this Court granted appellant’s petition for review on the sole issue of whether:

“lieutenant colonel carl c. burget was disqualified to review THE RECORD OF TRIAL SINCE HE HAD PREVIOUSLY ACTED AS A MEMBER OF THE PROSECUTION.”

A brief recitation of the facts is necessary for a proper understanding of the matter before us.

The appellant, a member of the reserve corps, was ordered to active duty in April 1960. On May 1st he was assigned to the position of Secretary of the Officers’ Open Mess at Custer Air Force Station. His duties as secretary included the employment and discharge of employees and preparation of the payroll pertinent thereto. In preparing the payroll for the period ending October 31, 1960, appellant added the name of John Straub, a former employee of the mess who had been transferred prior thereto and who was not employed during the period to which the payroll pertained. A check prepared in the amount of $35.80, payable to Straub, was signed by the appellant. He thereafter endorsed the check with the name “John Straub,” cashed it from the check cashing account maintained by him at the mess, and retained the money for his own use. Appellant then submitted the check to the Industrial State Bank, Augusta, Michigan, for credit to the account of the Officers’ Open Mess, Custer Air Force Station, Battle Creek, Michigan. Appellant repeated this identical procedure in the four subsequent semi-monthly payroll periods, November 15th through December 31, 1960, the only difference being in the amounts of the purported payments, which ranged from $30.00 to $41.90. The total monies obtained by the appellant by this procedure was $185.20, the basis for the charge of larceny.

The appellant’s activities came to light when he was transferred from his position as secretary early in January 1961 and his successor, who was acquainted with the aforementioned John Straub and knew of the latter’s transfer from the base, discovered one of the fraudulent checks in a routine review of the records of the mess and so informed the appellant on February 14th.

On February 20th the appellant, in a signed statement given to a representative of the Office of Special Investigations, admitted submitting false payrolls in the manner set forth above and thereafter converting the monies so obtained to his own use. However, he attempted to justify his action on the ground that he was required to put in a considerable amount of additional time in order to properly fulfill his responsibilities, and to do some of the work of his assistant who was daily diverted from his job to duties in the squadron orderly room. He completed his recital of events by stating “I firmly believe I was entitled to at least as much as I received in this manner for the many extra hours which I put in.”

Charges were preferred against the appellant on March 24, 1961. On June 23d, pursuant to Article 34, Uniform Code of Military Justice, 10 USC § 834,1 [376]*376Lieutenant Colonel Carl E. Burget, Acting Stall Judge Advocate, 30th Air Division (SAGE), Truax Field, Wisconsin, prepared the “advice” for the convening authority in which he reviewed the charges and specifications, the report of pretrial investigation and the allied papers, and concurred in the recommendations of the investigating officer and the commanders of the Air Base Squadron and Air Defense Sector, Custer Air Force Station, that Malli-cote be tried by general court-martial.

Thereafter, on July 3d, Colonel Burget, still Acting Staff Judge Advocate, forwarded a ten-page “Advice to Trial Counsel” in which he instructed the prosecutor as to the preparation .and presentation of the case for the Government. The closing paragraph directed that a copy of the letter was to be served on the accused, together with the charges and allied papers.

Subsequent to Mallicote’s conviction, Burget, as assistant staff judge advocate, reviewed the record of trial and prepared the recommendations and advice to the convening authority in accordance with the provisions of Article 61, Uniform Code of Military Justice, 10 USC § 861.2 While the same was expressly adopted and concurred in by the staff judge advocate, the memorandum admittedly was authored by his assistant.3

Appellate defense counsel contend ■that the aforementioned “Advice to Trial Counsel” was so complete as to constitute “an outline of trial strategy which sought to describe in detail the trial tactics most conducive to securing a conviction. . . . that Lieutenant Colonel Burget, and not Captain Koz-lowski [trial counsel], was the master strategist, who devised to the most minute detail the prosecution’s plan of attack, and that the latter was in actuality but the in-court alter ego of the former.” By so doing, Colonel Burget “became a de facto member of the prosecution” and thereby disqualified from subsequently acting as staff judge advocate or legal officer as proscribed by Article 6(c), Uniform Code of Military Justice, 10 USC § 806, which provides :

“No person who has acted as member, law officer, trial counsel, assistant trial counsel, defense counsel, assistant defense counsel, or investigating officer in any case may later act as a staff judge advocate or legal officer to any reviewing authority upon the same case.”

If, as alleged by appellate defense counsel, Burget “acted as a member of the prosecution,” he is barred from subsequently advising the reviewing authority in this case. For although the staff judge advocate or his assistant are not, by reason of their office and ordinary pretrial activities, barred by Article 6 (c) from subsequently advising the reviewing authority, the implication and reason why he must be when he acts — directly or indirectly — as trial counsel, are clear. As we stated in United States v Coulter, 3 USCMA 657, 14 CMR 75, “The obvious purpose of the lawmakers in prohibiting trial 'counsel from subsequently acting as the Staff Judge Advocate on the review of the same case was to assure the accused [377]*377a thoroughly fair and impartial review.” The right to an impartial review is an important right which must be recognized in the military judicial system and an accused is entitled to have the record reviewed and the limits of his sentence fixed by a commander who is free from any connection with the controversy. United States v Gordon, 1 USCMA 255, 2 CMR 161. So, too, the subordinate advising such reviewing authority must occupy a similarly uneolored vantage point from which to assess the pertinent facts and circumstances.

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Cite This Page — Counsel Stack

Bluebook (online)
13 C.M.A. 374, 13 USCMA 374, 32 C.M.R. 374, 1962 CMA LEXIS 152, 1962 WL 4506, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mallicote-cma-1962.