United States v. Luis Allende-Garcia

407 F. App'x 829
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 11, 2011
Docket09-40248
StatusUnpublished
Cited by9 cases

This text of 407 F. App'x 829 (United States v. Luis Allende-Garcia) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Luis Allende-Garcia, 407 F. App'x 829 (5th Cir. 2011).

Opinion

DENNIS, Circuit Judge: *

Defendant Luis Ruben Allende-Garcia was convicted of two counts of transporting undocumented aliens within the United States for purpose of commercial advantage or private financial gain (“financial gain”) by means of a motor vehicle. On appeal, he makes three arguments: (1) that the evidence was insufficient to support his convictions with regard to the financial gain element; (2) that the district court reversibly erred when it failed to give the jury specific instructions that the financial gain element required personal financial gain, and that it had to be proven beyond a reasonable doubt; and (3) that the district court committed plain error in applying two sentence enhancements to Allende-Garcia’s base offense level: one for the number of aliens transported, and one for reckless endangerment. For the reasons given below, we affirm Allende-Garcia’s convictions and sentence.

BACKGROUND

In October 2008, Allende-Garcia drove a tractor-trailer into the inspection lane at the Border Patrol checkpoint north of Laredo, Texas. He was pulled over because a service dog alerted on the truck, and Border Patrol agents discovered three men hiding in the “windjammer,” which is described in the record as being “a little scoop” in the upper section of the back of the tractor. The men revealed that they were Mexicans who had come illegally into the United States, but refused to provide any other information. Several hours later, an agent discovered four more aliens hiding in the cab of the truck, two men and two women. Two of the aliens, Carlos Mario Hernandez-Lopez and his common-law wife, Maria Guadalupe Martinez-Garcia, were retained as witnesses.

Allende-Garcia was charged with two identical counts of violating 8 U.S.C. § 1324 and 18 U.S.C. § 2, one for transporting Hernandez-Lopez, and one for transporting Martinez-Garcia, for the purpose of financial gain. Section 1324(a)(1)(A)(ii) punishes a person who

knowing or in reckless disregard of the fact that an alien has come to, entered, or remains in the United States in violation of law, transports, or moves or attempts to transport or move such alien within the United States by means of transportation or otherwise, in furtherance of such violation of law.

A violation of this subsection is punishable by a maximum prison sentence of 5 years, 8 U.S.C. § 1324(a)(l)(B)(ii), unless the defendant is convicted of having committed *831 the offense for the purpose of commercial advantage or private financial gain, in which case the maximum sentence is increased to 10 years under 8 U.S.C. § 1324(a)(l)(B)(i). Finally, 18 U.S.C. § 2 outlines when a defendant can be held liable as a principal for the commission of an offense against the United States:

(a) Whoever commits an offense against the United States or aids, abets, counsels, commands, induces or procures its commission, is punishable as a principal.
(b) Whoever willfully causes an act to be done which if directly performed by him or another would be an offense against the United States, is punishable as a principal.

At trial, Hernandez-Lopez and Martinez-Garcia, the two aliens found in the cab who were retained as witnesses, testified to how they had illegally entered the country: Hernandez-Lopez explained that he had first paid 5,000 pesos to an unnamed person in Mexico, and expected to send another payment of $2,000 to Mexico after arrival at their destination in the United States. The two aliens were taken across the Rio Grande on a raft into the United States with several other people. After the crossing, they were taken to a house where they stayed for several hours. From the house, they were then taken via car to pick up two more people, the man and woman who were eventually found with Hernandez-Lopez and Martinez-Garcia in the cab of Allende-Garcia’s truck, and all four people were transferred to another car. They were driven to the tractor-trailer in which they were eventually discovered.

When they arrived at the tractor-trailer, they were told to get inside, cover themselves, and not make any noise. The four aliens entered the cab and hid under a blanket in the sleeper compartment. When Hernandez-Lopez and Martinez-Garcia entered through the driver’s side door, they saw a man sitting in the passenger seat. Both aliens identified the man as Allende-Garcia. Once the truck arrived at the checkpoint, the four aliens lay in the sleeper compartment for several hours before being discovered by a Border Patrol agent.

Before the jury received its instructions, Allende-Garcia’s attorney requested that the jury be instructed on the financial gain element of § 1324(a)(l)(B)(i). The district court said, “We’ll add it in.” However, although the jury verdict form asked the jury to determine whether Allende-Garcia acted for the purpose of financial gain, the jury instructions did not specifically state that financial gain had to be proved beyond a reasonable doubt. The jury instructions also did not define financial gain. Before the jury reached a verdict, Allende-Garcia’s attorney submitted a Rule 29 motion for a judgment of acquittal, which was denied.

After the jury convicted Allende-Garcia on both counts, the district court ordered that a presentence report (“PSR”) be prepared to assist in Allende-Garcia’s sentencing. The PSR calculated Allende-Garcia’s Sentencing Guidelines range as follows: it began with a base offense level of 12, pursuant to U.S.S.G. § 2Ll.l(a). It then applied a three-level enhancement under U.S.S.G. § 2L1.1 (b)(2)(A), for transporting six to twenty-four aliens. The PSR stated that Allende-Garcia had transported seven aliens: three in the windjammer, and four in the sleeper compartment. The PSR also applied a second enhancement, increasing the offense level to 18 pursuant to U.S.S.G. § 2Ll.l(b)(6) for intentionally or recklessly creating a substantial risk of death or serious bodily injury to another person (“reckless endangerment”). 1 The basis for this enhance *832 ment was Allende-Garcia’s transportation of the three aliens in the windjammer of his truck. Allende-Gareia did not object to the PSR, and thus did not object to either of the two enhancements.

The total offense level of 18, coupled with Allende-Garcia’s criminal history category of I, produced a sentencing range of 27 to 33 months. The district court sentenced Allende-Garcia to concurrent terms of 33 months on each count. In sentencing Allende-Garcia to the upper end of the Guidelines range, the district court stated that it was influenced by the danger of hiding the three aliens in the windjammer.

DISCUSSION

A.

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Bluebook (online)
407 F. App'x 829, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-luis-allende-garcia-ca5-2011.