United States v. Lopez-Garcia

713 F. App'x 785
CourtCourt of Appeals for the Tenth Circuit
DecidedNovember 14, 2017
Docket16-3174
StatusUnpublished
Cited by1 cases

This text of 713 F. App'x 785 (United States v. Lopez-Garcia) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lopez-Garcia, 713 F. App'x 785 (10th Cir. 2017).

Opinion

ORDER AND JUDGMENT *

Monroe G. McKay, Circuit Judge

Defendant Juan Manuel Lopez-Garcia appeals the sentence entered in this criminal case.

Defendant was convicted by a jury of conspiring to distribute and to possess with the intent to distribute more than fifty grams of methamphetamine and of possessing firearms as an illegal alien. Based on the large amount of drugs involved, Defendant’s leadership role in the drug-trafficking operation, his maintenance of a residence which was used to facilitate drug-trafficking, his firearm possession, and his involvement in importing the drugs through the Sinaloa cartel in Mexico, where his brother is a high-ranking cartel leader, the Presentence Investigation Report calculated a total offense level of 48. The government argued that his offense level should be increased an additional two levels under U.S.S.G. § 3C1.1 for the obstruction of justice. After hearing testimony from two trial witnesses and an FBI agent about the threats several witnesses received prior to Defendant’s trial, the sentencing court held that the obstruction enhancement was “well justified” and adjusted the offense level up to 50. (Appellant’s App. Vol. Ill at 169.) This increase was mainly academic, however: under the Sentencing Guidelines, in the “rare case[]” where the Guidelines calculate a total offense level of more than 43, the higher offense level is “treated as an offense level of 43,” which results in an advisory sentence of life imprisonment across the board, regardless of a defendant’s prior criminal history. U.S.S.G. ch. 5, pt. A, cmt. n.2. The court held that the advisory Guidelines sentence of life imprisonment was appropriate under all of the circumstances of this case, and in particular because Defendant was the leader of “a huge drug trafficking organization” that introduced “substantial amounts of methamphetamine ... into the lives of undoubtedly thousands of people who are suffering and who will continue to suffer because of the product sold by this defendant and those that worked for him.” (Appellant’s App. Vol. Ill at 173.) On appeal, Defendant challenges both the procedural and the substantive reasonableness of his sentence.

“In reviewing the district court’s sentence for procedural reasonableness, we review the district court’s legal conclusions de novo and its factual findings for clear error.” United States v. Shuck, 713 F.3d 563, 570 (10th Cir. 2013). For a factual finding to constitute clear error, “we must be convinced that the sentencing court’s finding is simply not plausible or permissible in light of the entire record on appeal, remembering that we are not free to substitute our judgment for that of the district judge.” United States v. Torres, 53 F.3d 1129, 1144 (10th Cir. 1995).

Defendant argues that the district court’s sentence was not procedurally reasonable because the court should not have imposed the two-level enhancement for the obstruction of justice, both because this enhancement was primarily based on unreliable hearsay testimony and because there was no evidence that directly linked Defendant to the threats made against the witnesses and potential witnesses. We are not persuaded by either of these arguments.

“[W]e have consistently held that hearsay statements may be considered at sentencing if they bear some minimal indicia of reliability,” United States v. Damato, 672 F.3d 832, 847 (10th Cir. 2012) (internal quotation marks omitted), and we conclude that the evidence in this case was sufficient to “clear[] this low hurdle,” id. An FBI agent testified that one of Defendant’s testifying co-defendants reported “receiv[ing] threats in regards to testifying against [Defendant]” while he was incarcerated before the trial. (Appellant’s App. Vol. Ill at 63.) The FBI agent testified that two other co-defendants cooperated with the government from the time they were arrested until shortly after the witness lists for Defendant’s trial were released, at which point they refused to testify or cooperate any further based on threats they had received from Defendant. The court noted that this hearsay testimony was consistent with the representations that the co-defendants’ respective attorneys had made to the court shortly before a change-of-plea hearing and at the co-defendants’ sentencing hearings. The court also stated that this hearsay testimony was consistent with the testimony of two witnesses at the sentencing' hearing that they had received threats regarding their trial testimony and with the court’s observations of Defendant’s sister’s intimidating behavior towards the trial witnesses. The court also received evidence about the ways incarcerated defendants can convey threats and other messages to people both inside and outside of the penal system. Finally, the court found that there was strong circumstantial evidence that the threats were made “at the behest and direction of the defendant,” based on his high-ranking position in this large-scale drug-trafficking hierarchy and the fact that, as the sole defendant who went to trial, he had by far the strongest incentive to deter the witnesses from testifying. (Id. at 169.) Given the corroborating evidence and other indications of reliability in this case, including the district court’s own observations at the trial and the change-of-plea hearing, we are persuaded that the district court did not clearly err in relying on the hearsay testimony about threats received by the witnesses and cooperating co-defendants in this case.

We also see no clear error in the district court’s factual finding that the threats were made at Defendant’s behest and direction. As the district court noted, the circumstantial evidence strongly suggested that the threats were made at Defendant’s direction, given his leadership role in the organization and the .fact that he was the only defendant who went to trial. Moreover, the FBI agent testified that Defendant’s co-defendants believed Defendant had sent the threats, and he explained how messages can be transmitted from an incarcerated defendant to other inmates even if they are not in direct contact. Finally, we note that threats against witnesses do not have to be made directly by a defendant in order to qualify for an obstruction-of-justice sentencing enhancement; it is sufficient if the defendant conveys such threats indirectly, as the district court found to have occurred in this case. See U.S.S.G. § 3C1.1 n.4(A). The district court’s finding that the threats came from Defendant was permissible and plausible in light of all of the evidence in the record on appeal, and we therefore affirm this determination.

Defendant also appears to argue that his sentence was procedurally unreasonable because the district court failed to consider the sentencing goal of rehabilitation when it imposed a life sentence upon someone with no prior criminal record. There is no legal merit to this argument. We have expressly held that 18 U.S.C. § 3582(a) “prohibits consideration of rehabilitation in setting one aspect of th[e] sentence, the term of imprisonment.” United States v. Cordery,

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713 F. App'x 785, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lopez-garcia-ca10-2017.