United States v. Leon Westberry

491 F. App'x 364
CourtCourt of Appeals for the Fourth Circuit
DecidedAugust 1, 2012
Docket11-4337, 11-4338
StatusUnpublished
Cited by2 cases

This text of 491 F. App'x 364 (United States v. Leon Westberry) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Leon Westberry, 491 F. App'x 364 (4th Cir. 2012).

Opinion

Affirmed by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

In 2003, Leon S. Westberry pleaded guilty to two counts of mail fraud, in violation of 18 U.S.C. § 1341 (2006). The district court sentenced Westberry to thirty-seven months of imprisonment, followed by three years of supervised release, and ordered Westberry to make restitution in the amount of $1,536,000. Subsequently, Westberry was convicted by the district court following a bench trial of thirty-six counts of knowingly and willfully making material false statements, in violation of 18 U.S.C.A. § 1001(a) (West 2006 & Supp. 2011). The district court also found that Westberry had violated the terms of his supervised release for the conduct underlying the new convictions and for other false statements made to Westberry’s probation officer. The court sentenced West-berry to sixty months of imprisonment for the counts of conviction, plus nine months of imprisonment for the supervised release revocation, to be served concurrently.

Westberry now appeals and, with respect to the appeal of the revocation of supervised release, counsel has filed a brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967), questioning whether the district court erred in revoking Westberry’s supervised release and unreasonably delayed holding a hearing on the supervised release revocation. Westberry was informed of his right to file a pro se supplemental brief but has not done so. Finding no error, we affirm the judgment of the district court in all respects.

Westberry first argues that his new criminal convictions must be reversed because his statements to his probation officer fall within the judicial function exception to the statute. As Westberry failed to raise this issue before the district court, we review for plain error. See Fed. R.Crim.P. 52(b); United States v. Glano, 507 U.S. 725, 731-32, 113 S.C.t. 1770, 123 L.Ed.2d 508 (1993); see also United States v. Grace, 396 Fed.Appx. 65 (5th Cir.2010) (reviewing same issue for plain error). To meet this standard, Westberry must demonstrate that there was error, that was plain, and that affected his substantial rights. Olano, 507 U.S. at 731-32, 113 S.Ct. 1770. Moreover, even if Westberry demonstrates plain error occurred, we will not exercise our discretion to correct the error “unless the error seriously affect[s] the fairness, integrity or public reputation of judicial proceedings.” Id. (internal quotation marks and citation omitted).

Pursuant to 18 U.S.C.A. § 1001(a)(2), a defendant may not, in any matter within the jurisdiction of the judicial branch, make any materially false statement or representation. This section does not apply, however, “to a party to a judicial proceeding ... for statements, representations, writings or documents submitted by such party ... to a judge or magistrate in that proceeding.” 18 U.S.C. § 1001(b) (2006). This court has not construed the judicial function exception in the context of statements made to a probation officer. Two circuits, however, have reached opposite conclusions on similar issues. Compare United States v. Horvath, 492 F.3d 1075 (9th Cir.2007) (finding exception applied to statements to probation officer conducting presentence investigation); with United States v. Manning, 526 F.3d 611 (10th Cir.2008) (exception did not ap *366 ply to failure to include retirement account in financial statement to probation officer conducting presentence investigation). As there is no binding precedent in this Circuit, and as there is a conflict among other circuits regarding the applicability of the exception to this situation, any error by the district court was not clear and obvious. See United States v. Rhodes, 32 F.3d 867, 871 (4th Cir.1994) (for error to be plain it must be “clear or obvious”). Accordingly, regardless of the ultimate merit of Westberry’s argument, he cannot satisfy the high standard of plain error review.

Westberry next argues that his statements to his probation officer regarding his financial situation were not material because the probation officer could not alter the terms of the restitution order. Westberry also challenges the sufficiency of the evidence to demonstrate that he knowingly and willfully made the misrepresentations. “Our review of the district court’s finding of materiality is necessarily limited.” United States v. Garcia-Ochoa, 607 F.3d 371, 376 (4th Cir.2010). “Materiality, as an element of a criminal offense, is a question of fact (or at the very least, a mixed question of law and fact) to be resolved by the fact finder, which in the case of a bench trial is the federal district judge.” Id. (citations omitted). Following a bench trial, we review a district court’s factual findings for clear error and review a challenge to the sufficiency of the evidence “in the light most favorable to the government in order to decide whether any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” Id. (internal quotation marks, alteration, and citations omitted).

To be material, statements must “ha[ve] a natural tendency to influence, or [have been] capable of influencing, the decision of the decisionmaking body to which [they were] addressed.” Kungys v. United States, 485 U.S. 759, 770, 108 S.Ct. 1537, 99 L.Ed.2d 839 (1988); see also Garciar-Ochoa, 607 F.3d at 375 (“The test of materiality is whether the false statement has a natural tendency to influence agency action or is capable of influencing agency action.”) (citations omitted). We have thoroughly reviewed the record and conclude that the district court did not err in finding Westberry guilty of the offenses, as there was substantial evidence to show that Westberry’s false statements were material and that Westberry knowingly and willfully made the misrepresentations.

Westberry also argues that the convictions for the first thirty-two counts of the indictment must be vacated because the court’s findings following the bench trial demonstrate that the court constructively amended the indictment. “A constructive amendment to an indictment occurs when either the government (usually during its presentation of evidence and/or its argument), the court (usually through its instructions to the jury), or both, broadens the possible bases for conviction beyond those presented by the grand jury.” United States v. Hockley,

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Bluebook (online)
491 F. App'x 364, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-leon-westberry-ca4-2012.