United States v. Lambert

446 F. Supp. 890, 1978 U.S. Dist. LEXIS 19724
District Court, D. Connecticut·Decided February 3, 1978·No. Crim. N-77-98·Published·Cited by 21 cases

Opinion

RULING ON MOTION TO DISMISS

DALY, District Judge.

Defendants have been charged in an indictment with violating 18 U.S.C. § 641 (1970), 1 a statute which establishes sanctions upon any person who “embezzles, steals, purloins, or knowingly converts to his use or the use of another, or without authority, sells, conveys or disposes of any record, voucher, money, or thing of value of the United States . . . The indictment alleges that the defendants sold information derived from a computer within the Drug Enforcement Administration, Washington, D. C. The information allegedly included the identity of possible informants and the status of government investigations into illegal drug traffic. Because only information rather than documents was transferred, defendant Lambert claims that § 641 is inapplicable. Furthermore, if § 641 is found to apply, the defendant argues that the statute is unconstitutionally vague and overbroad.

SECTION 641: INFORMATION AS A “THING OF VALUE”

Defendant’s specific contention is that the phrase “any record, voucher, money, or thing of value of the United States” encompasses only tangible objects, e. g., a document embodying information rather than the information itself. Defendants point to the legislative history for support. The section appeared originally in the 1948 Revision, which recodified but did not alter the substantive offenses in the U. S. Code. Therefore, the Court must first look to the section’s legislative history prior to the 1948 revision.

Section 641 is a condensation of at least four sections in the 1940 Code, 18 U.S.C. §§ 82, 87, 100, 101. Section 82 referred to the larceny of “any property” of the government, or “any property which has been or is being made, manufactured, or constructed under contract.” Section 87 referred to the theft of “any ordinance, arms, ammunition, clothing, subsistence, stores, money, or other property of the United States.” Clearly, these sections refer to tangible goods. Sections 100 and 101, however, both referred to “money, property, record, voucher, or valuable thing whatever, of the money, goods, chattels, records, or property of the United States.” Thus the mention of a “record ... or thing of value” in § 641 can be traced to these two broadly worded sections, the language of which contrasts sharply with the more con *893 crete references of §§ 82 and 87. Sections 100 and 101, in turn, descended from two sections of the 1909 codification, Act of March 4, 1909, ch. 321, §§ 47, 48, 35 Stat. 1097, 1098. The relevant phrasing in these latter sections is identical to the wording of the 1940 Code, as is the language of their predecessors, Act of March 3, 1875, ch. 144, §§ 1, 2, 18 Stat. 479.

Because the relevant statutory language has traveled through more than a century without substantive change, there is little recent legislative history to illuminate Congress’ intent. In addition, the Congressional debates of 1875 fail to delineate the scope of the statutory language. Defendants therefore argue that the use of the word “record” in statutes contemporaneous with or prior to the original statute of 1875 should be examined. The defendants point to statutes dealing with the theft of court records, §§ 5394, 5403, 5408, (Rev.Stat. 1875); Act of February 26, 1853, § 4, 10 Stat. 170; Act of 1790 § 15, 1 Stat. 115, as proof that Congress meant to refer only to government documents, rather than to mere information as well when legislating in 1875. This “matrix of judicial meaning”, as the defendant calls it, is far too selective, and fails to account for the open-ended phrase “thing of value” in § 641 and its predecessors. This phrase evidences Congress’ intent to cover a wide variety of conduct. However, the Court does not consider the legislative history conclusive as to the applicability of § 641 to the specific conduct alleged in this case. Further guidance must be sought from judicial interpretations of that section.

It has been contended that the transfer of mere information does not constitute a violation of § 641, because traditional tort law does not encompass such conduct. A similar conclusion was reached by the Ninth Circuit in the case of Chappell v. United States, 270 F.2d 274 (9th Cir. 1959), the continuing validity of which is in doubt. 2 In that decision, the Court of Appeals dismissed part of an indictment because the defendant’s conduct did not constitute conversion under § 641. The defendant, a Master Sergeant in the U. S. Air Force, utilized an airman’s labor while on duty to paint several apartments owned by the defendant. In the court’s view, § 641 was merely a codification of common-law offenses, and under tort law conversion could only be performed upon tangible goods. As a result, the court termed the application of § 641 to the misappropriation of an employee’s labor a “revolutionary concept”, and invoked the need for strict construction of criminal statutes in finding § 641 inapplicable to the defendant’s conduct. Id. at 278. 3

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United States v. Lambert, 446 F. Supp. 890, 1978 U.S. Dist. LEXIS 19724 (D. Conn. 1978).

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