United States v. Kirkwood

CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 17, 2026
Docket25-50171
StatusPublished

This text of United States v. Kirkwood (United States v. Kirkwood) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kirkwood, (5th Cir. 2026).

Opinion

Case: 25-50171 Document: 95-1 Page: 1 Date Filed: 07/17/2026

United States Court of Appeals for the Fifth Circuit ____________ United States Court of Appeals Fifth Circuit

No. 25-50171 FILED July 17, 2026 ____________ Lyle W. Cayce United States of America, Clerk

Plaintiff—Appellee,

versus

James Anthony Kirkwood,

Defendant—Appellant. ______________________________

Appeal from the United States District Court for the Western District of Texas USDC No. 5:23-CR-115-1 ______________________________

Before King, Southwick, and Haynes, Circuit Judges. Leslie H. Southwick, Circuit Judge: The district court, applying the Mandatory Victims Restitution Act, ordered the defendant to pay restitution to a store clerk for psychological harm the defendant caused when committing a robbery. The district court provided two separate reasons for the order of restitution: mental anguish and lost income. In defending the award on the lost-income ground, the Government argues that “bodily injury” under the statute encompasses solely mental harms. We disagree and VACATE the challenged award of restitution. Case: 25-50171 Document: 95-1 Page: 2 Date Filed: 07/17/2026

No. 25-50171

FACTUAL AND PROCEDURAL BACKGROUND In January 2023, James Kirkwood committed a chain of robberies. While at the checkout counter at a Dollar Tree in San Antonio, Texas, Kirkwood told the 71-year-old cashier, “Do not panic. I have a gun. I want the cash.” The cashier, seeing a bulky item under Kirkwood’s shirt, believed him. She called her manager, who handed him $260. Three days later, Kirkwood was apprehended after robbing a different Dollar Tree with an air gun. Soon thereafter, he was charged with robbery under a federal statute. See 18 U.S.C. § 1951(a). Kirkwood pled guilty to one count of robbery. Importantly, he signed a waiver of his right to appeal on any ground. The presentence investigation report (“PSR”) referred to the victim impact statement from A.C., the 71-year-old cashier, that detailed the robbery’s effect on her. According to her statement, A.C. quit her job at Dollar Tree the day of the robbery. She reported insomnia, nightmares, and general anthropophobia. A.C. refused to take any job that could make her the subject of another robbery. Instead, she took a job as a dishwasher. In her statement, A.C. clarified that she suffered no physical harm and did not receive any medical treatment as a result of the robbery. Nevertheless, she claimed $8,400 in damages caused by her diminished earnings at her new job as a dishwasher compared to as a cashier at Dollar Tree. While she earned the same hourly rate at both jobs, she worked fewer hours as a dishwasher than as a cashier. At Kirkwood’s sentencing hearing, the district court addressed restitution. After the Government confirmed it had performed the necessary calculations and had arrived at the same number as A.C., Kirkwood’s counsel objected to the calculations as “purely speculative.” The court did not respond to that objection, but it did ask the Government and the

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Probation Office whether “mental anguish [is] also an element of restitution to victims.” The Government stated it did not “know of a reason why it cannot be”; the probation officer confessed a lack of familiarity with the law on the subject but acknowledged the probation office had “never considered mental anguish in a restitution” recommendation. The district court responded: “Well, we’ll make some new law, and Mr. Kirkwood can take it up if he wants to.” The court ordered “$945.39 for the store victims’ lost sales” and “$8,000 in restitution to the lady who filed the victim impact statement, for a combination of lost wages. And if that is not actually supported, in the alternative, $8,000 for the mental anguish.” Kirkwood timely appealed from the judgment ordering restitution as to A.C. DISCUSSION There are two issues. First, Kirkwood contends the court lacked statutory authority under the Mandatory Victims Restitution Act, 18 U.S.C. § 3663A (MVRA), to award restitution for mental anguish or lost income. Second, he argues the district court failed to conduct a proper proximate cause analysis in determining the award of restitution. The Government responds that Kirkwood waived his right to appeal on these issues because his arguments do not constitute valid challenges to the statutory maximum under one of the exceptions to the appeal waiver rule. See Hunter v. United States, 146 S. Ct. 1702, 1713–14 (2026). Even if the appeal waiver does not apply, the Government also argues that on plain error review, Kirkwood’s arguments fail because there is no settled caselaw on the subject and “it is only reasonable to understand that ‘bodily injury’ must include ‘mental trauma,’” as the “brain is part of the body.” We address the appeal waiver before considering other issues. An appeal waiver does not bar a challenge that a sentence, “including the amount

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of a restitution order, exceeds the statutory maximum.” United States v. Kim, 988 F.3d 803, 811 (5th Cir. 2021). “A federal court cannot order restitution without statutory authorization.” United States v. Koutsostamatis, 956 F.3d 301, 303 (5th Cir. 2020). Under the MVRA, “a defendant may . . . challenge whether the district court had the authority to issue restitution in the first place,” notwithstanding an appeal waiver. United States v. Lucas, 134 F.4th 810, 817 (5th Cir. 2025). Even so, “when a defendant invokes the exceeds- the-statutory-maximum exception to circumvent an appeal waiver, courts must carefully consider[] the relevant statute to determine whether the challenge properly falls within the exception.” Id. at 815 (alteration in original) (citation and quotation marks omitted). In sum, if the MVRA does not permit an award of restitution in this case, the appeal waiver is inapplicable because the sentence, in effect, exceeds the statutory maximum. We start, then, with the MVRA. I. Compensation for Mental Anguish under the MVRA A. Standard of Review The applicable standard of review for this first issue is a more difficult question than usual. At his sentencing hearing, Kirkwood failed to object to the imposition of restitution based on mental anguish alone. The Government argues that the failure to object means our review is for plain error. Kirkwood contends that de novo review applies. Here, the district court sua sponte raised and resolved the merits of a legal issue regarding sentencing. Kirkwood did not object. The Fifth Circuit has no precedent directly addressing the standard of review in such a situation. We therefore consider the justifications of the preservation rules and some precedents from other circuits.

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Federal Rule of Criminal Procedure 51 states that “[e]xceptions to rulings or orders of the court are unnecessary,” and that a “party may preserve a claim of error by informing the court.” Fed. R. Crim. P. 51 (emphasis added). The general rule is that if “the defendant does not make the district court aware that it may be” committing error, “then the defendant’s appeal will be governed by plain-error review.” Esteras v. United States, 145 S. Ct. 2031, 2045 (2025). This rule “should not be applied in a ritualistic fashion.

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United States v. Kirkwood, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kirkwood-ca5-2026.