United States v. Katherine Bordallo Aguon

851 F.2d 1158, 1988 U.S. App. LEXIS 9232, 1988 WL 67163
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 1, 1988
Docket85-1318
StatusPublished
Cited by123 cases

This text of 851 F.2d 1158 (United States v. Katherine Bordallo Aguon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Katherine Bordallo Aguon, 851 F.2d 1158, 1988 U.S. App. LEXIS 9232, 1988 WL 67163 (9th Cir. 1988).

Opinion

O’SCANNLAIN, Circuit Judge:

A three-judge panel of this court reversed Aguon’s convictions for extortion and conspiracy in violation of the Hobbs Act, 18 U.S.C. § 1951 and her convictions for making false statements before a grand jury and conspiracy to obstruct justice. United States v. Aguon, 813 F.2d 1413 (9th Cir.1987) {Aguon I). At the suggestion of the government, the case was taken en banc. 831 F.2d 1487 (9th Cir.1987).

Upon rehearing en banc, we are presented with three questions:

(1) whether we should retain the rule established in United States v. McClelland, 731 F.2d 1438 (9th Cir.1984), cert. denied, 472 U.S. 1010, 105 S.Ct. 2708, 86 L.Ed.2d 723 (1985), which held that “inducement” need not be proven in an extortion conviction when property obtained from another by a public official was obtained “under color of official right,”

(2) whether the jury instructions on mens rea were adequate, and (3) whether bias was established when a juror had previously committed an offense similar to the one being tried.

As did the three-judge panel, we reverse and remand to the district court. In doing so, we overrule McClelland because we conclude that proof of “inducement” is a prerequisite to conviction of extortion. As a separate ground for reversal of the Hobbs Act convictions, we adopt the panel’s view that the mens rea instructions were inadequate. Contrary to the panel, we find no juror bias proven and therefore we affirm the non-Hobbs Act convictions.

While we adopt extensive portions of the three-judge panel’s opinion, we modify it in several respects. Therefore, we withdraw the opinion of this court in Aguon I at 813 F.2d 1413 and replace it herewith.

I

Extortion: The Jury Instructions

The relevant facts and proceedings regarding the jury instructions on the extortion charge are taken verbatim from Judge Noonan's opinion in Aguon I: *1161 es, a washing machine, a gas dryer, a microwave oven, and a refrigerator “to make her happy.” He gave them without payment because “like I said, I’m vendor it’s to me hard to ask money” and because “I don’t want the people don’t like my, don’t like company to do business with DOE.” He testified that he also bought a carpet selected by Aguon in Los Angeles and installed it in her house in Guam. He did this so he would have “no trouble” with his maintenance contract with DOE. Finally, he testified that he also put central air-conditioning in her home. The total value of these offerings was at least $8,500. Aguon was charged under Count Two of the indictment with having “knowingly and wilfully” committed extortion under 18 U.S.C. § 1951 in that she “did obtain and cause to be obtained” these goods, and she was convicted of that crime. 1

*1160 Katherine B. Aguon, the defendant, was the Director of the Department of Education (DOE) of Guam between February 1980 and December 1982. A co-defendant was Pyong Hok Han, a Korean businessman, whose company, Hando Enterprises, Inc., was a vendor to DOE. Han testified that he gave Aguon dress-

*1161 At the beginning of the case before any evidence was introduced, the trial court read what it characterized as instructions “which go to the essential elements of the criminal conduct that is charged here” in order to give the jury “some feel for the nature of the case.” The jury was told that the government had “to prove the case beyond a reasonable doubt.” The jury was told that to prove extortion the government would have to prove that the defendant “caused or attempted to cause another to part with money or property by threatening to withhold official action unless he did so.” The giving of preliminary instructions was well within the practice permitted by this circuit. Manual of Model Jury Instructions for the Ninth Circuit 29 (1985).

The court’s instructions to the jury at the' close of the case were that the government must prove beyond a reasonable doubt “three essential elements ” in its case:

First, that the defendant induced another under color of official right to part with property.
Second, that she did so by extortion as defined in these instructions.
Third, that in doing so, interstate commerce was delayed, interrupted or adversely affected. [Italics supplied]

The court defined “wrongful” as “the obtaining of property by an alleged extortionist to which he has no lawful claim.” “Therefore,” the court said, proof “that the defendant obtained property under color of official right and that he was not lawfully entitled to this property” was “sufficient to establish that this property was wrongfully obtained by the defendant.”

As to “color of official right,” the court charged:

This type of extortion does not require proof of any specific acts on the part of the public official demonstrating force, threats, use of fear or inducement.
The wrongful use of otherwise valid official power converts dutiful action into extortion ...
So long as the motivation for the payment focuses on the recipient’s office, the conduct falls within the ambit of Section 1951 of Title 18, United States Code. [Italics supplied]

We determine the adequacy of jury instructions by examining them in their entirety. United States v. Feldman, 788 F.2d 544, 555 (9th Cir.1986) [, cert. denied, — U.S. —, 107 S.Ct. 955, 93 L.Ed.2d 1003 (1987) ]. We review a district court’s decision as to particular instructions for abuse of discretion. Id.

*1162 II

Extortion: The Meaning of “Induced"

We agree with the three-judge panel’s conclusion that:

The instructions in this case were fundamentally flawed. First, in line with the court’s “preliminary instructions,” they told the jury that the defendant had to “induce” the payment. Then the instructions told the jury that no proof of acts demonstrating “inducement” was necessary. The government now argues that the instruction requiring proof of inducement was more favorable to the defendant than the law required, so she lost nothing in having the instruction canceled by the later instruction. But the instructions are contradictory. The difficulty with contradictory instructions is the confusion they must have generated in the jury.

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Bluebook (online)
851 F.2d 1158, 1988 U.S. App. LEXIS 9232, 1988 WL 67163, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-katherine-bordallo-aguon-ca9-1988.