United States v. Joseph C. Frady

607 F.2d 383, 197 U.S. App. D.C. 69
CourtCourt of Appeals for the D.C. Circuit
DecidedSeptember 11, 1979
Docket79-1284
StatusPublished
Cited by13 cases

This text of 607 F.2d 383 (United States v. Joseph C. Frady) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Joseph C. Frady, 607 F.2d 383, 197 U.S. App. D.C. 69 (D.C. Cir. 1979).

Opinions

Opinion for the Court filed by FAHY, Senior Circuit Judge.

Dissenting opinion filed by WILKEY, Circuit Judge.

FAHY, Senior Circuit Judge:

The question presented is whether a certain change in a prison sentence after it had begun to be served placed appellant twice in jeopardy for the same offense. We hold that it did and, therefore, that the change must be set aside as inconsistent with the Double Jeopardy Clause of the Fifth Amendment.1

History of the Case

The case first came before the courts in 1963. On November 7 of that year appellant Frady and a co-defendant, not a party to the present proceedings, were convicted of first degree murder (count one of the indictment) and of robbery (count three). On December 6, 1963, appellant was sentenced by the District Court on count one “to the punishment of death by electrocution”.2 Also on December 6,1963, appellant was sentenced on count three to five to fifteen years.3 The docket indicates that after the sentencing on December 6, appellant was remanded to the District of Columbia Jail. Several days later, on December 13, the District Court entered an order stating that “if an appeal from the judgments of conviction ... be taken . the . . . sentence of death heretofore imposed shall be stayed . . . .” Notice of appeal was filed that day.

[385]*385There followed in due course an appeal to this court and our decision of Frady v. United States,4 affirming appellant’s convictions for first degree murder and robbery. This court held, however, that appellant’s death sentence had been erroneously imposed; it was set aside “with directions that . . . appellant be resentenced to life imprisonment on the verdict[ ] of guilty of first degree murder.” 121 U.S.App.D.C. at 79, 348 F.2d at 85. As to the robbery, the sentence which had been imposed, as well as the conviction, were affirmed. 121 U.S.App.D.C. at 79 n.1, 348 F.2d at 85 n.1.

On remand the District Court, on June 18, 1965, pursuant to the mandate of this court, set aside the sentence of death and sentenced appellant to imprisonment for “his natural life” on count one, and added, but not pursuant to our mandate, “[t]he sentence of Five (5) Years to Fifteen (15) Years on count three, imposed on December 6, 1963, to run consecutively to the Life sentence on count one”. The appellant was remanded again to the District of Columbia Jail.

Insofar as is relevant to this appeal the matter then lay dormant until June 19, 1978, when appellant filed pro se in the District Court a motion pursuant to Fed.R. Crim.P. 35 to vacate an illegal sentence.5 The motion was denied the same day. Appellant’s request for leave to file a notice of appeal, lodged in the District Court July 7, 1978, was denied as untimely. On August 22, 1978, appellant petitioned this court for leave to appeal on the ground that the consecutive robbery sentence was invalid as arising out of a single transaction. This court construed this petition as one to appeal in forma pauperis and denied it November 8, 1978, finding no merit in the ground stated, citing United States v. Butler, 149 U.S.App.D.C. 300, 462 F.2d 1195 (1972). Twelve days later appellant moved this court to reconsider its denial. In this motion appellant disclaimed a desire to appeal in forma pauperis and alleged that his robbery sentence was illegal. He set forth that previously the robbery sentence had run concurrently and was illegally made to run consecutively after remand. This constituted, he stated, an illegal pyramiding of sentences.

Thereafter appellant paid the docket fee and this court allowed his appeal. In allowing the appeal we held that, in the circumstances of the case, the time within which a notice of appeal was required to be filed was governed by Fed.R.App.P. 4(a), rather than Rule 4(b), and that since the notice had been filed within the time limits set by Rule 4(a), it was timely.

During the course of the above proceedings the United States and the appellant, who, though still acting pro se, obviously has had legal assistance from some source, have been given and have fully utilized opportunities to brief their respective positions. In view of this, and the over-all situation we have described, we have invoked our Rule 11(e) and now decide the case under its procedural provisions, without oral argument.

The Merits

The position of the United States is that the alteration of the robbery sentence constituted no increase in appellant’s sentence, and, therefore, North Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969), is not applicable. We agree Pearce is not applicable, but for quite a different reason. In contending that the “sentence” was not increased, the United States considers appellant’s “sentence” as a combination of the two separate sentences. Thus considered it is pointed out that the life sentence and the consecutive robbery sentence constitute a “sentence” of less severity than the original sentences which included the death sentence. This is true, of course, but the sentences were not imposed as one sentence. The punishment for each offense was separate; moreover, appellant [386]*386does not contend that he was twice placed in jeopardy for the offense of first degree murder. His position is that after the remand the alteration of the robbery sentence from concurrent6 with the death sentence to consecutive to the substituted life sentence, placed him twice in jeopardy for the robbery offense. In Pearce the situation was quite different. The Supreme Court stated the question before it as follows:

When at the behest of the defendant a criminal conviction has been set aside and a new trial ordered, to what extend does the Constitution limit the imposition of a harsher sentence after conviction upon retrial? That is the question presented by these two cases.

395 U.S. at 713, 89 S.Ct. at 2074.

In the case before us now there was no setting aside of a conviction at the behest of appellant, followed by retrial, reconviction, and resentence carrying a heavier punishment than that imposed before the appeal. In Pearce, where the above events had occurred, they gave rise to the question whether the harsher punishment was traceable to the fact that the accused had exercised his right of appeal. This was the problem dealt with in Pearce. Having no comparable situation before us in this case we consider the question raised by the factual situation which is before us: there was no single combined sentence imposed in this case either originally or after the remand, covering in one sentence the penalties for murder and robbery. In each instance the sentence for the murder and that for the robbery were imposed for each crime alone. The sentence of death for the murder was decreased by this court’s decision to life imprisonment. No question is before us by reason of this change in the punishment for the murder.

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United States v. Joseph C. Frady
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Bluebook (online)
607 F.2d 383, 197 U.S. App. D.C. 69, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-joseph-c-frady-cadc-1979.