United States v. Jose Ramirez, Sr.

242 F.3d 348, 2001 U.S. App. LEXIS 2325, 2001 WL 137939
CourtCourt of Appeals for the Sixth Circuit
DecidedFebruary 16, 2001
Docket98-6130
StatusPublished
Cited by116 cases

This text of 242 F.3d 348 (United States v. Jose Ramirez, Sr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jose Ramirez, Sr., 242 F.3d 348, 2001 U.S. App. LEXIS 2325, 2001 WL 137939 (6th Cir. 2001).

Opinions

MERRITT, J., delivered the opinion of the court, in which SARGUS, D.J., joined.

OPINION

MERRITT, Circuit Judge.

This published opinion sets forth the court’s ruling as to defendant Jose Ramirez Sr.’s final claim, that his sentence is unconstitutional in light of Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). For the reasons set forth below, we reverse his sentence and remand it to the district court for re-sentencing proceedings consistent with this opinion. Our decision concerning Ramirez Sr. and co-defendant Angel Angui-ano’s other appeals can be found in the unpublished opinion for case no. 98-5605.

I.

Under current criminal law, a defendant’s rights to notice by indictment of the crime charged, trial by jury, proof beyond a reasonable doubt, and confrontation of witnesses turn on whether particular conduct is categorized as an “element of the offense” or as merely “a sentencing factor.” See, e.g., Castillo v. United States, 530 U.S. 120, 120 S.Ct. 2090, 147 L.Ed.2d 94 (2000) (holding that the use of a “machinegun” in the commission of a violent crime is an element of a separate, aggravated crime, not a sentencing factor), United States v. Gaudin, 515 U.S. 506, 510, 115 S.Ct. 2310, 132 L.Ed.2d 444 (1995) (a criminal defendant is entitled to “a jury determination that [he] is guilty of every element of the crime with which he is charged, beyond a reasonable doubt”), McMillan v. Pennsylvania, 477 U.S. 79, 106 S.Ct. 2411, 91 L.Ed.2d 67 (1986) (af[350]*350firming Pennsylvania statute requiring that sentencing factors need only be established by a preponderance of the evidence). Following Congress’s creation of the U.S. Sentencing Guidelines and the U.S. Supreme Court’s decisions in Mistretta v. United States, 488 U.S. 361, 109 S.Ct. 647, 102 L.Ed.2d 714 (1989) (affirming the constitutionality of the U.S. Sentencing Guidelines) and McMillan, 477 U.S. 79, 106 S.Ct. 2411, 91 L.Ed.2d 67 (1986), there has been a significant amount of judicial confusion concerning when certain facts should be considered an “element of the offense” and when they should be considered mere “sentencing factors.” See, e.g., Castillo, 120 S.Ct. at 2092 (noting the disagreement among the U.S. Courts of Appeals on the question of whether possession of a machinegun should be considered a sentencing factor or an element of a separate, aggravated offense). In the recent case of Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (June 26, 2000), the Supreme Court took an initial step to clarify the boundary between what is an “element of the offense” and what is a “sentencing factor.” The basic holding of Apprendi is twofold: first, that courts must count any “fact” that increases the “penalty beyond the prescribed statutory maximum” as an element of the offense “except for one important exception,” ie., “the fact of a prior conviction;” and second, that it “is unconstitutional for a legislature” to treat “facts that increase the prescribed range of penalties to which a criminal defendant is exposed” as mere sentencing factors, rather than facts to be established as elements of the offense. The question before us in this direct criminal appeal is how Apprendi applies to the various increases in penalties, particularly mandatory minimum penalties, imposed by the multi-layered sections and subsections of the federal drug statute set put in 21 U.S.C. § 841.

The indictment against the defendant charged him in general language in the first count with a conspiracy to distribute cocaine and in the second count with an attempt to possess cocaine with the intent to distribute. Neither count specified the amount of cocaine involved or any other facts regarding the drug crime. After a jury trial, District Judge Echols, in a well-reasoned statement based on the sentencing rules then applicable, sentenced the defendant to a mandatory minimum sentence of 20 years because he found the quantity of cocaine involved was greater than 5 kilograms — in this case, 10 kilograms — and that the defendant had a prior drug conviction.1 The applicable drug statute (21 U.S.C. § 841(b)(1)(A)) provides for a mandatory minimum sentence of 20 years if the offense involves 5 kilograms or more of cocaine and the defendant has a prior drug conviction. The statute in the next subsection (§ 841(b)(1)(B)) provides for a lower mandatory minimum of ten years if the offense involves less than 5 kilos but more than 500 grams and the defendant has a prior drug conviction. The next subsection (§ 841(b)(1)(C)) does not provide any mandatory minimum sentence under the same circumstances if the amount proved is less than the drug quantities listed in the two preceding subsections.

In explaining why he was required to sentence 'Ramirez Sr. to the twenty year minimum sentence, Judge Echols said that he was required by the statute to impose a 20 year mandatory minimum sentence, but that:

[If the court] had determined that it had any legal basis for a downward departure in this case, it would have done so. The court does not believe that the harsh sentence imposed in this case meets the demands of justice, but it does meet the requirements of Congress.

[351]*351In Apprendi the defendant was charged and pled guilty to only a firearms offense (possession of a firearm for an unlawful purpose) which carried a maximum sentence of ten years. The state trial judge, however, followed a New Jersey statute on “sentencing factors” and sentenced the defendant to 20 years because the trial judge found as a fact that the defendant had used the firearm for the purpose of “racial intimidation.” As per New Jersey law, this “sentencing factor” needed only to be based on a judicial finding that the-government had proved this fact by a preponderance of the evidence. The Supreme Court, in a clear opinion by Justice Stevens, held that the resulting sentence was illegal under the Due Process Clause because this judicial finding transformed the crime to which the defendant had plead guilty (possession of a firearm), into a greater crime (use of a firearm for racial intimidation) for purposes of sentencing. The Court made a number of significant points, including:

1. The offense charged in an indictment must be stated with sufficient “certainty and precision” so “that there can be no doubt as to the judgment which should be given if the defendant is convicted.” Id. at 2356 (quoting from J. Archbold, Pleading and Evidence in Criminal Cases 44 (15th ed. 1862)).
2. “Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” Mat 2362-63.
3.

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Cite This Page — Counsel Stack

Bluebook (online)
242 F.3d 348, 2001 U.S. App. LEXIS 2325, 2001 WL 137939, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jose-ramirez-sr-ca6-2001.