United States v. Jose Miguel Rosario-Rojas

Court of Appeals for the Eleventh Circuit·Decided June 14, 2024·No. 22-10589·Published

Opinion

[PUBLISH]

In the

United States Court of Appeals For the Eleventh Circuit

No. 22-10576

UNITED STATES OF AMERICA, Plaintiff-Appellee,

versus JHONATHAN ALFONSO, a.k.a. Jhonathan Alfonzo,

Defendant-Appellant.

Appeals from the United States District Court for the Southern District of Florida D.C. Docket No. 1:21-cr-20306-CMA-1

2 Opinion of the Court 22-10576

No. 22-10589

UNITED STATES OF AMERICA, Plaintiff-Appellee,

versus JOSE MIGUEL ROSARIO-ROJAS,

Defendant-Appellant.

Appeals from the United States District Court for the Southern District of Florida D.C. Docket No. 1:21-cr-20306-CMA-3

No. 22-10590

UNITED STATES OF AMERICA, Plaintiff-Appellee,

USCA11 Case: 22-10576 Document: 65-1 Date Filed: 06/14/2024 Page: 3 of 30

22-10576 Opinion of the Court 3

versus JOSE JORGE KOHEN,

Defendant-Appellant.

Appeals from the United States District Court for the Southern District of Florida D.C. Docket No. 1:21-cr-20306-CMA-2

Before BRANCH, LUCK, Circuit Judges, and BERGER,∗ District Judge. BRANCH, Circuit Judge:

The United States Coast Guard seized the Appellants on a vessel bearing no indicia of nationality in what is known as the Dominican Republic’s Exclusive Economic Zone (“EEZ”). When the Coast Guard boarded the vessel, no one claimed to be the vessel’s master, but the crew asserted that the vessel was of Colombian nationality. Colombia, however, was unable to confirm or deny registry of the vessel, which rendered the vessel a “vessel without nationality” 1 and subject to the jurisdiction of the

∗ The Honorable Wendy Berger, United States District Judge for the Middle

District of Florida, sitting by designation. 1 We note that while the relevant statute uses the term “vessel without

nationality,” 46 U.S.C. § 70502(c)(1)(A), the parties and many of our cases

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4 Opinion of the Court 22-10576

United States under § 70502(d)(1)(C) of the Maritime Drug Law Enforcement Act (“MDLEA”), 46 U.S.C. §§ 70501–70508. 2 Once drugs were discovered on the vessel, the Appellants were arrested, brought to the United States, and prosecuted and convicted of violations of the MDLEA. They argue on appeal that Congress exceeded its authority under the Felonies Clause of the Constitution, and that the MDLEA is unconstitutional both facially and as applied to them for several reasons. In order to address their claims, we must decide, as a matter of first impression, whether the EEZ—the waters extending 200 nautical miles seaward of and adjacent to the territorial sea of a nation—is part of the “high seas,” such that Congress has the authority under the Felonies Clause to punish drug-trafficking crimes that occur in the EEZ. Additionally, we address the Appellants’ contention that Congress exceeded its authority under the Felonies Clause by defining “a vessel without nationality”—i.e., a stateless vessel—under the MDLEA to include

colloquially refer to such vessels as “stateless” vessels. See, e.g., United States v. Hernandez, 864 F.3d 1292 (11th Cir. 2017); United States v. Cruickshank, 837 F.3d 1182 (11th Cir. 2016); United States v. Campbell, 743 F.3d 802 (11th Cir. 2014). Accordingly, to be consistent with the parties’ chosen terminology and our caselaw, we use the term “stateless” and a “vessel without nationality” interchangeably. 2 Although we discuss the MDLEA in greater detail below, in general terms,

the MDLEA makes it a crime to engage in drug trafficking (or conspiring to engage in drug trafficking) on board “a vessel subject to the jurisdiction of the United States,” which includes stateless vessels. 46 U.S.C. §§ 70502(c)(1)(A), 70503(a)(1), (e)(1), 70506(b).

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22-10576 Opinion of the Court 5

vessels where registry is asserted but cannot be confirmed by the foreign country.3 After review and with the benefit of oral argument, we conclude that the EEZ is part of the “high seas” and thus within Congress’s authority under the Felonies Clause. We also conclude that the Appellants cannot show that there is any plain error with regard to the MDLEA’s definition of a vessel without nationality as including vessels where registry is asserted but cannot be confirmed or denied by the foreign country. 4 Accordingly, we affirm.

3 We note that the Appellants failed to raise this issue in the district court and

are raising it for the first time on appeal. 4 The Appellants also argue that their prosecution under the MDLEA violates

the Due Process Clause and exceeds Congress’s authority under the Felonies Clause because the drug offenses they were charged with and convicted of bore no nexus to the United States. They acknowledge, however, that this claim is foreclosed by our binding precedent, and they merely seek to preserve it for further review. See United States v. Cabezas-Montano, 949 F.3d 567, 587 (11th Cir. 2020) (explaining that “this Court has held that the MDLEA is a valid exercise of Congress’s power under the Felonies Clause as applied to drug trafficking crimes without a ‘nexus’ to the United States”); United States v. Rendon, 354 F.3d 1320, 1325 (11th Cir. 2003) (“[T]his circuit and other circuits have not embellished the MDLEA with a nexus requirement.”). We therefore do not address this issue further. See United States v. Archer, 531 F.3d 1347, 1352 (11th Cir. 2008) (explaining that under the prior panel precedent rule, “a prior panel’s holding is binding on all subsequent panels unless and until it is overruled or undermined to the point of abrogation by the Supreme Court or by this court sitting en banc”).

6 Opinion of the Court 22-10576

I. Background

In 2021, the Coast Guard stopped a go-fast vessel bearing no indicia of nationality approximately 69 nautical miles off the coast of the Dominican Republic in the Dominican Republic’s EEZ. The Appellants here, Jhonathan Alfonso, Jose Jorge Kohen, and Jose Miguel Rosario-Rojas, were aboard the go-fast vessel. Alfonso made a verbal claim of Columbian nationality for the vessel, but Colombia could not confirm or deny registry of the vessel, which rendered the vessel stateless and subject to the jurisdiction of the United States under the MDLEA, pursuant to 46 U.S.C. § 70502(d)(1)(C). When authorities searched the vessel, they discovered 12 bales of cocaine.

Alfonso, Kohen, and Rosario-Rojas were arrested, brought to the United States, and indicted on two counts: conspiracy to possess a controlled substance aboard a vessel, in violation of 46 U.S.C. § 70506(b) (Count One), and possession with intent to distribute a controlled substance aboard a vessel, in violation of 46 U.S.C. § 70503(a)(1) (Count Two). The indictment alleged that this conduct occurred “upon the high seas.”

The defendants jointly moved to dismiss the indictment on several grounds. As pertinent to this appeal, they argued that the MDLEA was unconstitutional as applied to them because they were arrested in the EEZ, which they asserted is not part of the “high seas” as defined by customary international law. Therefore, because the EEZ was not part of the “high seas,” their conduct fell

22-10576 Opinion of the Court 7

outside of Congress’s authority under the Felonies Clause, and the district court lacked subject matter jurisdiction.

The government opposed the motion, arguing that although a coastal nation has special economic rights in the EEZ adjacent to its territorial waters, the EEZ is still part of the “high seas” within the meaning of the Felonies Clause.

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