United States v. Jones

68 M.J. 465, 2010 CAAF LEXIS 393, 2010 WL 1607838
CourtCourt of Appeals for the Armed Forces
DecidedApril 19, 2010
Docket09-0271/AF
StatusPublished
Cited by192 cases

This text of 68 M.J. 465 (United States v. Jones) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jones, 68 M.J. 465, 2010 CAAF LEXIS 393, 2010 WL 1607838 (Ark. 2010).

Opinions

Judge RYAN

delivered the opinion of the Court.

In this case, Appellant was charged with rape in violation of Article 120, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 920 (2006). The military judge sua sponte instructed on, and the members convicted Appellant of, an uncharged violation of Arti[467]*467cle 134, UCMJ, 10 U.S.C. § 934 (2006)— indecent acts with another (indecent acts), presented as a lesser included offense (LIO). No one disagrees that the elements of indecent acts and rape are not the same,1 and the MCM does not list indecent acts as an LIO of rape. However, indecent acts is listed in the MCM as an LIO of indecent assault, MCM, Punitive Articles Applicable to Sexual Assault Offenses Committed Prior to 1 October 2007 app. 27 at A27-2 (2008 ed.); MCM pt. IV, para. 63.d(2) (2005 ed.), which in turn is listed as an LIO of rape, MCM, Punitive Articles Applicable to Sexual Assault Offenses Committed Prior to 1 October 2007 app. 27 at A27-2 (2008 ed.); MCM pt. IV, para. 45.d(l)(e) (2005 ed.). Further, indecent acts was held to itself be an LIO of rape in United States v. Schoolfield, 40 M.J. 132 (C.M.A.1994), on the grounds that the elements of the two offenses — while different— were related, and that “although indecent acts requires a service disorder or discrediting circumstances, such an element is included by implication in Article 120.” Id. at 137 (citing United States v. Foster, 40 M.J. 140, 143 (C.M.A.1994), overruled in part by United States v. Miller, 67 M.J. 385, 388-89 (C.A.A.F.2009)).

This case, then, presents the question, not expressly answered in our recent cases, whether an offense is “necessarily included” in, a subset of, or an LIO of a charged “greater” offense when it has no elements in common with the elements of the charged offense but is nonetheless either listed as an LIO in the MCM or has been held by this Court to be an LIO on some other ground. See United States v. McCracken, 67 M.J. 467, 468 n. 2 (C.A.A.F.2009). We answer this question in the negative and reverse that portion of the decision of the United States Air Force Court of Criminal Appeals (CCA).2

I. Facts

While stationed at Incirlik Air Base, Turkey, Appellant engaged in various activities that resulted in him being charged with failure to go to his place of duty, rape, forcible sodomy, purchasing alcohol for minors, and dishonorably failing to maintain sufficient funds in his checking account, in violation of Articles 86, 120, 125, and 134, UCMJ, 10 U.S.C. §§ 886, 920, 925, 934 (2006). When instructing on the rape charge (Charge I), the military judge also instructed the members on the offense of indecent acts: “When you vote, if you find the accused not guilty of the offense charged, that is, rape, then you should next consider the lesser included offense of indecent acts with another in violation of Article 134.” After listing the elements of indecent acts, the military judge defined the term “indecent act” and explained the circumstances under which an accused could be convicted of the offense. Before reading the instructions to the members, the military judge gave the defense the opportunity to object to this instruction. The defense did so, but its objection focused only on whether the facts of the case were “r[aised] to that level”; defense counsel explicitly agreed that indecent acts “[a]s a general concept” could be an LIO of rape. The military judge never formally ruled on the objection, but he did ultimately give the indecent acts instruction. After the military judge read the instructions to the members, he asked both parties whether they objected to the instructions given or requested any [468]*468additional instructions. Both parties responded in the negative.

The members convicted Appellant of all the charges and specifications under consideration but one:3 Instead of rape, Appellant was convicted of indecent acts, as instructed upon by the military judge as an LIO. Appellant was sentenced to a reduction to the grade of E-l, forfeiture of all pay and allowances for eighteen months, confinement for eighteen months, and a bad-conduct discharge. The convening authority reduced the forfeitures and confinement to fifteen months but otherwise approved the adjudged sentence. The CCA affirmed the findings and sentence. United States v. Jones, No. ACM 36965, 2008 CCA LEXIS 484, at *25, 2008 WL 4898569, at *8 (A.F.Ct.Crim.App. Oct. 22, 2008).

II. Discussion

The question presented in this case implicates constitutional due process imperatives of notice, see United States v. Medina, 66 M.J. 21, 26-27 (C.A.A.F.2008), the text of Article 79, UCMJ, 10 U.S.C. § 879 (2006), and the legislative prerogative to delineate the parameters of federal criminal offenses, see Liparota v. United States, 471 U.S. 419, 424, 105 S.Ct. 2084, 85 L.Ed.2d 434 (1985).

The due process principle of fair notice mandates that “an accused has a right to know what offense and under what legal theory” he will be convicted; an LIO meets this notice requirement if “it is a subset of the greater offense alleged.” Medina, 66 M.J. at 26-27. If indeed an LIO is a subset of the greater charged offense, the constituent parts of the greater and lesser offenses should be transparent, discernible ex ante, and extant in every instance. While people are presumed to know the law, e.g., Atkins v. Parker, 472 U.S. 115, 130, 105 S.Ct. 2520, 86 L.Ed.2d 81 (1985), they can hardly be presumed to know that which is a moving target and dependent on the facts of a particular case.

And it is for Congress to define criminal offenses and their constituent parts. Liparota, 471 U.S. at 424, 105 S.Ct. 2084. One offense either is or is not an LIO, necessarily included in another offense.

While it has been said that “[t]he question of what constitutes a lesser-included offense [in the military justice system] ... is a Hydra,” United States v. Weymouth, 43 M.J. 329, 342 (C.A.A.F.1995) (Crawford, J., concurring in the result), rather than embracing a “Hydra” we return to the elements test, which is eminently straightforward and has the added appeal of being fully consonant with the Constitution, precedent of the Supreme Court, and another line of our own cases. See infra Part II.A

A.

“The Constitution requires that an accused be on notice as to the offense that must be defended against, and that only lesser included offenses that meet these notice requirements may be affirmed by an appellate court.” Miller, 67 M.J. at 388 (citing Jackson v. Virginia, 443 U.S. 307, 314, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); In re Winship, 397 U.S. 358

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Bluebook (online)
68 M.J. 465, 2010 CAAF LEXIS 393, 2010 WL 1607838, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jones-armfor-2010.