United States v. Johnson, Spencer

331 F.3d 962, 356 U.S. App. D.C. 377, 2003 U.S. App. LEXIS 11885, 2003 WL 21382902
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 17, 2003
Docket01-3087
StatusPublished
Cited by18 cases

This text of 331 F.3d 962 (United States v. Johnson, Spencer) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Johnson, Spencer, 331 F.3d 962, 356 U.S. App. D.C. 377, 2003 U.S. App. LEXIS 11885, 2003 WL 21382902 (D.C. Cir. 2003).

Opinion

Opinion for the Court filed by Circuit Judge GARLAND.

GARLAND, Circuit Judge:

In this appeal we consider Spencer Johnson’s challenges to his conviction and sentence for possessing with intent to distribute 50 grams or more of cocaine base. Johnson levels one challenge premised on the Supreme Court’s decision in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), and three attacking the district court’s refusal to depart downward from the sentence prescribed by the United States Sentencing Guidelines (U.S.S.G.). Although the appeal poses procedural complexities as a consequence of the loss and later recovery of the court reporter’s notes of Johnson’s sentencing hearing, the substantive analysis of Johnson’s claims is relatively straightforward. For the reasons stated below, we reject the defendant’s arguments and affirm the judgment of the district court.

I

On June 22, 1998, a jury found Johnson guilty of possessing with intent to distribute 50 grams or more of cocaine base, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(A)(iii), and of simple possession of marijuana, in violation of 21 U.S.C. § 844(a). Johnson was sentenced to 121 months’ incarceration and 5 years’ supervised release for the first count, and 12 months’ incarceration and one year of supervised release for the second, to be served concurrently. Johnson appealed his conviction, arguing that the prosecutor had made improper statements in his closing argument to the jury. This court found that, although the prosecutor’s remarks were improper, the error was harmless. See United States v. Johnson, 231 F.3d 43, 49 (D.C.Cir.2000) [hereinafter Johnson I].

Johnson also advised the court that he wanted to raise several challenges to his sentence, particularly a claim that the district court should have granted a two-level adjustment to his offense level under the so-called “safety valve” provisions of the Sentencing Guidelines, U.S.S.G. §§ 2D1.1(b)(6) & 5C1.2. Johnson contended that he was hampered in making these challenges, however, because the court reporter’s notes and any transcript of the sentencing hearing had been lost by the Miller Reporting Company, and because the sentencing judge — who under such circumstances would normally have approved a reconstruction of the proceedings pursuant to Federal Rule of Appellate Procedure 10(c) — had fallen ill and was unable to reconstruct the record. Agreeing that *964 Johnson had been disadvantaged, the court remanded the case for resentencing “[i]n light of these unusual circumstances.” 231 F.3d at 45.

On remand, the circumstances became even more unusual. Shortly after the decision in Johnson I, Miller Reporting found the court reporter’s notes and reproduced the missing transcript. The government then moved to recall this court’s mandate and to reopen the appeal to permit Johnson to raise any issues that appeared in the newly-available transcript, arguing that the existence of the transcript rendered resentencing unnecessary. In response, the court issued an order denying the government’s motion, “without prejudice to the matters set forth by [the government] ... being presented to the district court for its consideration.” United States v. Johnson, No. 98-3111, Order at 1 (D.C.Cir. Mar. 1, 2001).

At the resentencing, Johnson abandoned the safety valve argument and instead raised several claims that he had not asserted at his original sentencing. Chief among these was an attack on his conviction and sentence based upon the Supreme Court’s decision in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), a decision that had not been issued until after Johnson submitted his briefs in Johnson I. Johnson also contended that he was entitled, on a number of grounds, to a departure from the sentence otherwise dictated by the Sentencing Guidelines. Finally, Johnson argued that the resentencing court should consider all of these claims de novo, despite his failure to raise them at his original sentencing.

The district court rejected Johnson’s request, for a de novo sentencing. Finding that the limited purpose of the remand had evaporated once the reporter’s notes were discovered and transcribed, and that the transcript showed that there was “nothing wrong with what [the original sentencing judge] did, why he did it, or how he did it,” the court held that “the purpose for the remand [would best be] served by reissuing or newly issuing” the same judgment and commitment. Resentencing Tr. at 48-49 (July 5, 2001). In the alternative, the court held that there was no Apprendi error in Johnson’s trial or sentencing, see id. at 50-51, and that the defendant was entitled to “no downward adjustment of any kind,” Resentencing Tr. at 9 (July 16, 2001); see id. at 13. Accordingly, the court reimposed the original sentence.

Johnson now appeals from his resentencing. Of the many arguments raised during the remand, he presses only four here. The first is the claim of Apprendi error, which we consider in Part II below. The remaining three are claims for departure from the Sentencing Guidelines, which we consider in Part III.

II

In Apprendi, the Supreme Court held that, “[o]ther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” 530 U.S. at 490, 120 S.Ct. at 2362-63. Johnson contends that both his conviction and his sentence under § 841(b)(1)(A)(iii), for a drug offense involving 50 grams or more of cocaine base, violate this rule. We begin by addressing the appropriate standard of review, and then consider the merits of Johnson’s Apprendi argument in Parts II.B and II.C below.

A

Ordinarily, we would review an Apprendi claim not raised at trial or sentencing only for plain error under Federal Rule of Criminal Procedure 52(b) — even when Apprendi itself was not issued until after the sentencing took place. See United States v. Cotton, 535 U.S. 625, 631, 122 S.Ct. 1781, *965 1785, 152 L.Ed.2d 860 (2002); see also United States v. Saro, 24 F.3d 283, 286-87 (D.C.Cir.1994). Johnson asks us to eschew this usual course in light of the remand for resentencing that was ordered in

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Carlos Perez
22 F.4th 430 (Fourth Circuit, 2022)
United States v. Pole
District of Columbia, 2021
United States v. Keith McGill
815 F.3d 846 (D.C. Circuit, 2016)
Ali Hamza Ahmad al Bahlul v. United States
767 F.3d 1 (D.C. Circuit, 2014)
United States v. Ignacio Garcia
757 F.3d 315 (D.C. Circuit, 2014)
United States v. Ricardo Epps
707 F.3d 337 (D.C. Circuit, 2013)
United States v. Mouling
557 F.3d 658 (D.C. Circuit, 2009)
United States v. Jackson
559 F.3d 368 (Fifth Circuit, 2009)
United States v. Cassell
530 F.3d 1009 (D.C. Circuit, 2008)
United States v. Gillespie, Leonard
436 F.3d 272 (D.C. Circuit, 2006)
United States v. DeLOATCH
377 F. Supp. 2d 227 (D. Maine, 2005)
United States v. Pettigrew, Craig
346 F.3d 1139 (D.C. Circuit, 2003)
United States v. Coates
295 F. Supp. 2d 11 (District of Columbia, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
331 F.3d 962, 356 U.S. App. D.C. 377, 2003 U.S. App. LEXIS 11885, 2003 WL 21382902, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-johnson-spencer-cadc-2003.