United States v. Carlos Perez

22 F.4th 430
Court of Appeals for the Fourth Circuit·Decided January 6, 2022·No. 21-4026·Published·Cited by 3 cases

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 21-4026

UNITED STATES OF AMERICA, Plaintiff – Appellee,

v.

CARLOS FABIAN PEREZ, Defendant – Appellant.

Appeal from the United States District Court for the Middle District of North Carolina, at Greensboro. William L. Osteen, Jr., District Judge. (1:14-cr-00157-WO-1)

Argued: October 29, 2021 Decided: January 6, 2022

Before HARRIS, QUATTLEBAUM, and RUSHING, Circuit Judges.

Affirmed by published opinion. Judge Harris wrote the opinion, in which Judge Quattlebaum and Judge Rushing joined.

ARGUED: Todd Allen Smith, SMITH GILES PLLC, Graham, North Carolina, for Appellant. Randall Stuart Galyon, OFFICE OF THE UNITED STATES ATTORNEY, Greensboro, North Carolina, for Appellee. ON BRIEF: Sandra J. Hairston, Acting United States Attorney, Michael F. Joseph, Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Greensboro, North Carolina, for Appellee.

PAMELA HARRIS, Circuit Judge:

After Carlos Fabian Perez violated the conditions of an initial supervised release sentence, the district court revoked that release, imposed a six-month term of imprisonment, and – at issue here – sentenced him to an additional 36 months of supervised release. Before the district court, Perez argued that this new supervised release sentence would exceed the maximum term set by 18 U.S.C. § 3583, a provision generally authorizing courts to include supervised release as part of a sentence. The district court disagreed, holding that Perez’s supervised release sentence was governed instead by 21 U.S.C. § 841(b)(1)(D), the controlled-substance statute under which he originally was convicted, which imposes no maximum on terms of supervised release.

We affirm the judgment of the district court. As 11 courts of appeals have concluded, § 3583(b) does not limit the length of supervised release sentences authorized by § 841(b)(1). Rather, the provisions of § 841(b)(1) itself, which expressly apply “[n]otwithstanding section 3583 of title 18,” alone set the bounds on supervised release in § 841(b)(1) cases. And because § 841(b)(1)(D) establishes a 24-month minimum but no maximum term of supervised release, the district court’s 36-month sentence falls squarely within the statutory range.

I.

A.

We begin with an overview of the statutory regime that governs the supervised release sentence in this case. The statutory context here is complex and has changed over

time, so we set out in some detail the relevant provisions, the statutory history, and our court’s prior encounters with this issue.

This much is undisputed: Under 18 U.S.C. § 3583(h), a supervised release term like Perez’s, imposed after supervised release has been revoked, is limited to the maximum period “authorized by statute for the offense that resulted in the original term of supervised release,” less any term of imprisonment also imposed upon revocation. 18 U.S.C. § 3583(h). So we begin with the statute under which the district court initially sentenced Perez to supervised release: 21 U.S.C. § 841.

Section 841(a) prohibits a range of conduct related to controlled substances.

Section 841(b)(1) then “lists additional facts that, if proved, trigger [specified] penalties,” depending on the nature and quantity of the controlled substance. Terry v. United States, 141 S. Ct. 1858, 1862 (2021). Four graduated subdivisions follow, with the most serious conduct and correspondingly severe penalties described in § 841(b)(1)(A) and the least serious conduct and least severe penalties in § 841(b)(1)(D). Perez was convicted under § 841(b)(1)(D), for possessing with intent to distribute less than 50 kilograms of marijuana. Critically, § 841(b)(1)(D), like all subsections of § 841(b)(1), provides for a minimum term of supervised release – under subsection (D), a term of “at least 2 years” – but is silent as to any maximum. See 21 U.S.C. § 841(b)(1)(A)–(D) (each establishing different minimum supervised release terms and no maximums).

There is a different statute, however, that does provide for maximum terms of supervised release: 18 U.S.C. § 3583. That provision gives courts the general authority to include a term of supervised release in any sentence for a felony or misdemeanor that

includes a term of imprisonment. See 18 U.S.C. § 3583(a). It then sets out the “authorized terms of supervised release”: for Class A or Class B felonies, “not more than five years”; for Class C or Class D felonies – like Perez’s § 841(b)(1)(D) offense – “not more than three years”; and for Class E felonies or misdemeanors, “not more than one year.” Id. § 3583(b) (1)–(3). 1 Those “authorized” maximum terms will apply, the statute specifies, “[e]xcept as otherwise provided.” Id. § 3583(b).

Faced with this pair of statutes, most courts concluded that § 3583 does not limit the length of supervised release terms in § 841(b)(1) cases. Section 3583, they reasoned, is a gap-filling statute, with an “except as otherwise provided” clause making plain that it has no effect where another statute, like § 841(b)(1), provides its own terms of supervised release. See, e.g., United States v. Sanchez-Gonzalez, 294 F.3d 563, 566 (3d Cir. 2002) (collecting cases); United States v. Cortes-Claudio, 312 F.3d 17, 21–22 (1st Cir. 2002) (same). And because § 841(b)(1) establishes minimum supervised release sentences of “at least” a specified number of years but no maximums, they held, it allows for supervised release terms that “run from the mandatory minimum up to the life of the defendant.” Cortes-Claudio, 312 F.3d at 22.

Our court, however, took a different view. In one early case, United States v. Good, we held that § 3583(b)(1)’s generic maximum does apply to supervised release sentences

1 An offense’s classification under this provision turns on the maximum prison term for a violation. See 18 U.S.C. § 3559(a). As a result, the subsections of § 841(b)(1) map cleanly onto § 3583(b)’s felony classes: a § 841(b)(1)(A) offense is a Class A felony for purposes of § 3583(b); a § 841(b)(1)(B) offense is a Class B felony; and so forth. See 18 U.S.C. § 3559(a)(1)–(4) (defining Class A, B, C, and D felonies).

under subsection (B) of § 841(b)(1). 25 F.3d 218, 221 (4th Cir. 1994). Because § 841(b)(1)(B) sets a minimum term of “at least 4 years” and § 3583(b)(1) a maximum of five years for a Class B felony, we concluded, the range for a supervised release sentence under § 841(b)(1)(B) starts at four years and ends at five, rather than life. Id. But the same rule, we later held in United States v. Pratt, does not apply to subsection (C) of § 841(b)(1), which carries a minimum supervised release term of “at least 3 years” and corresponds to a maximum term of three years under § 3583(b)(2). 239 F.3d 640, 647–48 (4th Cir. 2001) (quoting 21 U.S.C. § 841(b)(1)(C)). If § 3583(b)(2) applied in those circumstances, we reasoned, then the only permissible term of supervised release would be precisely three years – rendering “superfluous” § 841(b)(1)(C)’s “use of the words ‘at least three years.’” Id. at 648 (quoting 21 U.S.C. §841(b)(1)(C)).

That holding left us, we recognized, with a “somewhat anomalous result.” Id.

at 647 n.4. Defendants like Good, convicted under subsection (B) of § 841(b)(1), would have their supervised release sentences capped at five years, while defendants like Pratt, convicted of a less serious subsection (C) offense, could be sentenced to lifetime terms of supervised release. Id. For that reason, we “wonder[ed]” in Pratt “if the rule announced in Good should be limited to the facts of that case, or perhaps even partially overruled.” Id.

But before that issue came before us, Congress intervened. In 2002 – the year after Pratt was decided – Congress amended § 841(b)(1): At the start of the provisions regarding supervised release in subsections (A) through (D), Congress inserted the clause “[n]otwithstanding section 3583 of title 18.” See 21st Century Department of Justice

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Carlos Perez, 22 F.4th 430 (4th Cir. 2022).

22 F.4th 430 (United States v. Carlos Perez) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related