United States v. Ignasio Maldenaldo Sanchez, United States of America v. Santiago Gilberto Sanchez

269 F.3d 1250, 2001 WL 1242087
Court of Appeals for the Eleventh Circuit·Decided October 17, 2001·No. 00-13347, 00-13447·Published·Cited by 212 cases

Opinions

HULL, Circuit Judge:

Defendants-Appellants Ignasio Maldenaldo Sanchez and Santiago Gilberto Sanchez (“the Sanchezes”) appeal their convictions and sentences after pleading guilty to a single-count indictment that charged them with conspiracy to distribute and to possess with intent to distribute methamphetamine and amphetamine, in violation of 21 U.S.C. §§ 841, 846. They challenge their convictions and sentences primarily based on Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). A panel of this Court affirmed. See United States v. Sanchez, 242 F.3d 1294 (11th Cir.2001). Relying on United States v. Rogers, 228 F.3d 1318 (11th Cir.2000), the panel concluded that “in light of Apprendi, drug quantity is an element of the offense that must be charged in the indictment.” Sanchez, 242 F.3d at 1298 (citing Rogers, 228 F.3d at 1324). The panel opinion repeated Rogers’s statement that “ ‘drug quantity in sections 841(b)(1)(A) and 841(b)(1)(B) cases must be charged in the indictment and proven to a jury beyond a reasonable doubt.’ ” Id. (quoting Rogers, 228 F.3d at 1327). Because the indictment did not allege a specific drug quantity, the panel opinion found that both defendants’ plea colloquies were “technically inadequate.” Id. The panel opinion held, however, that there was “no prejudice” because, inter alia, the Sanchezes’ sentences fell below the maximum penalty permitted under 21 U.S.C. § 841(b)(1)(C). Id. at 1300.

We subsequently sua sponte vacated the panel opinion and, by vote of a majority of the judges in active service, ordered that the case be reheard en banc. See United States v. Sanchez, 247 F.3d 1306 (11th Cir.2001). We address en banc: whether, in light of Apprendi, drug quantity is now always an element of an offense under § 841 that must be charged in the indictment, submitted to a jury, and proven beyond a reasonable doubt; whether the district court properly denied the San-chezes’ motion to dismiss the indictment; whether the district court’s drug quantity findings under § 841(b)(1)(B) and utilization of that sentencing scheme, which exposed the Sanchezes to enhanced sentences under that section but did not result in an actual term of imprisonment beyond the otherwise applicable maximum penalty in § 841(b)(1)(C), violated Apprendi; whether Apprendi applies to the San-chezes’ § 841 indictment, guilty pleas, convictions, and sentences given that the district court’s drug quantity findings did not increase their ultimate sentences beyond the otherwise applicable maximum penalty in § 841(b)(1)(C); in this regard, whether we should adopt the analyses of Apprendi’s impact on § 841 cases in United States v. Rogers, 228 F.3d 1318 (11th Cir.2000) and United States v. Camacho, 248 F.3d 1286 (11th Cir.2001), or the analyses in United States v. Gerrow, 232 F.3d 831 (11th Cir.2000), cert. denied, — U.S. —, 122 S.Ct. 75, — L.Ed.2d — (2001), and [1253] other circuits’ decisions finding that Ap-prendi does not apply unless a judge-made determination of drug quantity increases a defendant’s sentence beyond the otherwise applicable maximum penalty in § 841(b)(1)(C); whether Apprendi rendered the Sanchezes’ plea colloquies inadequate under Rule 11 and their guilty pleas unintelligent or involuntary if the court advised them about the higher statutory maximum penalties under §§ 841(b)(1)(A) and 841(b)(1)(B); whether terms of supervised release for § 841 convictions are controlled by 21 U.S.C. § 841(b)(1)(C) or 18 U.S.C. § 3583(b)(2) and whether the Sanchezes’ four-year terms violated Apprendi; and what is the proper standard of review for each issue.

After such review and for the reasons discussed herein, we see no error, under Apprendi or otherwise, in the Sanchezes’ indictment, plea colloquies, convictions, or sentences. We therefore affirm their convictions and their sentences.

This opinion proceeds as follows. In Part I, we review the proceedings in the district court. In Part II, we review the Supreme Court’s decisions in Jones v. United States, 526 U.S. 227, 119 S.Ct. 1215, 143 L.Ed.2d 311 (1999) and Appren-di. We then discuss the federal drug statute, our precedent construing that statute, and Apprendi’s effect on both. In Part III, we address the Sanchezes’ challenges to their indictment, guilty pleas, and sentences, along with the corresponding standards of review. In Part IV, we summarize our conclusions.

I. PROCEDURAL BACKGROUND

In the district court, the Sanchezes challenged not only their sentences but also their indictment and convictions based on Jones, and on appeal, they rely primarily on Apprendi Additionally, for the first time on appeal they challenge their plea colloquies under Rule 11 based on Appren-di. The Sanchezes emphasize that from the outset of their cases the government sought enhanced penalties under § 841(b)(1)(B) based on drug quantities. They seek to expand Apprendi’s constitutional principle to, and thereby show constitutional error at, all stages of their cases. Thus, we first review in detail the proceedings in the district court.

A. Sanchezes’Indictment

In late 1998, a federal grand jury returned a single-count indictment charging that the Sanchezes “did combine, conspire, confederate, agree, and have a tacit understanding with each other, and with others known and unknown to the Grand Jury, to violate Title 21, United States Code, § 841, to wit: to knowingly and intentionally possess with the intent to distribute and distribute quantities of methamphetamine and amphetamine, both being Schedule II controlled substances, in violation of Title 21, United States Code, Section 846.”1 The indictment referenced 21 U.S.C. §§ 841, 846 and the type of drugs involved but not the quantities. Both defendants pled not guilty.

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United States v. Ignasio Maldenaldo Sanchez, United States of America v. Santiago Gilberto Sanchez, 269 F.3d 1250, 2001 WL 1242087 (11th Cir. 2001).

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