United States v. Johnson

18 C.M.A. 241, 18 USCMA 241, 39 C.M.R. 241, 1969 CMA LEXIS 533, 1969 WL 5962
CourtUnited States Court of Military Appeals
DecidedApril 4, 1969
DocketNo. 21,600
StatusPublished
Cited by1 cases

This text of 18 C.M.A. 241 (United States v. Johnson) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Johnson, 18 C.M.A. 241, 18 USCMA 241, 39 C.M.R. 241, 1969 CMA LEXIS 533, 1969 WL 5962 (cma 1969).

Opinion

Opinion of the Court

Darden, Judge:

A general court-martial in Frankfurt, Germany, convicted this appellant of assaulting Specialist Four Harrison Morrison with a dangerous weapon, in violation of Article 128, Uniform Code of Military Justice, 10 USC § 928. The court then imposed a sentence of confinement at hard labor for one year and forfeiture of $75.00 per month for the same period. The convening authority approved both the findings and the sentence. However, a board of review subsequently reduced the aggravated assault to the lesser included offense of assault and battery and, at the same time, modified the sentence to confinement at hard labor for six months and forfeiture of $64.00 per month for the same period. Our further understanding is that accused has served his confinement and has returned to duty, the unexecuted portion of his sentence pertaining to forfeitures having been ordered remitted by the Secretary of the Army on July 30, 1968. This ease comes before us on petition with the single issue of:

Whether the accused was prejudiced by the law officer’s refusal to permit the defense to impeach the [242]*242victim’s credibility by showing his refusal to testify at the pretrial investigation conducted pursuant to Article 32, Uniform Code of Military Justice?

Factually, it is sufficient to note that prosecution evidence shows the assault to have taken place in the main dining room of the Enlisted Men’s Club in Giessen, Germany. The accused approached from behind Morrison, who was then sitting at one of the tables, and hit him in back of the ear with some type ("of club. The defense evidence, in turn, indicates contrarily that Johnson’s act was done in self-defense. Indeed, he had, before trial, charged Morrison with assaulting him with a knife and of carrying a concealed weapon.

Morrison, at trial, testified to the circumstances of his own injuries. On cross-examination, trial defense counsel attempted to impeach this witness by inquiring of Morrison why he had invoked his Article 31 rights during the Article 32 investigation. The law officer, however, enjoined this exploration of the reasons behind Morrison’s Article 32 silence on constitutional and statutory grounds. He would not permit the court to draw inferences from this pretrial silence.

Appellate defense counsel cite eases from both the Supreme Court and this Court for the proposition that where an accused takes the stand, prejudicial error results from a showing that he had earlier relied on Article 31 or on the constitutional privilege to remain silent. Error is derived from the inference of guilt that may be drawn from such showing. According to the defense, however, there is no valid reason to extend the rationale of those cases to encompass the testimony of any other witness— especially the victim of an alleged assault. An accused should be able to impeach the credibility of a witness and the showing of an inconsistency is a proper means to this end. Appellate defense counsel further contend that Morrison’s pretrial silence can be interpreted that he was trying to hide something, as, for example, that he, rather than the accused, was the aggressor. Further, they suggest that if Morrison now testified with a grant of immunity, an immunity premised upon improper conditions, this raises the possibility that Morrison was not a competent witness at the trial. Appellate counsel believe that defense should have the right to test this possibility. They also assert that if Morrison’s previous silence was not based on fear of self-incrimination, his refusal to testify at the Article 32 investigation appears improper. This, in turn, suggests to the defense that Morrison’s trial statements were of recent fabrication.

An additional argument is that the court is under no obligation to protect a witness, especially one who has waived any invocation of his rights by taking the stand. The law officer’s actions, according to the defense, denied the appellant a proper presentation of his case. The least that the law officer could have done was to have made a further inquiry into this proposed line of questioning.

Appellate Government counsel, in reply, assert that the basic issue in this case is whether the law officer abused his discretion in restricting Morrison’s cross-examination. The answer, say counsel, depends upon whether there is an inconsistency between the pretrial silence of Morrison and his later trial testimony. They argue that the rationale of Grünewald v United States, 353 US 391, 1 L Ed 2d 931, 77 S Ct 963 (1957), applies to any witness, not only the accused, and that a majority of other -courts so hold. These cases, in essence, maintain that there is nothing inconsistent between a witness’s in-court testimony and his earlier choice of silence; that refusal to testify is as compatible with truth and innocence as with guilt; that evidence of the type in question is not a proper foundation for impeachment; and that no inference can be drawn from exercising the right to maintain silence. Appellate Government counsel declare there is no basis in either law or logic for the assumption that an innocent man who exer[243]*243cises his constitutional privilege, abuses it.

It is the rule in this Court, a long fixed rule indeed, that pretrial reliance of an accused upon his Article 31 rights is inadmissible in evidence against him. United States v Kavula, 16 USCMA 468, 37 CMR 88. See also United States v Jones, 16 USCMA 22, 36 CMR 178; United States v Andrews, 16 USCMA 20, 36 CMR 176; United States v Russell, 15 USCMA 76, 35 CMR 48; United States v Bayes, 11 USCMA 767, 29 CMR 583; United States v Armstrong, 4 USCMA 248, 15 CMR 248.

This same restrictive practice is in force regarding the cross-examination of an accused who testified in his own behalf. United States v Stegar, 16 USCMA 569, 37 CMR 189; and United States v Brooks, 12 USCMA 423, 31 CMR 9. United States v Tackett, 16 USCMA 226, 36 CMR 382, places the rule in a proper perspective. The Court there said:

“. . . Appellate Government counsel candidly concede it was error to show ‘that an accused relied upon his rights’ in refusing to make a statement. See United States v Jones, 16 USCMA 22, 36 CMR 178; United States v Andrews, 16 USCMA 20, 36 CMR 176; United States v Workman, 15 USCMA 228, 35 CMR 200; and authorities therein cited.” [Id., at page 233.]

The predicate for the action in those cases is to be found in corresponding Supreme Court decisions, the first of which we note is Raffel v United States, 271 US' 494, 70 L Ed 1054, 46 S Ct 566 (1926).1 In that case, the court held a defendant may waive his immunity from giving testimony by offering himself as a witness; that upon taking the stand in his own behalf, he does so as any other witness, and may be cross-examined to the facts in issue — within limits of appropriate rules; that he may be examined for impeachment purposes; and that his failure to deny or explain evidence of incriminating circumstances of which he is aware may be the basis of an adverse inference, on which the jury may be instructed.

The opinion in Johnson v United States, 318 US 189, 196, 87 L Ed 704, 63 S Ct 549 (1943), states:

“. . . But where the claim of privilege is asserted and unquali-fiedly granted, the requirements of fair trial may preclude any comment. That certainly is true where the claim of privilege could not properly be denied.

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Related

United States v. Scott
20 C.M.A. 264 (United States Court of Military Appeals, 1971)

Cite This Page — Counsel Stack

Bluebook (online)
18 C.M.A. 241, 18 USCMA 241, 39 C.M.R. 241, 1969 CMA LEXIS 533, 1969 WL 5962, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-johnson-cma-1969.