United States v. Ferguson

5 C.M.A. 68, 5 USCMA 68, 17 C.M.R. 68, 1954 CMA LEXIS 403, 1954 WL 2586
CourtUnited States Court of Military Appeals
DecidedOctober 22, 1954
DocketNo. 3289
StatusPublished
Cited by36 cases

This text of 5 C.M.A. 68 (United States v. Ferguson) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ferguson, 5 C.M.A. 68, 5 USCMA 68, 17 C.M.R. 68, 1954 CMA LEXIS 403, 1954 WL 2586 (cma 1954).

Opinion

Opinion

George W. Latimer, Judge:

In view of the principles announced by the Chief Judge and Judge Brosman in their separate opinions, the views expressed by the author judge do not fix the law of the case. The separate opinions will disclose the principles upon which there is agreement and only in those areas is the law settled. Because the majority of the Court is of the opinion that a rehearing should be granted, it is so ordered.

In publishing my views I find no good purpose could be served by recasting my opinion to meet the arguments advanced by my associates. The principles I chose to follow were, and remain, influenced by my view that rules of procedure and concepts should not be tortured and twisted to meet individual cases. Either boards of review and this Court should be guided by rules which should be observed, or the system becomes one of men and not one of [71]*71laws. If that happens, 'the record on appeal becomes as variant as the idiosyncrasies of the individual judges.

Because of the nature of the issues with which we are concerned in this case, a detailed statement of the facts supporting the convictions is unnecessary. Suffice it to say that the four accused, together with another soldier, were tried by a general court-martial at Camp Atterbury, Indiana, for mutiny in violation of Article 94, Uniform Code of Military Justice, 50 USC § 688.. The court-martial sentenced each to a dishonorable discharge, total forfeitures, and confinement at hard labor as follows: Private Ferguson — 30 years, Private Michaels — 35 years, Private Petanovich — 15 years, and Private Vib-bert — 10 years. The convening authority approved the findings and sentences; but with respect to the periods of confinement he approved the 10 years adjudged against Vibbert and reduced the terms of Ferguson and Michaels to 20 years, and that of Petanovich to 10 years. The case was then forwarded to the board of review.

While the matter was pending before the board of review, the staff judge advocate of Camp Atterbury forwarded to The Judge Advocate General of. the Army a transcript of statements made at a conference held with the court-martial members the day before trial commenced. The Judge Advocate General referred the document to appellate defense counsel and the latter submitted a supplemental assignment of errors to the board of review for consideration. The board of review concluded that it had the right to review matters outside the record where they pertained to jurisdiction; that the pretrial conference reflected command control over the court-martial members; that the exercise of such control rendered the members of the court-martial incompetent to hear and decide the case; and that the court-martial was, therefore, without jurisdiction to proceed. Accordingly,, the board held the proceedings null and void, and ordered that the convening authority might direct a new; trial before another court-martial.

On July 8, 1953, The Judge Advocate General of the Army further reduced the periods of confinement as follows: Private Ferguson from 20 years to 5 years; Private Michaels from 20 years to 4 years; and Privates Petanovich and Vibbert from 10 years to 2 years. On the same date he certified the case to this Court, requesting that we determine the following issues of law: (1) whether the board of review had the right to consider the transcript of the pretrial conference; (2) if so, did the remarks of the staff judge advocate contravene any provision of the law; (3) if so, was the error jurisdictional, rendering the findings and sentences void; and (4) if error was committed, could the board have cured any possible prejudice to the substantial rights of the accused by appropriate reduction of the sentence? Because of the status of the record as it now stands we shall vary, slightly, the order in which the certified questions will be discussed.

I

The first question necessarily to be decided is whether the board of review could consider the transcript of the pretrial conference. The Chief Judge and Judge Brosman do not concur with the concepts announced in this section of the opinion and-so the views announced are only those of the author judge. The general rule in appel- late criminal practice is that an appellate tribunal passes merely upon the errors allegedly made in the lower court. That rule prohibits a trial de novo in the appellate body or the interjection of new issues after the trial phase has been completed and it prevents the use of evidence not considered in the original hearing. See Rumely v. United States, 197 F2d 166, 176 (CA DC Cir), aff’d 345 US 41, 97 L ed 770, 73 S Ct 543. In most jurisdictions the specific errors complained of must be set out and the appeal is limited to those asserted. Usually the appellate court is limited to questions of law, but Congress in setting up the military appellate procedure gave to boards of review the right to review and weigh the facts. Moreover, Congress granted an automatic appeal to those boards, but in spite of the liberalized grants, the Uniform [72]*72Code of Military Justice makes clear that boards of review are intended to be appellate tribunals and not trial forums. Such being the case, the principles, except as modified by the Code or the Manual, applicable to appellate courts should be enforced.

With the possible exception of insanity, neither the Code nor the Manual makes any specific provision for boards of review to consider matters outside the record of trial. On the contrary, Article 66, Uniform Code of Military Justice, 50 USC § 653, provides that boards of review shall act “on the basis of the entire record,” and we have held that boards may not go beyond the trial record to obtain evidence to support the findings. United States v. Simmons, 2 USCMA 105, 6 CMR 105; United States v. Gordon, 2 USCMA 632, 10 CMR 130; and United States v. Whitman, 3 USCMA 179, 11 CMR 179. However, because of Manual language, the Court has recognized that in instances where insanity is in issue, the interests of justice require that extraneous matters be given attention. See United States v. Burns, 2 USCMA 400, 9 CMR 30; United States v. Niolu, 2 USCMA 513, 10 CMR 11; and United States v. Trede, 2 USCMA 581, 10 CMR 79. We have, however, gone no further.

Article 66(f), Uniform Code of Military Justice, supra, provides:

“The Judge Advocates General of the armed forces shall prescribe uniform rules of procedure for proceedings in and before boards of review and shall meet periodically to formulate policies and procedure in regard to review of court-martial cases in the offices of the Judge Advocates General and by the boards of review.”

The Judge Advocates General of the services have concluded that, even though dehors the record, evidence touching on certain issues must be considered by boards of review if the latter are to reach fair and just results. Recognition of this principle is evidenced by the inclusion of Rule IXF in the Uniform Rules of Procedure for Proceedings In and Before Boards of Review (DA Bulletin No. 9, dated June 8, 1951). It provides as follows:

“F. Matters outside record. — Matters outside the record of trial will not be presented to or argued before a board of review except with respect to:
1. A petition for new trial referred to a board under Article 73,
2. A question of jurisdiction,
3.

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Cite This Page — Counsel Stack

Bluebook (online)
5 C.M.A. 68, 5 USCMA 68, 17 C.M.R. 68, 1954 CMA LEXIS 403, 1954 WL 2586, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ferguson-cma-1954.