United States v. John Volpentesta

727 F.3d 666, 2013 WL 4102412, 2013 U.S. App. LEXIS 16877
CourtCourt of Appeals for the Seventh Circuit
DecidedAugust 14, 2013
Docket11-2187
StatusPublished
Cited by42 cases

This text of 727 F.3d 666 (United States v. John Volpentesta) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John Volpentesta, 727 F.3d 666, 2013 WL 4102412, 2013 U.S. App. LEXIS 16877 (7th Cir. 2013).

Opinion

DARROW, District Judge.

The defendant John Volpentesta was convicted of a number of real estate and tax fraud offenses stemming from his scheme to defraud customers, subcontractors, and investors in his construction business. He appeals on three grounds: that he was deprived of his Sixth Amendment right to effective assistance of counsel; that his waiver of his right to counsel was not knowingly, voluntarily, and intelligently given; and that the district court erroneously denied his motions to continue the trial once he had decided to represent himself. We find no error oh the part of the district court, and therefore affirm.

I. Background

John Volpentesta owned and operated Volpentesta Construction Inc. (“VCI”) from 2003 to 2006 in Marengo, Illinois. It was through VCI that Volpentesta defrauded customers, investors, subcontractors, and ultimately the government. On October 23, 2007, a federal grand jury in Rockford, Illinois, returned an indictment charging Volpentesta with six counts of mail and wire fraud and seventeen counts of federal tax violations^ Volpentesta was arraigned on the charges on December 7, 2007, at which time the court appointed Assistant Federal Defender Paul Gaziano to represent him.

Due to the volume of discovery (approximately 11,000 pages of Bates-stamped discovery and 40 banker’s boxes of documents seized by the IRS from VCI’s offices), Gaziano made efforts to ensure that Volpentesta could review the discovery electronically at the Ogle County Jail. When Volpentesta complained that the computer at the jail was too slow, Gaziano relayed his concerns to the district court. As an accommodation, Magistrate Judge Mahoney ordered the U.S. Marshal’s Service to periodically transport Volpentesta to the courthouse in Rockford to review the documents.

On November 17, 2008, Volpentesta filed the first of what would eventually be nine motions to substitute counsel. At the subsequent hearing, Volpentesta claimed that he had difficulty reviewing discovery in electronic form and that Gaziano had not provided him with printed copies of discovery. Gaziano informed the court that he had given Volpentesta summaries of the discovery and that Volpentesta had only once taken the court up on its offer to review discovery at the courthouse. The court explained to Volpentesta that Gaziano had already reviewed the 11,000 pages of discovery, and appointing new counsel would result in a significant delay in the case. Volpentesta stated that he nonetheless desired new counsel, and the court granted his motion. Mark Byrd was thereafter appointed to represent the defendant.

Volpentesta again moved for new counsel on April 22, 2009, claiming that he still had not received hard copies of the Bates-stamped discovery and had only seen Byrd once since his appointment. At the hearing, Byrd responded that he had met with Volpentesta four or five times, he was working on getting Volpentesta printed copies of the discovery, and that it would be “tremendously helpful” if Volpentesta would come to the courthouse to review the materials with.him. Volpentesta and Byrd agreed that the relationship could be mended, and the court denied the motion.

On July 14, 2009, Volpentesta moved for new counsel, again complaining that he *670 had not yet received his requested discovery. In response, Byrd filed a motion to withdraw, explaining that he and his staff had already spent a large amount of time and resources trying to accommodate Volpentesta’s demands (such as by securing CJA funds for an outside copy service and redacting and separately printing grand jury transcripts and exhibits), and that Volpentesta refused to review the boxes of seized materials with him. At a subsequent hearing, Volpentesta and Byrd expressed differing views on Byrd’s representation as well as his reasons for the delay in getting printed copies of discovery to Volpentesta, but Byrd stated that he and the defendant were still on speaking terms. Approximately two weeks later the court denied Volpentesta’s motion to substitute and Byrd’s motion to withdraw, and instead appointed Robert Fagan as co-counsel. The judge also noted the ample accommodations made to Volpentesta by his attorneys and the court.

On October 7, 2009, Volpentesta filed motions to substitute Fagan and for reconsideration of his motion to replace Byrd, citing difficulties in reaching his attorneys and concerns over their diligence. After hearing from Byrd and Fagan, and their assurances that the relationship could be mended, the court denied Volpentesta’s motions.

On December 14, 2009, now appearing before Judge Kapala, Volpentesta made his fifth motion for new counsel, citing communication issues and a lack of trust between himself and his attorneys: In response, Byrd and Fagan stated that they had met with Volpentesta on numerous occasions and were doing their best to accommodate his strong feelings about how the case should be prepared and presented at trial. The court did not find that the dispute between Volpentesta and his attorneys resulted in a total lack of communication preventing an adequate defense, and noted the high quality of Volpentesta’s representation. The court therefore denied his motion.

In late February and early March of 2010, additional discovery was tendered to the defendant. After Volpentesta filed a pro se motion to continue, which the court denied, Byrd moved to continue the trial. The court granted the motion and set trial for June 1, 2010. The court also foresaw that Volpentesta might move to represent himself and strongly advised him against doing so. Volpentesta responded that he was content with his attorneys, but then on March 17, 2010, filed another motion for substitution of counsel along with several pro se pretrial motions. Volpentesta argued that Byrd and Fagan should be removed for ineffectiveness for failing to file motions to dismiss various counts of the indictment. In response, Byrd stated that such motions would have been entirely meritless. Byrd, who had previously agreed to work on unrelated cases of Volpentesta’s at his request, also said that Volpentesta had recently ordered him not to work on any other client’s case before the June 1 trial. Byrd and Fagan explained to the court that their efforts to represent Volpentesta were severely hampered by his exorbitant demands and refusal to assist them in his own defense. As Byrd stated:

The problem, in my increasing frustration with this is that in two months, we’re going to be expected to try to sell to a jury Mr. Volpentesta’s veracity and that he’s an individual that should be believed, that his testimony should be believed, yet we have to keep coming in here time and again and addressing what are blatant and [sic] misrepresentations by him. It’s becoming increasingly difficult to, in good faith, be able to make those types of representations to *671 the jury. At this point, I believe that they can still be made, but this is taxing on everyone’s patience, Your Honor.

The court denied the motion, noting that the case was already more than two years old and that appointing new counsel would result in significant delays.. The court found that Byrd and Fagan were providing competent representation and that Volpentesta’s complaints did not amount to a total lack of communication.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Kiddchosen G. Cvikel
Court of Appeals of Wisconsin, 2026
In re Adoption of D.G.
2025 IL App (4th) 250392-U (Appellate Court of Illinois, 2025)
United States v. Lorenzo Johnson
126 F.4th 546 (Seventh Circuit, 2025)
United States v. Tyron Offutt
Seventh Circuit, 2024
United States v. Robert Smith
108 F.4th 506 (Seventh Circuit, 2024)
In re Adoption of A.M.Z.
2024 Ohio 1240 (Ohio Court of Appeals, 2024)
United States v. Henry Underwood
88 F.4th 705 (Seventh Circuit, 2023)
United States v. Hasan
Court of Appeals for the Armed Forces, 2023
United States v. Samuel Nichols
77 F.4th 490 (Seventh Circuit, 2023)
United States v. Qwanell Jones
65 F.4th 926 (Seventh Circuit, 2023)
United States v. Tracie Dickey
52 F.4th 680 (Seventh Circuit, 2022)
United States v. Richard Abbott
Seventh Circuit, 2022
United States v. Santiago Villa
Seventh Circuit, 2022
United States v. Alejandro Campos-Rivera
15 F.4th 826 (Seventh Circuit, 2021)
Walker v. Pollard
E.D. Wisconsin, 2020
JACKSON v. United States
S.D. Indiana, 2020
United States v. Bedenfield
N.D. Illinois, 2020
United States v. Allen Young
955 F.3d 608 (Seventh Circuit, 2020)

Cite This Page — Counsel Stack

Bluebook (online)
727 F.3d 666, 2013 WL 4102412, 2013 U.S. App. LEXIS 16877, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-volpentesta-ca7-2013.