United States v. John L. Bailey, United States of America v. Cleveland Burgess

426 F.2d 1236, 138 U.S. App. D.C. 242, 1970 U.S. App. LEXIS 10227
Court of Appeals for the D.C. Circuit·Decided March 20, 1970·No. 22431, 22432·Published·Cited by 22 cases

Opinions

FAHY, Senior Circuit Judge:

Appellants were convicted by a jury of robbery,1 and assault with a dangerous weapon.2 Appellant Bailey, in addition, was convicted of illegal possession of a sawed-off shotgun.3

There are two questions on the appeal: (1) whether the trial judge abused his discretion in ruling that if either defendant were to testify the court would permit his impeachment by evidence of a prior conviction and (2) whether by this ruling appellants were deprived of a fair trial in violation of the Sixth Amendment and the Due Process Clause of the Fifth Amendment. We affirm the convictions. Judge Tamm, however, concurs only in Part I of this opinion, and Judge MacKinnon files a separate opinion concurring in Part I and dissenting in part from the discussion in Part II.

I.

The robbery occurred at a restaurant at about 1:30 a. m. some 18 months prior to the trial. The principal Government witness, a victim of the robbery, was the only one who at trial identified appellants as the robbers. He testified that when he entered the restaurant he saw that it was being robbed. He turned to leave but came back when threatened by one of the robbers with what appeared to be a sawed-off shotgun. One of the other men took his wallet, removed two ten dollar bills, and gave one to his companion. At trial the victim identified appellant Bailey as the man who had the gun and appellant Burgess as the one who took the contents of his wallet.4

At the conclusion of the Government’s case the trial court was asked by counsel whether prior convictions would be permitted to be used to impeach the defendants’ credibility were they to testify. A Luck5 hearing ensued resulting in a ruling, objected to by their counsel, that [1238] Burgess could be cross-examined on a 1959 housebreaking and larceny conviction and Bailey could be questioned about a 1962 conviction for attempted housebreaking, unless either appellant could satisfy the court that since the conviction he had led a legally blameless life. The opportunity to offer such proof was declined.

Neither appellant testified. Burgess presented an alibi defense through the testimony of two witnesses called on his behalf.6 Bailey’s defense consisted of efforts to discredit the victim’s identification of him at trial by showing, through the testimony of a police officer, that it contradicted an earlier description given soon after the robbery.7

We consider first whether the court abused its discretion under the principles of Luck v. United States, supra, and subsequent decisions, by its ruling on the admissibility, in the case of Burgess, of a 1959 housebreaking and larceny conviction, and, in the case of Bailey, a conviction for attempted housebreaking in 1962.

The Luck inquiry at trial focused primarily upon the relevance of the prior convictions and their remoteness as bearing on appellants’ credibility. This concern was warranted. In United States v. McCord, 137 U.S.App.D.C. 5, 420 F.2d 255 (1969), we have recently questioned the relevance to credibility of a housebreaking and larceny conviction. We observed that a “conviction for housebreaking, unlike one for perjury or false pretenses, sheds little light on the likelihood that the accused has lied on the stand.” The trial court’s ruling in the present case was made prior to McCord. The court accordingly sought guidance from the broader principle announced in Gordon v. United States, 127 U.S.App.D.C. 343, 347, 383 F.2d 936, 940 (1967), cert. denied, 390 U.S. 1029, 88 S.Ct. 1421, 20 L.Ed.2d 287 (1968), that the “ ‘rule of thumb’ * * * should be that convictions which rest on dishonest conduct relate to credibility * * Moreover, when counsel for Burgess complained that one of the prior convictions 8 offered by the Government might be too prejudicial because of its similarity to the offense being tried, the court again referred to Gordon, stating that “the Court of Appeals made it quite clear that where the offense [to be used for impeachment] is the same as the offense charged in the indictment, then such conviction is to be used sparingly, if used at all.” 9 Gordon was also relied upon to determine whether the convictions proffered by the Government were so remote as to require exclusion. The court ruled out as too remote Bailey’s 1951 conviction for grand larceny and, as we have said, tendered both Burgess and Bailey an opportunity to show a legally blameless life since their respective convictions ruled to be otherwise admissible.

[1239] Appellants argue, however, that the court’s discretion was too narrowly confined to “threshold inquiries” in failing to take account of whether, in the circumstances of these cases, it was of overriding importance for the jury to hear appellants’ version of what transpired rather than that they remain silent because if they testified the jury would learn of their prior convictions. We find no mention in the record of the relative need for the jury to hear appellants’ own story, but counsel had ample opportunity to invoke an explicit exploration of this subject and failed to do so at any point in a rather full Luck colloquy. He sought to make his case upon the remoteness and lack of relevance of the convictions discussed, together with the prejudicial impact of their admission. We cannot say in the circumstances of this case,10 that the trial court abused the discretion which resides in it under our decisions.

II.

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United States v. John L. Bailey, United States of America v. Cleveland Burgess, 426 F.2d 1236, 138 U.S. App. D.C. 242, 1970 U.S. App. LEXIS 10227 (D.C. Cir. 1970).

426 F.2d 1236 (United States v. John L. Bailey, United States of America v. Cleveland Burgess) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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