United States v. Joe Profaci, Also Known as Joseph Profaci and as Giuseppe Profaci

274 F.2d 289, 1960 U.S. App. LEXIS 5640
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 12, 1960
Docket25578_1
StatusPublished
Cited by8 cases

This text of 274 F.2d 289 (United States v. Joe Profaci, Also Known as Joseph Profaci and as Giuseppe Profaci) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Joe Profaci, Also Known as Joseph Profaci and as Giuseppe Profaci, 274 F.2d 289, 1960 U.S. App. LEXIS 5640 (2d Cir. 1960).

Opinions

HINCKS, Circuit Judge.

In 1921, the defendant, Joe Profaci, immigrated to the United States from Italy, the land of his birth. Six years later, in September of 1927, the defendant, then in his thirtieth year, was admitted to citizenship and a certificate of naturalization was issued to him. Now, some thirty years later, the court below, under § 304(a) of the Immigration and Nationality Act of 1952, 8 U.S. C.A. § 1451(a), has set aside Profaci’s naturalization decree, on the ground that he fraudulently concealed his Italian arrest record in his naturalization proceedings. 168 F.Supp. 631.

One arrest, allegedly concealed, concededly led to a conviction in 1920 of the crime of forgery and a one year prison sentence in Palermo, Sicily. The Government’s case rests upon the proposition that Profaci intentionally falsified in response to the oral question, “Were you ever arrested?” put to him by the preliminary naturalization examiner. The defendant contends the decree cannot stand because the Government failed to establish, by “clear, unequivocal, and convincing evidence which does not leave the issue in doubt,” Klapprott v. United States, 335 U.S. 601, 69 S.Ct. 384, 93 L.Ed. 266; Schneiderman v. United States, 320 U.S. 118, 63 S.Ct. 1333, 87 L.Ed. 1796, either that the question was intended to cover foreign arrests or that it was so understood by the defendant. In a case such as this, we are bound to make a careful scrutiny of all the evidence. Nowak v. United States, 356 U.S. 660, 78 S.Ct. 955, 2 L.Ed.2d 1048; United States v. Hauck, 2 Cir., 155 F.2d 141. Having done so, we feel constrained to accept the defendant’s contentions as above stated and accordingly reverse the decree.

Profaci testified that he was orally questioned about arrests at his preliminary examination, cf. Cufari v. United States, 1 Cir., 217 F.2d 404; United States v. Meli, D.C.E.D.Mich.S.D., 158 F.Supp. 217, affirmed 6 Cir., 265 F.2d 222, but that the question asked was either had he ever been arrested “in this country” or “in the United States.” This testimony was characterized by the court as a “last desperate effort to escape the consequences of his fraud.” However this may be, it is clear that disbelief of Profaci’s version of the arrest question, which was corroborated by Arthur Massolo, a witness for Profaci at the time of his naturalization, does not establish the content of the actual question which Profaci, allegedly, falsely answered. To sustain its burden on this issue, the Government called two witnesses (both of whom had served as hearing examiners in 1927 and for many subsequent years) who testified that the [291]*291handwritten symbol “No C R,” such as that which appeared in the record of Profaci’s hearing, customarily indicated a negative response to the question, “Were you ever arrested? ” Since both of the two examiners who actually questioned Profaci in 1927 had died, the crucial isue as to the precise content of the question could not be resolved simply by choosing between the conflicting testimony of those persons who actually heard it.

We recognize that customary behavior when firmly established can be effective circumstantial proof of what actually happened on a given occasion. See 1 Wigmore on Evidence (3rd Ed. 1940), §§ 92, 98; McCormick on Evidence (1954), § 162. But even if properly used here, we are still left in considerable doubt. It is clear that a written arrest question first appeared on naturalization forms In 1929, and that in 1927 neither statute nor departmental regulation required oral inquiry into an applicant’s arrests.1 See, e. g., United States v. Kessler, 3 Cir., 213 F.2d 53; Cufari v. United States, supra. The arrest question which was first incorporated into a naturalization form asked: “Have you ever been arrested or charged with violation of any law of the United States or State or City ordinance or any traffic violation ? ” The Third Circuit has held, quite properly we think, that this question should be interpreted as though the word “for” were inserted after the word “arrested,” United States v. Kessler, supra, and thus read, it would seem to inquire solely into United States arrests. One of the Government witnesses testified that this question was intended to enlarge rather than narrow prior arrest questions and that with the passage of time the arrest question became more and more inclusive. Furthermore, in explaining why an examiner’s report in 1936 contained the notation, “N. C. R. in or out of the United States,” this same Government witness testified that when the Naturalization Service became “consolidated with the Immigration Service in 1933 it became important for the purpose of warrant proceedings to have a specific answer on that to arrests outside the United States,” and that it was only after 1933 that it became customary to ask the question, “Have you ever been arrested in or out of the United States?” It was only then that examiners were “instructed to include also arrests outside the United States.” A written question dealing specifically with arrests “in or out of the United States” did not appear in the naturalization form until the late 1940’s. See United States v. Kessler, supra. But even the Government’s evidence showed that in 1927 the form of the oral arrest question was not invariably uniform. For a Government witness testified that when an applicant with language difficulties did not appear to understand a particular question, the question would be rephrased in some other way and that each examiner was on his own with respect to the form of the follow-up question. Moreover, there was evidence that in 1927 Profaci’s command of English was, at most, modest.

From the Government’s evidence it thus appears, at most, that it was normal practice in 1927 to ask an applicant, “Were you ever arrested ? ” but that the practice and the phraseology was not invariable or one compelled by statute, regulation, or order. But even so, we feel that the Government has failed to establish in a clear and convincing manner the content of the actual arrest question to which Profaci allegedly gave an intentionally false answer. And any [292]*292doubts created by the Government’s own evidence must be resolved in favor of the petitioner. Schneiderman v. United States, supra.

Even if it were sufficiently proved that Profaci was specifically asked, “Were you ever arrested?” the Government’s proof does not convincingly demonstrate that the defendant actually understood the question to refer to arrests outside the United States, and especially to those preceding his hearing by more than five years. Such proof, we hold, was essential, cf. United States v. Rossi, 2 Cir., 182 F.2d 292, since illegal procurement as a ground for revocation of citizenship had been eliminated by the 1952 Act. United States v. Stromberg, 5 Cir., 227 F.2d 903.

Fraudulent intent and knowledge, absent a voluntary confession, is not often easily established. Knauer v. United States,

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274 F.2d 289, 1960 U.S. App. LEXIS 5640, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-joe-profaci-also-known-as-joseph-profaci-and-as-giuseppe-ca2-1960.