Knauer v. United States

328 U.S. 654, 66 S. Ct. 1304, 90 L. Ed. 1500, 1946 U.S. LEXIS 2182
Supreme Court of the United States·Decided October 14, 1946·No. 510·Published·Cited by 194 cases

Opinions

Mr. Justice Douglas

delivered the opinion of the Court.

Knauer is a native of Germany. He arrived in this country in 1925 at the age of 30. He had served in the German army during World War I and was decorated. He had studied law and economics in Germany. He settled in Milwaukee, Wisconsin, and conducted an insurance business there. He filed his declaration of intention to become a citizen in 1929 and his petition for naturalization in 1936. He took his oath of allegiance and was admitted to citizenship on April 13, 1937. In 1943 the United States instituted proceedings under § 338 (a) of the Nationality Act of 1940, 54 Stat. 1137,1158, 8 U. S. C. § 738 (a), to cancel his certificate of naturalization1 on the ground that it had been secured by fraud in that (1) he had falsely and fraudulently represented in his petition that he was attached to the principles of the Constitution and (2) he had taken a false oath of allegiance. The District Court was satisfied beyond a reasonable doubt that Knauer practiced fraud when he obtained his certificate of naturalization. It found that he had not been and is not attached to the principles of the Constitution and that he took a false oath of allegiance. It accordingly [657]*657entered an order cancelling his certificate and revoking the order admitting him to citizenship. The Circuit Court of Appeals affirmed. 149 F. 2d 519. The case is here on a petition for a writ of certiorari which we granted to examine that ruling in light of our decisions in Schneiderman v. United States, 320 U. S. 118, and Baumgartner v. United States, 322 U. S. 665.

I. In the oath of allegiance which Knauer took, he swore that he would “absolutely and entirely renounce and abjure all allegiance and fidelity to any foreign prince, potentate, state, or sovereignty, and particularly to the German Reich,” that he would “support and defend the Constitution and laws of the United States of America against all enemies, foreign and domestic”; that he would “bear true faith and allegiance to the same” and that he took “this obligation freely without any mental reservation or purpose of evasion.” 2 The first and crucial issue in the case is whether Knauer swore falsely and committed a fraud when he promised under oath to forswear allegiance to the German Reich and to transfer his allegiance to this nation. Fraud connotes perjury, falsification, concealment, misrepresentation. When denaturalization is sought on this (Baumgartner v. United States, supra) as well as on other grounds (Schneiderman v. United States, supra), the standard of proof required is strict. We do not accept even concurrent findings of two lower courts as conclusive. Baumgartner v. United States, supra, pp. 670-671. We reexamine the facts to determine whether the United States has carried its burden of proving by “clear, unequivocal, and convincing” evidence, which does not leave “the issue in doubt,” that the citizen [658]*658who is sought to be restored to the status of an alien obtained his naturalization certificate illegally. Schneiderman v. United States, supra, p. 158.

That strict test is necessary for several reasons. Citizenship obtained through naturalization is not a second-class citizenship. It has been said that citizenship carries with it all of the rights and prerogatives of citizenship obtained by birth in this country “save that of eligibility to the Presidency.” Luria v. United States, 231 U. S. 9, 22. There are other exceptions of a limited character.3 But it is plain that citizenship obtained through naturalization carries with it the privilege of full participation in the affairs of our society, including the right to speak freely, to criticize officials and administrators, and to promote changes in our laws including the very Charter of our Government. Great tolerance and caution are necessary lest good faith exercise of the rights of citizenship be turned against the naturalized citizen and be used to deprive him of the cherished status. Ill-tempered expressions, extreme views, even the promotion of ideas which run counter to our American ideals, are not to be given disloyal connotations in absence of solid, convincing evidence that that is their significance. Any other course would run counter to our traditions and make denaturalization proceedings the ready instrument for political persecutions. As stated in Schneiderman v. United States, supra, p. 159, “Were the law otherwise, valuable rights would rest upon a slender reed, and the security of the status of our naturalized citizens might depend in [659]*659considerable degree upon the political temper of majority thought and the stresses of the times.”

These are extremely serious problems. They involve not only fundamental principles of our political system designed for the protection of minorities and majorities alike. They also involve tremendously high stakes for the individual. For denaturalization, like deportation, may result in the loss “of all that makes life worth living.” Ng Fung Ho v. White, 259 U. S. 276, 284. Hence, where the fate of a human being is at stake, we must not leave the presence of his evil purpose to conjecture. Cf. Bridges v. Wixon, 326 U. S. 135, 149. Furthermore, we are dealing in cases of this kind with questions of intent. Here it is whether Knauer swore falsely on April 13,1937. Intent is a subjective state, illusory and difficult to establish in absence of voluntary confession. What may appear objectively to be false may still fall short of establishing an intentional misrepresentation which is necessary in order to prove that the oath was perjurious. And as Baumgartner v. United States, supra, indicates, utterances made in years subsequent to the oath are not readily to be charged against the state of mind existing when the oath was administered. 322 U. S. p. 675. Troubled times and the emotions of the hour may elicit expressions of sympathy for old acquaintances and relatives across the waters. “Forswearing past political allegiance without reservation and full assumption of the obligations of American citizenship are not at all inconsistent with cultural feelings imbedded in childhood and youth.” Baumgartner v. United States, supra, p. 674. Human ties are not easily broken. Old social or cultural loyalties may still exist, though basic allegiance is transferred here. The fundamental question is whether the new citizen still takes his orders from, or owes his allegiance to, a foreign chancellory. Far more is required to establish that fact [660]*660than a showing that social and cultural ties remain. And even political utterances, which might be some evidence of a false oath if they clustered around the date of naturalization, are more and more unreliable as evidence of the perjurious falsity of the oath the further they are removed from the date of naturalization.

We have read with care the voluminous record in this case.

Free access — add to your briefcase to read the full text and ask questions with AI

Knauer v. United States, 328 U.S. 654, 66 S. Ct. 1304, 90 L. Ed. 1500, 1946 U.S. LEXIS 2182 (1946).

328 U.S. 654 (Knauer v. United States) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Trump v. CASA, Inc.
606 U.S. 831 (Supreme Court, 2025)
Hernandez Lopez v. Sessions
Tenth Circuit, 2018
Gonzalez-Alarcon v. Macias
884 F.3d 1266 (Tenth Circuit, 2018)
Mondaca-Vega v. Holder
808 F.3d 413 (Ninth Circuit, 2015)
State v. Gilbert (Slip Opinion)
2014 Ohio 4562 (Ohio Supreme Court, 2014)
Hassan v. Federal Election Commission
893 F. Supp. 2d 248 (District of Columbia, 2012)
United States v. Rebelo
358 F. Supp. 2d 400 (D. New Jersey, 2005)
United States v. Singh
94 F. Supp. 2d 540 (M.D. Pennsylvania, 1999)
United States v. Schellong
547 F. Supp. 569 (N.D. Illinois, 1982)
United States v. Osidach
513 F. Supp. 51 (E.D. Pennsylvania, 1981)
United States v. Fedorenko
455 F. Supp. 893 (S.D. Florida, 1978)
United States v. Walus
453 F. Supp. 699 (N.D. Illinois, 1978)
Petition of Cardines
366 F. Supp. 700 (D. Guam, 1973)
Garber v. Randell
477 F.2d 711 (Second Circuit, 1973)
Peter v. Secretary of State
347 F. Supp. 1035 (District of Columbia, 1972)
Afroyim v. Rusk
387 U.S. 253 (Supreme Court, 1967)
United States v. Bimba
233 F. Supp. 966 (E.D. New York, 1964)
Glidden Co. v. Zdanok
370 U.S. 530 (Supreme Court, 1962)
Popkin v. Eastern Air Lines, Inc.
204 F. Supp. 426 (E.D. Pennsylvania, 1962)