United States v. Jesse Gutierrez

704 F.3d 442, 2013 WL 140639, 2013 U.S. App. LEXIS 787
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 11, 2013
Docket12-50028
StatusPublished
Cited by25 cases

This text of 704 F.3d 442 (United States v. Jesse Gutierrez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jesse Gutierrez, 704 F.3d 442, 2013 WL 140639, 2013 U.S. App. LEXIS 787 (5th Cir. 2013).

Opinion

JAMES E. GRAVES, JR., Circuit Judge:

Defendant-Appellant Jesse Joe Gutierrez (“Gutierrez”) appeals an order of the district court directing the Bureau of Prisons (“BOP”) to involuntarily administer psychiatric medicine to him for the purpose of restoring his competency to stand trial. For the following reasons, we AFFIRM the order of the district court.

BACKGROUND

I. Offense and Initial Commitment

In November and December of 2008, Gutierrez made over one hundred telephone calls to a television station in Austin, Texas, threatening to harm or kill former President George W. Bush, Texas Governor Rick Perry, and both of their wives. This prompted an investigation by the Secret Service and a visit to Gutierrez by a Secret Service Agent, Nguyen Vu. On August 27, 2009, Gutierrez called Agent Vu and left a message on his voice mail. Gutierrez claimed to be delivering a message from God, and threatened to kill President Obama, former Presidents George W. Bush and George H.W. Bush, Agent Vu, and “all lawyers.”

Gutierrez was arrested and charged with threatening to kill the President, a former President, and a federal law enforcement officer. On the government’s motion, the district court ordered that Gu *445 tierrez be given a mental examination to determine his competency to stand trial as well as his sanity at the time of the alleged offenses. Dr. Dwyer, a BOP forensic psychologist, diagnosed paranoid schizophrenia and opined that Gutierrez could not understand the nature and consequences of the proceedings against him or assist in his defense. Dr. Dwyer offered no opinion as to Gutierrez’s sanity at the time of his alleged offenses. Based on Dr. Dwyer’s report, the district court found that Gutierrez was incompetent to stand trial and committed him to the BOP to be hospitalized for treatment and determination of whether he was likely to regain competency in the foreseeable future.

II.Forensic Evaluation and First Administrative Hearing

In July 2010, Dr. Pyant, a BOP psychologist, and Dr. Williamson, a BOP psychiatrist, completed a forensic evaluation of Gutierrez. In the evaluation, Dr. Pyant and Dr. Williamson diagnosed Gutierrez with Schizophrenia, Undifferentiated Type. Dr. Pyant and Dr. Williamson found a substantial probability that Gutierrez’s competency could be restored by treatment with psychiatric medicine, but opined that he was unlikely to regain competency without such medicine. Dr. Pyant and Dr. Williamson also stated that administration of psychiatric medicine would be “medically appropriate” and described a proposed course of treatment. However, Dr. Pyant and Dr. Williamson noted that Gutierrez refused to take any medicine because he did not believe that he was mentally ill.

On July 21, 2010, the BOP held a hearing to determine whether Gutierrez could be involuntarily medicated on the grounds that he was gravely disabled or a danger to himself or others at the institution. The hearing officer, Dr. Newman, determined that involuntary medication was not justified on these grounds. Nonetheless, Dr. Pyant and Dr. Williamson “highly recommended” that Gutierrez be involuntarily medicated in order to restore his competency.

III. First Sell Hearing in the District Court

On December 17, 2010, the government moved for a hearing pursuant to Sell v. United States, 539 U.S. 166, 123 S.Ct. 2174, 156 L.Ed.2d 197 (2003), to determine whether Gutierrez could be involuntarily medicated to restore his competency to stand trial. On February 3, 2011, after conducting a hearing, the district court issued an opinion analyzing the four factors set forth in Sell and ordering that Gutierrez be involuntarily medicated for this purpose. See United States v. Gutierrez, No. A-09-CR-53, 2011 WL 386784 (S.D.Tex. Feb. 3, 2011). Gutierrez’s counsel appealed this order, arguing that before the district court could order involuntary psychiatric medication for the purpose of restoring competency to stand trial, the BOP must hold a hearing in which a neutral hearing officer determines that medication is necessary for this purpose. Gutierrez’s counsel also argued, based on the first Sell factor, that important government interests did not justify involuntary medication.

IV. Reversal of Involuntary Medication Order on Appeal

A panel of this court reversed the district court’s order. See United States v. Gutierrez, 443 Fed.Appx. 898 (5th Cir.2011). The panel relied upon United States v. White, 431 F.3d 431, 433 (5th Cir.2005), in which this court noted that the BOP had adopted by regulation mandatory procedures dealing with involuntary medication, and held that “when an inmate refuses medication, he is entitled to an *446 administrative hearing at the facility to determine whether he may be medicated against his will.” Although White did not squarely address whether the BOP must determine in the first instance whether involuntary medication is necessary to restore a defendant’s competency to stand trial, the panel held that such a determination is required.

The government pointed out on appeal that at the time of Gutierrez’s administrative hearing, the BOP had proposed new regulations that would not require the BOP to determine whether involuntary medication is necessary to restore a defendant’s competency. By the time the panel issued its opinion, these regulations had been adopted. The new regulations authorize the BOP to administer psychiatric medicine involuntarily only on the grounds that an inmate “is dangerous to self or others, poses a serious threat of damage to property affecting the security or orderly running of the institution, or is gravely disabled (manifested by extreme deterioration in personal functioning).” 28 C.F.R. § 549.46(a)(7). The regulations further state that “[o]nly a Federal court of competent jurisdiction may order the involuntary administration of psychiatric medication for the sole purpose of restoring a person’s competency to stand trial.” 28 C.F.R. § 549.46(b)(2). However, the panel held that the BOP was required to follow the regulations in place at the time of the hearing. Furthermore, the panel held that the BOP must apply the earlier 1992 regulations on remand in order to avoid the “improper retroactive effect” that would be caused by applying the new regulations.

V. Second Administrative Hearing

On remand, the district court requested that the BOP hold a new administrative hearing in accordance with the panel’s directions. Dr. Pyant and Dr. Williamson submitted a new evaluation to the hearing officer recommending once again that Gutierrez be involuntarily medicated to restore his competency and opining that “no other less intrusive means are available to treat his mental illness and achieve competency restoration.” The hearing officer, Dr.

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Bluebook (online)
704 F.3d 442, 2013 WL 140639, 2013 U.S. App. LEXIS 787, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jesse-gutierrez-ca5-2013.