United States v. Richard Austin Williams

70 F.4th 359
CourtCourt of Appeals for the Sixth Circuit
DecidedJune 12, 2023
Docket22-5002
StatusPublished
Cited by1 cases

This text of 70 F.4th 359 (United States v. Richard Austin Williams) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Richard Austin Williams, 70 F.4th 359 (6th Cir. 2023).

Opinion

RECOMMENDED FOR PUBLICATION Pursuant to Sixth Circuit I.O.P. 32.1(b) File Name: 23a0124p.06

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

┐ UNITED STATES OF AMERICA, │ Plaintiff-Appellee, │ > No. 22-5002 │ v. │ │ RICHARD AUSTIN WILLIAMS, │ Defendant-Appellant. │ ┘

Appeal from the United States District Court for the Eastern District of Tennessee at Knoxville. No. 3:98-cr-00005-1—Thomas A. Varlan, District Judge.

Argued: June 7, 2023

Decided and Filed: June 12, 2023

Before: SUTTON, Chief Judge; LARSEN and MURPHY, Circuit Judges.

_________________

COUNSEL

ARGUED: Kevin M. Schad, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Cincinnati, Ohio, for Appellant. Luke A. McLaurin, UNITED STATES ATTORNEY’S OFFICE, Knoxville, Tennessee, for Appellee. ON BRIEF: Kevin M. Schad, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Cincinnati, Ohio, for Appellant. Luke A. McLaurin, UNITED STATES ATTORNEY’S OFFICE, Knoxville, Tennessee, for Appellee. _________________

OPINION _________________

SUTTON, Chief Judge. Richard Williams violated the conditions of release that a district court imposed after it found him not guilty of an alleged crime by reason of insanity. Placing the burden on Williams, the court found that Williams posed “a substantial risk” of harm No. 22-5002 United States v. Williams Page 2

to the public and committed him to the custody of the Attorney General. 18 U.S.C. § 4243(g). We affirm.

I.

Williams suffers from mental illness, a bipolar form of schizoaffective disorder. In his case, the disorder has led to delusions and auditory hallucinations as well as to “aggressive, impulsive, and threatening behavior.” R.132 at 36.

One feature of Williams’s illness has been a fixation on a toothbrush that he designed in the 1980s. Williams provided sample toothbrushes to Boucherie, a brush manufacturing company. The company decided not to acquire his brush, but Williams believes that Boucherie stole his design and denied him credit for it.

Williams called Boucherie in 1997. Believing that it had mistreated him, Williams threatened to mail a bomb to the company if it did not compensate him for his work. Instead of a check, Williams received a visit from law enforcement and a felony charge for sending a threatening message in interstate commerce. See 18 U.S.C. § 875(c).

After a bench trial, the district court found Williams not guilty by reason of insanity. See id. §§ 17, 4242(b)(3). The court committed Williams to civil institutional care until his mental health improved. See id. § 4243(a).

The court released Williams nearly two years later. Intervening treatment, the court reasoned, had improved Williams’s condition to the point that he did not present a danger to the public. See id. § 4243(f)(2).

His freedom came with conditions. Among several others, Williams could not communicate with Boucherie and had to take his prescribed medications. Violating his conditions of release, the court warned, would result in arrest and a new assessment of whether he remained eligible for release.

These conditions proved difficult for Williams. At one time or another, he has violated nearly all of them. Perhaps the most numerous (and worrying) violations stem from Williams’s refusal to take medication. Sometimes he has refused openly, and other times surreptitiously, No. 22-5002 United States v. Williams Page 3

“deceiving the treatment providers.” R.75 at 2. Without medication, Williams returns to unpredictable behavior and threats of violence as his “delusions become very intense, grandiose and paranoid.” R.76 at 3.

Williams’s fixation on Boucherie endured. Despite the prohibition on contacting the company, Williams emailed Boucherie in 2005. Three years later, he called the company. Four years after that, Williams again emailed Boucherie.

Williams defied the prohibition yet again in the spring of 2021. Around 6:00 on a Saturday morning, he placed numerous calls to Boucherie’s offices. “Hey, you know who I am,” Williams told one employee on a call lasting several minutes. R.143 at 16.

After this last call, the court directed a team of mental health experts to evaluate Williams. The resulting report confirmed that Williams suffers from psychosis and manic behavior. And it concluded that releasing Williams would endanger others, predicting that he would “likely” violate the conditions again. R.132 at 35.

The report also shed further light on Williams’s history, including arrests for assault and aggravated assault. He threatened then-Vice President Al Gore. He attempted to strike someone with a car. He started a fire at a duplex. He threatened his sister and “attacked” her at their parents’ home. Id. at 32–33. And he wrote about killing his mother. The report also found that Williams “lack[ed] insight into his mental disorder, violence risk, and need for treatment.” Id. at 34.

The court held a hearing to decide whether it should revoke Williams’s release. The government pointed to the mental-health report and a probation officer’s testimony, all favoring revocation. Williams disagreed, expressing optimism that he could move past “this brush thing.” R.143 at 28–29. The court found that releasing Williams would pose a significant risk to the community, revoked his release, and committed him for treatment. In doing so, the court placed the burden of proof on Williams. On appeal, Williams contends that the court misallocated the burden of proof and misapprehended the evidence. No. 22-5002 United States v. Williams Page 4

II.

Burden of proof. Does § 4243(g) place the burden of proof on Williams to show that his continued release would not “create a substantial risk” to the public? 18 U.S.C. § 4243(g). Yes, as history, the language of § 4243, and the structure of the statute show.

A.

Start with the backdrop to § 4243. For most of American history, federal criminal law gave juries two options in a criminal case: guilty or not guilty. This did not preclude a successful insanity defense. It just meant that the defendant’s mental health became a potential reason for finding an absence of guilt, say because the defendant, temporarily or more permanently, did not have the capacity to form the requisite mental state to violate the law. In this context, defendants who prevailed in mounting an insanity defense received the same benefit as anyone else found not guilty in a criminal case: release into society. Shannon v. United States, 512 U.S. 573, 575–76 (1994). Throughout that time, federal law thus had these relevant features. It did not require the defendant to prove insanity; the government still had to prove he had the requisite state of mind—that the defendant was sufficiently sane to commit the offense. Id. at 575; United States v. McCracken, 488 F.2d 406, 409 (5th Cir. 1974). It did not require the jury to say whether it found an acquitted defendant insane; the jury just found him not guilty. Shannon, 512 U.S. at 575. It did not require civil commitment for insanity acquittees; they were allowed to go free unless state authorities instituted commitment proceedings under the relevant jurisdiction’s law. Id. at 575–76.

Two highly public trials establish the bookends of this early version of the defense, one credited for establishing it, the other for ending it.

The first trial occurred before the Civil War.

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70 F.4th 359, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-richard-austin-williams-ca6-2023.