United States v. Jesse Gutierrez

Procedural entryThis page is a short order in United States v. Jesse Gutierrez. Read the opinion of the Court — 704 F.3d 442
Court of Appeals for the Fifth Circuit·Decided February 14, 2013·No. 12-50028·Published

Opinion

REVISED February 14, 2013 IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

United States Court of Appeals Fifth Circuit

No. 12-50028 FILED January 11, 2013

Lyle W. Cayce UNITED STATES OF AMERICA Clerk Plaintiff - Appellee v.

JESSE JOE GUTIERREZ

Defendant - Appellant

Appeal from the United States District Court for the Western District of Texas

Before JOLLY, JONES, and GRAVES, Circuit Judges. JAMES E. GRAVES, JR., Circuit Judge: Defendant - Appellant Jesse Joe Gutierrez (“Gutierrez”) appeals an order of the district court directing the Bureau of Prisons (“BOP”) to involuntarily administer psychiatric medicine to him for the purpose of restoring his competency to stand trial. For the following reasons, we AFFIRM the order of the district court. BACKGROUND I. Offense and Initial Commitment In November and December of 2008, Gutierrez made over one hundred telephone calls to a television station in Austin, Texas, threatening to harm or No. 12-50028

kill former President George W. Bush, Texas Governor Rick Perry, and both of their wives. This prompted an investigation by the Secret Service and a visit to Gutierrez by a Secret Service Agent, Nguyen Vu. On August 27, 2009, Gutierrez called Agent Vu and left a message on his voice mail. Gutierrez claimed to be delivering a message from God, and threatened to kill President Obama, former Presidents George W. Bush and George H.W. Bush, Agent Vu, and “all lawyers.” Gutierrez was arrested and charged with threatening to kill the President, a former President, and a federal law enforcement officer. On the government’s motion, the district court ordered that Gutierrez be given a mental examination to determine his competency to stand trial as well as his sanity at the time of the alleged offenses. Dr. Dwyer, a BOP forensic psychologist, diagnosed paranoid schizophrenia and opined that Gutierrez could not understand the nature and consequences of the proceedings against him or assist in his defense. Dr. Dwyer offered no opinion as to Gutierrez’s sanity at the time of his alleged offenses. Based on Dr. Dwyer’s report, the district court found that Gutierrez was incompetent to stand trial and committed him to the BOP to be hospitalized for treatment and determination of whether he was likely to regain competency in the foreseeable future. II. Forensic Evaluation and First Administrative Hearing In July 2010, Dr. Pyant, a BOP psychologist, and Dr. Williamson, a BOP psychiatrist, completed a forensic evaluation of Gutierrez. In the evaluation, Dr. Pyant and Dr. Williamson diagnosed Gutierrez with Schizophrenia, Undifferentiated Type. Dr. Pyant and Dr. Williamson found a substantial probability that Gutierrez’s competency could be restored by treatment with psychiatric medicine, but opined that he was unlikely to regain competency without such medicine. Dr. Pyant and Dr. Williamson also stated that administration of psychiatric medicine would be “medically appropriate” and described a proposed course of treatment. However, Dr. Pyant and Dr.

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Williamson noted that Gutierrez refused to take any medicine because he did not believe that he was mentally ill. On July 21, 2010, the BOP held a hearing to determine whether Gutierrez could be involuntarily medicated on the grounds that he was gravely disabled or a danger to himself or others at the institution. The hearing officer, Dr. Newman, determined that involuntary medication was not justified on these grounds. Nonetheless, Dr. Pyant and Dr. Williamson “highly recommended” that Gutierrez be involuntarily medicated in order to restore his competency. III. First Sell Hearing in the District Court On December 17, 2010, the government moved for a hearing pursuant to Sell v. United States, 539 U.S. 166 (2003), to determine whether Gutierrez could be involuntarily medicated to restore his competency to stand trial. On February 3, 2011, after conducting a hearing, the district court issued an opinion analyzing the four factors set forth in Sell and ordering that Gutierrez be involuntarily medicated for this purpose. See United States v. Gutierrez, No. 1:09-CR-453, 2011 WL 386784 (S.D. Tex. Feb. 3, 2011). Gutierrez’s counsel appealed this order, arguing that before the district court could order involuntary psychiatric medication for the purpose of restoring competency to stand trial, the BOP must hold a hearing in which a neutral hearing officer determines that medication is necessary for this purpose. Gutierrez’s counsel also argued, based on the first Sell factor, that important government interests did not justify involuntary medication. IV. Reversal of Involuntary Medication Order on Appeal A panel of this court reversed the district court’s order. See United States v. Gutierrez, 443 F. App’x 898 (5th Cir. 2011). The panel relied upon United States v. White, 431 F.3d 431, 433 (5th Cir. 2005), in which this court noted that the BOP had adopted by regulation mandatory procedures dealing with involuntary medication, and held that “when an inmate refuses medication, he

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is entitled to an administrative hearing at the facility to determine whether he may be medicated against his will.” Although White did not squarely address whether the BOP must determine in the first instance whether involuntary medication is necessary to restore a defendant’s competency to stand trial, the panel held that such a determination is required. The government pointed out on appeal that at the time of Gutierrez’s administrative hearing, the BOP had proposed new regulations that would not require the BOP to determine whether involuntary medication is necessary to restore a defendant’s competency. By the time the panel issued its opinion, these regulations had been adopted. The new regulations authorize the BOP to administer psychiatric medicine involuntarily only on the grounds that an inmate “is dangerous to self or others, poses a serious threat of damage to property affecting the security or orderly running of the institution, or is gravely disabled (manifested by extreme deterioration in personal functioning).” 28 C.F.R. § 549.46(a)(7). The regulations further state that “[o]nly a Federal court of competent jurisdiction may order the involuntary administration of psychiatric medication for the sole purpose of restoring a person’s competency to stand trial.” 28 C.F.R. § 549.46(b)(2). However, the panel held that the BOP was required to follow the regulations in place at the time of the hearing. Furthermore, the panel held that the BOP must apply the earlier 1992 regulations on remand in order to avoid the “improper retroactive effect” that would be caused by applying the new regulations. V. Second Administrative Hearing On remand, the district court requested that the BOP hold a new administrative hearing in accordance with the panel’s directions. Dr. Pyant and Dr. Williamson submitted a new evaluation to the hearing officer recommending once again that Gutierrez be involuntarily medicated to restore his competency and opining that “no other less intrusive means are available to treat his mental

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illness and achieve competency restoration.” The hearing officer, Dr. Zula, concluded that involuntary medication was “in [Gutierrez’s] best medical interest” and was likely to restore his competency. However, Dr. Zula noted that “[s]econdary to the Supreme Court Sell decision, we are unable to treat Mr.

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