United States v. Javier Izquierdo

448 F.3d 1269, 2006 WL 1236086
CourtCourt of Appeals for the Eleventh Circuit
DecidedMay 10, 2006
Docket04-14641
StatusPublished
Cited by95 cases

This text of 448 F.3d 1269 (United States v. Javier Izquierdo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Javier Izquierdo, 448 F.3d 1269, 2006 WL 1236086 (11th Cir. 2006).

Opinion

PER CURIAM:

Defendant-Appellant Javier Izquierdo (“Izquierdo”) appeals his cocaine distribution and firearm convictions that were based on his guilty plea. Izquierdo contends that the district court erred in denying his subsequent motion to withdraw his guilty plea based on incompetency. After review and oral argument, we affirm the denial of Izquierdo’s motion and his convictions.

I. Background

A. Plea colloquy

Izquierdo, the sole appellant here, and his brother, Juan Izquierdo (“Juan”), were indicted for robbery, in violation of 18 U.S.C. § 1951 (Count I); conspiracy to distribute cocaine, in violation of 21 U.S.C. § 841 (Count II); use of a firearm during a drug trafficking crime and during a crime of violence, in violation of 18 U.S.C. § 924 (Count III); and, as to Izquierdo only, possession of a firearm as a convicted felon, in violation of 18 U.S.C. § 922 (Count IV). On September 10, 2001, pursuant to a written plea agreement, Izquier-do pleaded guilty to Counts II and III of the indictment. 1

During Izquierdo’s plea colloquy, his attorney explained to the district court that Izquierdo was illiterate and that his plea agreement had been previously read aloud — verbatim—to Izquierdo by both his attorney and his brother Juan. Upon questioning by the district court, Izquierdo stated, inter alia, that he had never been treated for a mental illness; that he was not presently under the influence of any *1271 drugs, alcohol, or medication; that he was satisfied with his attorney’s representation; that he had a full opportunity to review the charges against him with his attorney; that he agreed with the alleged facts as described by the government; and that he understood “each and every term of the plea agreement,” including his sentencing possibilities, that he was surrendering certain civil and trial rights, and that he might incur a fine or suffer adverse immigration consequences. Additionally, Izquierdo twice acknowledged that he was thinking clearly.

Based on the plea colloquy, the district court found Izquierdo “fully competent and capable of entering an informed plea,” and accepted his guilty plea. The district court scheduled sentencing for December 11, 2001.

B. Juan’s trial and the Haber Report

In the interim, brother Juan’s trial commenced on November 14, 2001. During that trial, Juan filed an ex parte motion to have Izquierdo declared incompetent. Juan’s motion argued that he could not have participated in a conspiracy with Izquierdo because Izquierdo was of unsound mind. In support of his ex parte motion, Juan filed a report of a psychological evaluation of Izquierdo by Merry Haber, Ph. D., a psychologist (the “Haber Report”). Juan’s counsel retained Haber to evaluate Izquierdo, which she did on November 21, 2001. The Haber Report concluded that Izquierdo was incompetent.

In her Report, Haber summarized her evaluation of Izquierdo. Haber administered a mental status examination, a clinical interview, a standardized intelligence test, a test of reading, spelling, and arithmetic achievement, and a measure of visual-motor coordination, perceptual organization, and memory. 2 Haber also consulted Izquierdo’s mother and sister. Prior to Haber’s evaluation, Izquierdo was told that the results of the examination would be given to his attorney and to Juan’s attorney.

Based on Haber’s discussions with Izquierdo, his mother and sister, and Juan’s attorney, the Haber Report stated that Izquierdo: (1) was born with his umbilical cord tight around his neck, and as a result, he suffered a lack of oxygen and was developmentally slow; 3 (2) quit school in the eighth grade after being expelled for fighting several times, and was unable to learn to read or write; (3) ran away from home as a teenager because he did not want to receive psychological treatment; (4) never held a driver’s license because he could not pass the test; (5) suffered a concussion at age twenty-two; (6) has a history of frequent drug and alcohol use; (7) has trouble falling asleep; (8) did not understand everything that happened when he pleaded guilty, including the meaning of the word “parole”; and (9) did not ask questions at his plea colloquy because he did not want people to think he was stupid. Additionally, based on Haber’s tests and observations, the Haber Report concluded that Izquierdo: (1) was “well oriented in all spheres with attention and concentration intact”; (2) had “coherent, productive and goal-oriented” thought processes; (3) when left alone, attempted to complete a problem that he had been unable to complete during his test, indicating his involvement in the process; (4) could add one-digit numbers with some mistakes, but could not add two-digit num *1272 bers; (5) knew the alphabet, but could not spell on a first grade level; and (6) had a generally inadequate “fund of information.” The Haber Report concluded that intellectually, Izquierdo had an IQ of fifty-three to sixty-one, a range corresponding to “moderate to mild mental retardation,” and that test results “suggest[ed] that he [was] not competent to proceed,” although, notably, “[a] formal competency evaluation was not performed.” The Haber Report recommended that a formal competency evaluation be conducted. Based on the Haber Report, the district court declared a mistrial in Juan’s case.

C. The First FMC Report

Subsequently, on December 7, 2001 (four days before his scheduled sentencing), Izquierdo filed an unopposed motion for an independent psychological evaluation, supported by the Haber Report. On December 13, 2001, the district court granted Izquierdo’s motion and recommended that Izquierdo’s competency be evaluated at the Federal Medical Center in Butner, North Carolina (“FMC”). At the FMC, Izquierdo was evaluated by a psychiatric team led by Robert Lucking, M.D. (“Lucking”), a psychiatrist. On March 25, 2002, Lucking authored a report of his team’s findings based on their evaluation of Izquierdo (the “First FMC Report”).

Based on the FMC team’s interviews with Izquierdo, the First FMC Report stated, among other things, that Izquierdo: (1) suffered a blow to the head in 1995, as well as other head trauma; (2) could not read or write; (3) had been treated eight times as a juvenile for drug and alcohol abuse, but had refused to consistently attend psychiatric treatment in spite of a recommendation that he receive such treatment; (4) did not sleep well; (5) suffered from mood swings but not hallucination; (6) had a history of anoxia (decreased oxygen to the brain); (7) never passed his driver’s test, but drove anyway; and (8) often got lost, even while attempting to locate his own home.

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Cite This Page — Counsel Stack

Bluebook (online)
448 F.3d 1269, 2006 WL 1236086, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-javier-izquierdo-ca11-2006.