United States v. Hicks

26 M.J. 935, 1988 CMR LEXIS 582, 1988 WL 86043
CourtU.S. Army Court of Military Review
DecidedAugust 16, 1988
DocketACMR 8800379
StatusPublished
Cited by6 cases

This text of 26 M.J. 935 (United States v. Hicks) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hicks, 26 M.J. 935, 1988 CMR LEXIS 582, 1988 WL 86043 (usarmymilrev 1988).

Opinion

OPINION OF THE COURT

ADAMKEWICZ, Senior Judge:

On 24 February 1988, appellant was tried by a military judge sitting as a general court-martial at Fort Hood, Texas. Pursuant to his pleas, he was convicted of larceny, a violation of Article 121, Uniform Code of Military Justice, 10 U.S.C. § 921. The military judge sentenced appellant to a bad-conduct discharge, confinement for four months, total forfeitures, and reduction to Private E-l. Pursuant to the terms of a pretrial agreement, the convening authority approved the sentence, but suspended for one year the execution of that part of the sentence adjudging confinement.

In the instant case, the appellant’s offer to plead guilty provided, inter alia, that, in the event a punitive discharge was adjudged, the convening authority would “approve no sentence in excess of a bad-conduct discharge, confinement as adjudged, with all confinement to be suspended for a period of one year, forfeiture of all pay and allowances, and reduction to the grade of Private E-l.” Appellant also agreed that he would immediately request to be placed on voluntary excess leave which would be converted to involuntary excess leave at the time of approval of the punitive discharge. After announcement of the sentence, the military judge discussed the quantum portion of the pretrial agreement with appellant and counsel, and ascertained that under the terms of the pretrial agreement appellant would not be confined prior to the action by the convening authority suspending confinement. Shortly after the trial, the sentence to confinement was deferred and appellant was placed on excess leave. In accordance with the pretrial agreement, the convening authority in his action approved the adjudged sentence, and suspended all confinement for one year.

This court requested counsel to brief whether the convening authority erred by approving a sentence including forfeiture of all pay and allowances when the adjudged confinement had been approved then suspended for one year. Cf. United States v. Warner, 25 M.J. 64 (C.M.A.1987) (error to approve total forfeitures when confinement not adjudged). In their answer to the specified issue, appellate defense counsel take the position that appellant’s prime objective was to avoid confinement and that the pretrial agreement amounted to a request that he receive no pay and allowances while waiting for the suspension of his confinement to expire.1 Appellate defense counsel contend that to hold otherwise would hinder an accused’s bargaining position with a convening authority and would be too awkward and inconsistent when proposing such a unique bargain as the one in the instant case to require that appellant also request that his forfeitures be limited to two-thirds of his pay. Government appellate counsel assert that the pretrial agreement amounted to a request by appellant for total forfeitures within the meaning of the discussion section of Manual for Courts-Martial, United [938]*938States, 1984, Rule for Courts-Martial 1107(d)(2) discussion [hereinafter M.C.M. or Manual and R.C.M. 1107(d)(2), respectively]. Both parties submit that the convening authority did not err in approving total forfeitures even though appellant was not serving any sentence to confinement.2 We find these arguments unpersuasive and contrary to Department of Defense policy and the customs of the service applied by the appellate courts for trials by courts-martial.

The guidance provided by the Manual for Court-Martial, Department of Defense policy, and case law lead us to conclude that, as a general rule, a soldier should not be subjected to forfeitures of all pay and allowances unless confinement, unsuspended, has been approved. The discussion to R.C.M. 1107(d)(2) states: “[w]hen an accused is not serving confinement, the accused should not be deprived of more than two-thirds pay for any month as a result of one or more sentences by court-martial ... unless requested by the accused” (emphasis added). Accord Manual for Courts-Martial, United States, 1969 (Rev. ed.), para. 886, 88c? (3), and 88e (1) [hereinafter M.C.M., 1969].3 In United States v. Warner, 25 M.J. 64, the Court of Military Appeals declined to affirm a sentence which imposed total forfeitures when confinement had not been adjudged even though the accused was in an excess leave status and was not receiving any pay and allowances. See, also United States v. Spenny, 25 M.J. 237 (C.M.A.1987) (summary disposition), affirming in part, 22 M.J. 844 (A.C.M.R.1986) (the Court of Military Appeals, citing United States v. Warner, 25 M.J. 64, amended the accused’s sentence from total forfeitures to “forfeiture of two-thirds pay per month” after this court had concluded that the language in the discussion of R.C.M. 1107(d)(2) was not binding and that a sentence which included more than two-thirds pay per month when confinement was not adjudged could be approved); United States v. Shufelt, 25 M.J. 395 (C.M.A.1987) (summary disposition) (sentence to forfeitures in excess of two-thirds pay per month reversed where no confinement was adjudged); accord United States v. Theriot, 25 M.J. 390 (C.M.A. 1987) (summary disposition).

On the trial record before us, it is clear that the appellant initiated the plea agreement and proposed the specific terms under review. However, we decline to hold that appellant’s pretrial agreement which provides for suspension of confinement and approval of “forfeiture of all pay and allowances” by the convening authority was sufficient, in and of itself, to amount to a “request” by appellant that he be permitted to remain on active duty in a non-pay status. United States v. Warner, 25 M.J. at 66 n. 3; See United States v. Nelson, 22 M.J. 550, 552 (A.C.M.R.1986) (Carmichael, J., concurring in result). The pretrial agreement normally provides a limit on the sentence that the convening authority will approve in exchange for an accused’s plea of guilty to the charges. A convening authority is not prohibited from approving a sentence below the set ceiling. The plain meaning of the language “[w]hen an accused is not serving confinement,” leads us to conclude that the discussion of R.C.M. 1107(d)(2) encompasses the situation where an accused’s sentence to confinement has been approved but suspended. Cf United States v. Warner, 25 M.J. at 66 n. 2. (The language in the discussion of R.C.M. 1107(d)(2) does not clearly indicate whether it refers to someone who has never been [939]*939sentenced to confinement or also includes someone who has completed his sentence to confinement).

Even accepting that the provision in the pretrial agreement permitting the convening authority to approve forfeitures of all pay and allowances without service of confinement “was a freely conceived defense product” as part of the plea negotiation process, see United States v. Zelenski, 24 M.J. 1, 2 (C.M.A.1987) (quoting United States v. Schmeltz, 1 MJ. 8, 12 (C.M.A. 1975), rev’d on other grounds, 1 MJ. 273 (C.M.A.1976)), the military judge must not only determine whether the provision was a “request” within the meaning of R.C.M. 1107(d)(2), but also must explain to the accused the ramifications of such a request.

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Bluebook (online)
26 M.J. 935, 1988 CMR LEXIS 582, 1988 WL 86043, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hicks-usarmymilrev-1988.