United States v. Warner

25 M.J. 64, 1987 CMA LEXIS 3970
CourtUnited States Court of Military Appeals
DecidedSeptember 24, 1987
DocketNo. 56,237; CM 448575
StatusPublished
Cited by46 cases

This text of 25 M.J. 64 (United States v. Warner) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Warner, 25 M.J. 64, 1987 CMA LEXIS 3970 (cma 1987).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

Contrary to his pleas, Specialist Four Thomas R. Warner was convicted by a general court-martial of burglary1 and larceny, in violation of Articles 129 and 121, Uniform Code of Military Justice, 10 U.S.C. §§ 929 and 921, respectively. The court members sentenced him to forfeit all pay and allowances, to be reduced to the lowest enlisted grade, and to be discharged from the Army with a bad-conduct discharge. Thereafter, the convening authority approved, and the Court of Military Review affirmed, the findings and sentence. We granted this issue for review:

WHETHER THE CONVENING AUTHORITY ERRED BY APPROVING A SENTENCE INCLUDING TOTAL FORFEITURES WHEN CONFINEMENT WAS NOT ADJUDGED.

I

A

Before deciding the issue raised by appellant, we should address a preliminary matter. Appellant has been placed on appellate leave; and currently he is not receiving any pay and allowances. Thus, if error was committed, the effects of that error have been substantially mitigated. Nonetheless, we do not view the issue as moot. In the first place, it is unclear whether, prior to his entering leave status, any total forfeitures were collected pursuant to the sentence as approved by the convening authority. Secondly, if the sentence is upheld in its present form, the convening authority would have the power to recall Warner from leave and place him in a duty status in which he was required to render service without any pay. This potential harm of being “subject to a return to active duty while laboring under a forfeiture of all pay and allowances” suffices to make justiciable the issue before [65]*65us. Cf. United States v. Nelson, 22 M.J. 550, 552 (A.C.M.R. 1986).

B

In support of his contention that total forfeitures should not have been approved as part of his sentence, Warner points to the Discussion of R.C.M. 1107(d)(2), Manual for Courts-Martial, United States, 1984, which states explicitly that

[w]hen an accused is not serving confinement, the accused should not be deprived of more than two-thirds pay for any month as a result of one or more sentences by court-martial ... unless requested by the accused.

The analysis of R.C.M. 1107(d)(2) indicates that this language in the Discussion is “based on the third paragraph of paragraph 88b of” Manual for Courts-Martial, United States, 1969 (Revised edition), which provided:

The convening authority will consider in taking his action that an accused who is not serving confinement should not be deprived of more than two-thirds of his pay for any month as a result of one or more sentences by court-martial or other stoppages or deductions, unless requested by the accused.

The Government, on the other hand, takes the position in its final brief that

[t]he convening authority properly approved a sentence including total forfeitures, as the Code gives the convening authority plenary power to “approve, disapprove, commute, or suspend the sentence in whole or in part.” Article 69(c)(2) UCMJ. The Manual for Courts-Martial, United States, 1984, has removed any obligation on the part of the convening authority to “consider in taking his action that an accused who is not serving confinement should not be deprived of more than two-thirds of his pay for any month.” This specific language which was contained in the prior 1969 Manual for Courts-Martial at paragraph 886, was deleted from the 1984 Manual. Compare R.C.M. 1107(d)(2) with paragraph 88b, Manual, 1969. The “long standing policy” which appellant seeks to have this Court enforce is no longer a legal directive in the 1984 Manual.

Furthermore, appellate government counsel suggest that, even under the 1969 Manual, there was only precatory language— “should” — rather than mandatory language, so total forfeitures were permissible even then.

C

Manual for Courts-Martial, United States, 1951, provided that a court-martial could not adjudge a sentence which imposed “[forfeitures of pay at a rate greater than two-thirds of” the servicemember’s “pay per month” or “two-thirds of his pay for 6 months,” unless the sentence also included a dishonorable or bad-conduct discharge. Similarly, a court-martial could not sentence a servicemember to confinement at hard labor for more than 6 months unless a punitive discharge was imposed. See para. 1276. Ultimately, these limitations were held invalid, because adjudging confinement for more than 6 months or total forfeitures without a punitive discharge was not expressly forbidden by the Uniform Code. United States v. Jobe, 10 U.S.C.M.A. 276, 27 C.M.R. 350 (1959); United States v. Varnadore, 9 U.S.C.M.A. 471, 26 C.M.R. 251 (1958).

Although in Jobe this Court held erroneous an instruction that the court-martial “may not adjudge a sentence including forfeiture of more than two-thirds pay per month without also awarding a punitive discharge,” 10 U.S.C.M.A. at 278, 27 C.M.R. at 352 — an instruction based on paragraph 1276 of the 1951 Manual — it also explained:

A court-martial cannot impose “cruel or unusual punishment.” Article 55, Uniform Code of Military Justice, 10 USC § 855. To impose forfeiture of all pay and allowances upon an accused who is required to continue in the service for a substantial period of time might possibly violate this provision. Cf. Trop v. Dulles, 356 US 86, 2 L Ed 2d 630, 78 S Ct 590. As a matter of fact, the Manual [66]*66provision [prohibiting total forfeitures without a punitive discharge] seems intended as a safeguard against depriving the accused of all means of support for himself and his family during active duty. Naval Justice, October 1945, page 376; [W.] Winthrop, ... supra [Military Law and Precedents ], page 429 [ (2d ed. 1920 Reprint) ]. Thus, some cautionary instruction on the imposition of total forfeitures might be legally desirable and practically beneficial to the accused. See United States v. Villa, 10 USCMA 226, 27 CMR 300. The instruction in the instant case, however, does not reach this matter. Rather, it may be interpreted as a direction to the effect that a punitive discharge had to be included in the sentence if the court desired to adjudge forfeiture of all pay and allowances.

10 U.S.C.M.A. at 279, 27 C.M.R. at 353.

Perhaps this language in the Court's opinion helped lead to inclusion in the 1969 Manual of the provision — not present in the 1951 Manual — that “[t]he convening authority will consider ... that an accused who is not serving confinement should not be deprived of more than two-thirds of his pay for any month.”2 See para. 886, 1969 Manual, supra. In accord with that language, Courts of Military Review have disapproved total forfeitures when confinement was not adjudged. See, e.g., United States v. Worrell, 3 M.J. 817, 825 (A.F.C.M.R. 1977); United States v. Mundy, 44 C.M.R. 780, 781 (N.C.M.R. 1971). Apparently these courts were willing to grant relief, even though the language of paragraph 886 might be construed as only precatory and expressing a policy, rather than mandatory.

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25 M.J. 64, 1987 CMA LEXIS 3970, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-warner-cma-1987.