United States v. Haynes

269 F. Supp. 2d 970, 2003 U.S. Dist. LEXIS 11375, 2003 WL 21537282
District Court, W.D. Tennessee·Decided May 5, 2003·No. CR. 01-20247-D·Published·Cited by 18 cases

Opinion

MEMORANDUM OPINION DENYING DEFENDANT’S MOTIONS TO DECLARE THE FEDERAL DEATH PENALTY ACT UNCONSTITUTIONAL AND TO STRIKE THE SUPERCEDING INDICTMENT, SPECIAL FINDINGS, AND NOTICE OF INTENT TO SEEK THE DEATH PENALTY

DONALD, District Judge.

This matter is before the Court on Defendant Aaron S. Haynes’ motions to declare the Federal Death Penalty Act unconstitutional (Dkt.# 305), to strike the superceding indictment and special findings (Dkt.# 308), to strike the notice of intent to seek the death penalty and the special findings (Dkt.# 309), and to preclude the government from seeking the death penalty (Dkt.# 310). Defendant argues that the Supreme Court’s recent decision in Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002) mandates that the mens rea and aggravating factors articulated in the Federal Death Penalty Act, 18 U.S.C. § 3591, et seq. (West 2000) (“FDPA”) be plead in an indictment and proven to a jury beyond a reasonable doubt. Defendant further alleges that the FDPA is irreconcilable with Ring because the FDPA treats these factors as sentencing factors and, in doing so, creates unconstitutional results. Specifically, Defendant claims that the FDPA is unconstitutional because it does not authorize the mens rea or aggravating factors to be plead in an indictment and because it expressly authorizes the use of evidence which would be inadmissible at trial when proving the existence of an aggravating factor. Finally, Defendant avers that the Supreme Court’s holding in United States v. Jackson, 390 U.S. 570, 88 S.Ct. 1209, 20 L.Ed.2d 138 (1968) precludes this Court from “curing” these un *973 constitutional results through judicial reconstruction of the FDPA.

For the following reasons, the Court finds that recent Supreme Court case law requires that the mens rea and aggravating factors be plead in the indictment, decided by a jury, and proven beyond a reasonable doubt using evidence whose admissibility satisfies constitutional muster. Additionally, the Court further finds that the FDPA, which did not anticipate such treatment of mens rea and aggravating factors, nevertheless is reconcilable with the requirements of the Indictment and Due Process Clauses of the Fifth Amendment and the Confrontation Clause of the Sixth Amendment. Accordingly, the Court denies Defendant’s motions.

I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY

On October 9, 2001, the Grand Jury returned an indictment against Defendant alleging five counts: 1) bank robbery by force or violence, in violation of 18 U.S.C. § 2113(a); 2) death as a result of bank robbery, in violation of 18 U.S.C. § 2113(e); 3) possession of a firearm during and in relation to a crime of violence, in violation of 18 U.S.C. § 924(b); 4) causing death while using a firearm during and in relation to a crime of violence in violation of 18 U.S.C. § 924(j); and 5) unlawful transport of firearms, 18 U.S.C. § 922(g).

On June 24, 2002, the Supreme Court decided Ring. On July 18, 2002, in response to the Ring decision, the Grand Jury sitting in the Western District of Tennessee returned a Superceding Indictment against Defendant. Counts Two and Four of the Superceding Indictment charged capital offenses. The Superced-ing Indictment contained a “Notice of Special Findings” alleging that Defendant possessed all four mens rea factors described in 18 U.S.C. § 3591(a)(2) and had committed four of the sixteen aggravating factors set forth in 18 U.S.C. § 3592(c). 1 On September 19, 2002, the United States filed a “Notice of Intent to Seek the Death Penalty” against Defendant, setting forth two mens rea factors, 2 the aforementioned four statutory aggravating factors, and three additional non-statutory aggravating factors 3 that the United States intends to rely on in seeking the death penalty during the penalty phase of this trial. See Notice Of Intent To Seek The Death Penalty at 2-3 (Dkt.# 271). On October 18, 2002, Defendant filed the motions presently before this Court. See Def.’s Mot. To Declare Federal Death Penalty Unconstitutional and to Strike Special Findings From Superceding Indictment (Dkt.# 305) (hereinafter “Def.’s FDPA Mot.”); Def.’s Mot. to Strike Superceding Indictment and Special Findings (Dkt.# 308) (“Def.’s Mot. to Strike I”); Def.’s Mot. to Strike Notice of Intent to Seek Death Penalty and Special Findings Alleged in Superceding Indictment (Dkt.# 309) (“Def.’s Mot. to Strike II”).

II. ANALYSIS

Defendant bases his constitutional claims on the Court finding that 1) the FDPA’s mens rea and aggravating factors are not mere sentencing factors but are *974 instead “elements” which must be charged by a grand jury, tried before a jury, and proven beyond a reasonable doubt; 2) the FDPA does not allow for these factors to be charged by a grand jury or proven to a jury beyond a reasonable doubt using evidence which comports with the Fifth and Sixth Amendments; and 3) constitutional deficiencies in the FDPA cannot be addressed through judicial reconstruction of the statute.

A. Essential Elements Versus Sentencing Factors

1. Recent Supreme Court Decisions Defining Essential Elements

In Jones v. United States, 526 U.S. 227, 119 S.Ct. 1215, 143 L.Ed.2d 311 (1999), the Supreme Court addressed whether the federal carjacking statute, 18 U.S.C. § 2119, 4 “defined three distinct offenses or a single crime with a choice of three maximum penalties, two of them dependent on sentencing factors exempt from the requirements of charge and jury verdict.” Jones, 526 U.S. at 229, 119 S.Ct. 1215. Although acknowledging that the statute was susceptible of either construction, the Court held that § 2119 established three separate offenses, each of which must be found by a jury beyond a reasonable doubt, because to hold otherwise would lead to “grave and doubtful constitutional questions” about the statute’s constitutionality. Id.

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United States v. Haynes, 269 F. Supp. 2d 970, 2003 U.S. Dist. LEXIS 11375, 2003 WL 21537282 (W.D. Tenn. 2003).

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