United States v. Harry O. Stratton, William D. Riggs and Loy Z. Harrell, United States of America v. Samuel S. Smith

649 F.2d 1066, 1981 U.S. App. LEXIS 11714
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 6, 1981
Docket78-5586, 78-5589
StatusPublished
Cited by99 cases

This text of 649 F.2d 1066 (United States v. Harry O. Stratton, William D. Riggs and Loy Z. Harrell, United States of America v. Samuel S. Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Harry O. Stratton, William D. Riggs and Loy Z. Harrell, United States of America v. Samuel S. Smith, 649 F.2d 1066, 1981 U.S. App. LEXIS 11714 (5th Cir. 1981).

Opinion

GOLDBERG, Circuit Judge:

We are faced today with what is both substantively and procedurally a rara avis in the covey of federal cases. A Florida state court judge — a man charged with upholding our nation’s laws — together with his bailiff and two other individuals, has been convicted of converting his office into a nest of bribery and corruption. During the trial of these men, the district judge made several unusual procedural rulings in an effort to keep the entire flock of defendants together in a single proceeding. We find that the indictment in this case was substantively sufficient to meet legal requirements and that the evidence presented was adequate to establish the government’s prima facie case. We therefore deny appel *1070 lants’ request to reverse and to order dismissal of the charges. However, we hold that the procedures followed by the district court in conducting this complex and difficult litigation were inadequate to preserve appellants’ constitutional rights. We therefore reverse the convictions of each defendant and remand for a new trial.

I. BIRDS OF A FEATHER . . .?

The indictment in the case at bar charges that each of nine defendants participated in “a pattern of racketeering activity” involving the “court and law enforcement system of the Third Judicial Circuit of the State of Florida,” and that several of the defendants also obstructed justice and criminal investigations in an effort to cover up the racketeering activities. With a broad brush, the indictment paints a picture of unscrupulous state court judges surrounded by equally unscrupulous court employees, attorneys and citizens, all of whom engaged in the practice of buying and selling “justice.” 1 In examples too numerous to recount, the indictment cites instances in which various defendants were involved in such offenses as bribery, manipulation of grand juries, protection of illegal activities, and threats against prospective witnesses. In short, the indictment alleges that instead of doing justice, one arm of the Florida court system was undoing it.

Count One of the indictment alleges that Florida judges Samuel S. Smith (“Smith”) and William Arvel Drury (“Drury”), court bailiff Loy Zell Harrell (“Harrell”), public defender investigator Grover Lamar Lee (“Lee”), attorneys Terry R. McDavid (“McDavid”) and Arthur K. Black (“Black”), and Florida residents William D. Riggs (“Riggs”), Harry 0. Stratton (“Stratton”), and Conlon St. John Wilmott (“Wilmott”), conspired to participate in “a pattern of racketeering activity” involving Florida’s Third Judicial Circuit in violation of the Racketeer Influenced and Corrupt Organizations Act (RICO), 18 U.S.C. § 1962(d). 2 A common scenario of the rack *1071 eteering activity alleged as part of this conspiracy was the payment of monetary bribes to Judge Smith — both directly and through court employees — in return for the protection of illegal activities and for favorable treatment in court. Count One also alleges a total of 72 “overt acts” in furtherance of the conspiracy. Count Two of the indictment charges Judge Smith and Bailiff Harrell with substantive violations of RICO, including soliciting and receiving bribes, and purchasing confiscated marijuana from state officials. 18 U.S.C. § 1962(c). Counts Three, Four, Five and Twelve charge Riggs with obstruction of justice for his attempt to cover up the racketeering conspiracy, and Counts Eight, Nine and Ten allege similar charges against Black, Smith and Wilmott, respectively. 18 U.S.C. § 1503. 3 Counts Six and Seven charge Smith, Drury, Black, Riggs and Stratton with obstructing criminal investigations of the racketeering activity. 18 U.S.C. § 1510. 4 Finally, Count Eleven charges *1072 Wilmott with bribery of public officials and witnesses.” 18 U.S.C. § 201(d). 5

Although the above indictment was returned in the Middle District of Florida, the trial took place in the Eastern District of Louisiana following a change of venue granted pursuant to a motion made by some — but not all — defendants. Before trial, Wilmott and Black were severed from the case, and after the prosecution presented its case-in-chief, the district court granted a directed verdict of acquittal in favor of Judge Drury. The cases of the six remaining defendants were then presented to the jury.

During the presentation of his defense, Judge Smith was hospitalized due to a severe heart ailment. When it was determined that Smith might have been unavailable for trial for some time, his case was severed from that of the remaining defendants. The jury continued to hear evidence on the conspiracy and other charges, and subsequently returned verdicts with regard to each of the five remaining defendants. McDavid and Lee were acquitted. Riggs and Stratton were convicted on all counts. Harrell was convicted on Count One but acquitted on Count Two. After Judge Smith recovered from his ailment, his trial was completed before the same jury which had convicted three of his codefendants. Smith was convicted on Counts One, Two and Nine, but was acquitted on Count Six.

The four defendants who were found guilty — Smith, Harrell, Riggs and Stratton — brought this appeal. 6 Appellants allege numerous errors, some of which, if valid, would require reversing their convictions and dismissing various parts of the indictment, and others of which, if valid, would require reversing their convictions and remanding for new trials. We deal first with the former group of issues, and then with the latter.

II. THE PIGEON COOP: “ENTERPRISE” UNDER RICO

Judge Smith was convicted under Count Two of violating RICO by participating in and conducting the affairs of an “enterprise engaged in, or the activities of which affect, interstate or foreign commerce,” through a pattern of racketeering activity. 18 U.S.C. § 1962; see pages 1070-1071 & note 2, supra. In addition, all four appellants were convicted under Count One of conspiring to violate RICO. 7 18 U.S.C. § 1962; see pages *1073 1070-1071 & note 2, supra. In both counts, the “enterprise” was defined as the Third Judicial Circuit of the State of Florida.

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Bluebook (online)
649 F.2d 1066, 1981 U.S. App. LEXIS 11714, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-harry-o-stratton-william-d-riggs-and-loy-z-harrell-ca5-1981.