United States v. Frederick Smith

547 F. App'x 390
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 22, 2013
Docket12-30312
StatusUnpublished
Cited by1 cases

This text of 547 F. App'x 390 (United States v. Frederick Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Frederick Smith, 547 F. App'x 390 (5th Cir. 2013).

Opinion

PER CURIAM: *

Frederick W. Smith was convicted by a jury of violating the Racketeer Influenced and Corrupt Organizations Act (“RICO”), of mail and wire fraud, and of the use of an interstate facility in aid of racketeering. On appeal, Smith argues that the district court erred in denying his request that the jury be instructed on the law of entrapment and that the government’s evidence was insufficient to uphold his RICO conviction. We AFFIRM.

*391 FACTS

Frederick W. Smith is a former police chief of Port Allen, Louisiana. Beginning in 2007, the Federal Bureau of Investigation conducted an undercover operation directed at city officials in Louisiana. William Myles, a paid, cooperating witness, marketed to municipalities a fictitious waste container cleaning service called CI-FER 5000. Essentially, Myles offered elected officials money or other bribes in return for their support of CIFER 5000.

The investigation initially targeted May- or George L. Grace, Sr. of St. Gabriel, Louisiana. At some point, Grace told Myles that three other mayors would take official actions in exchange for bribes. One of these mayors was Derek A. Lewis, the mayor of Port Allen, who accepted tickets from Myles for a stadium suite valued at $8,500 to the Bayou Classic football game in exchange for his official support of CIFER 5000. After another official mentioned defendant Smith’s name, Myles asked Lewis about his relationship with Smith and if Smith would be open to “doing a favor.” Lewis said he and Smith were friends and Smith would likely perform “favors.”

Later, Myles asked Lewis for confidential information on potential CIFER 5000 employees from the National Crime Information Center database (“NCIC”), which can only be accessed for legitimate criminal justice purposes. Lewis said he would ask Smith to get the information, and Myles provided Lewis with the individuals’ names. In November 2009, Lewis relayed the names to Smith, explaining that the individuals were to be employed by a private entity, CIFER 5000. Smith responded to Lewis’s request with “Absolutely, I’ll take care of it.” Smith obtained the information from the NCIC by falsely representing to the database providers that it was needed for criminal justice purposes. Smith then provided the information to Lewis who gave it to Myles. Smith received nothing in return for providing the information.

In January 2010, Myles talked to Lewis about arranging a meeting with Lewis, Myles, and Smith in New Orleans. Following this conversation, Lewis asked Smith whether he would be willing to obtain more confidential law enforcement information to take to Myles in New Orleans. Lewis told Smith that Myles would pay for the information. Lewis stated that, though they could not get paid directly for anything, Myles could give Smith a campaign contribution at election time. Smith responded, “Okay, no problem,” and suggested “maybe when we go to New Orleans or want to get a get-away room or something like that.” Lewis testified that after this conversation, his understanding was that Smith recognized he would be able to receive things from Myles in exchange for illegally obtained information. A few days later, Myles gave Smith more names to run through the NCIC, which Smith did.

Myles and Lewis discussed meeting Smith in New Orleans with the understanding that Myles would pay for everything. Smith expressed to Lewis a preference for eating at Drago’s (a New Orleans restaurant) and spending the night in a hotel. Myles and Smith met in New Orleans; Smith gave Myles the confidential information. Myles paid for meals at Drago’s and Ruth’s Chris Steakhouse, paid for a night’s stay at the Ritz Carlton Hotel, and gave Smith and Lewis $300 each. Smith responded to the payment: “This is beautiful.”

When Smith gave Myles the confidential information in New Orleans, Smith explained that he would have to transfer the information to another sheet of paper because the original printout had his depart *392 ment’s number. Such information, he stated, could be traced back to him, and Myles would be in trouble for possessing official documents without authority.

On January 19, 2010, Myles called Smith and asked whether he wanted to continue providing confidential information in exchange for money or favors. Smith responded, “Absolutely.” Three days later, Smith called Myles to arrange a time to exchange the requested information. Myles offered Smith basketball game tickets, an offer Smith accepted.

In February 2010, Myles asked Smith whether he had concerns about what they were doing, including discussing money over the phone. Smith said he wanted to continue. Smith told Myles he needed money to go to a casino that weekend. Myles agreed to reimburse him up to $1,000. A few days later, Myles asked Smith to send a letter to aid Myles’s (fictitious) nephew who Myles said was facing drug charges in Connecticut. In return, Smith would receive $1,000 and basketball tickets. Smith got the money and tickets and later produced the letter, claiming a close relation with and vouching for the supposed nephew.

In March and April 2010, Smith informed Myles he could “fix tickets,” run license plates, and provide police badges and commission cards. Smith provided Myles with an official Port Allen Police Department badge and commission card in exchange for $500. Smith further solicited Myles for any other names he could run through NCIC in exchange for “money for the weekend.”

After being indicted by a grand jury, Smith was charged with violating RICO, mail and wire fraud, and using an interstate facility in aid of racketeering. Before his trial, Smith requested an entrapment instruction, and the United States requested the jury be instructed entrapment was not an issue. At the close of the United States’ case-in-chief, Smith moved for an acquittal under Federal Rule of Criminal Procedure 29. The court denied the motion, and Smith renewed his motion at the close of the case. At the conclusion of the evidence, the court found Smith had not established a prima facie case of government inducement and lack of predisposition to justify a jury instruction on entrapment. The court instructed the jury that “entrapment is not an issue in this case and should not be considered by you.” Smith objected to the instruction. The jury returned a guilty verdict on all counts.

DISCUSSION

Smith raises two issues on appeal. First, he argues the district court erred in denying his request that the jury receive an instruction on the law of entrapment. Second, he argues the government did not present sufficient evidence of his participation in the conduct of the enterprise’s affairs through a pattern of racketeering activity as required for his RICO conviction.

A. Entrapment Instruction

Smith argues the evidence presented at trial was sufficient to establish a prima facie case that the government’s conduct amounted to entrapment, and thus he was entitled to a jury instruction on the law of entrapment. We review de novo a district court’s refusal to give a requested instruction on entrapment. United States v. Bradfield,

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590 F. App'x 390 (Fifth Circuit, 2014)

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Bluebook (online)
547 F. App'x 390, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-frederick-smith-ca5-2013.