United States v. Harrison A. Williams, Jr. And Alexander Feinberg

705 F.2d 603, 12 Fed. R. Serv. 1648, 1983 U.S. App. LEXIS 29063
CourtCourt of Appeals for the Second Circuit
DecidedApril 5, 1983
Docket168, 424, Dockets 82-1111, 82-1123
StatusPublished
Cited by113 cases

This text of 705 F.2d 603 (United States v. Harrison A. Williams, Jr. And Alexander Feinberg) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Harrison A. Williams, Jr. And Alexander Feinberg, 705 F.2d 603, 12 Fed. R. Serv. 1648, 1983 U.S. App. LEXIS 29063 (2d Cir. 1983).

Opinion

NEWMAN, Circuit Judge:

Harrison A. Williams, Jr., formerly United States Senator from New Jersey, and Alexander Feinberg, an attorney and close friend of Williams, appeal from judgments of conviction entered in the District Court for the Eastern District of New York (George C. Pratt, Judge) after a jury trial on bribery and related charges arising out of the Abscam undercover “sting” operation. We have previously explored the factual background of Abscam and many of the legal issues arising from this controversial undertaking in upholding the sufficiency of the indictments against four Congressmen and three of their associates, United States v. Myers, 635 F.2d 932 (2d Cir.) (Myers I), cert. denied, 449 U.S. 956, 101 S.Ct. 364, 66 L.Ed.2d 221 (1980); United States v. Murphy, 642 F.2d 699 (2d Cir.1980), and in affirming their convictions, United States v. Myers, 692 F.2d 823 (2d Cir.1982) (Myers II), petitions for cert. filed, 51 U.S.L.W. 3554, 3555, 3567 (U.S. Jan. 14, 17, 1983) (Nos. 82-1183, -1199, -1255). The evidence against Williams and Feinberg differs in significant respects from that presented in previous Abscam trials, but the major legal issues are similar. In light of our holdings in Myers I and Myers II and for the more particular reasons detailed in this opinion, we affirm the judgments of conviction.

I.

Williams and Feinberg were charged in a nine-count indictment, along with co-defendants Angelo J. Errichetti, formerly Mayor of Camden, New Jersey, and George Katz, a New Jersey businessman. 1 Errichetti was severed after his conviction in the Myers trial, and Katz was severed for health reasons and has since died. The indictment alleged a conspiracy and eight substantive violations, arising out of Williams’ conduct, aided and abetted by Feinberg, in promising to use his position as a United States Senator to help obtain government contracts for the purchase of titanium from a mining venture in which the defendants held an interest. The promises were alleged to have been made in connection with two transactions, the first, a proposed loan of $100 million ostensibly to have been financed by a fictitious entity known as Abdul Enterprises, Ltd. This entity, purporting to be an enterprise of two wealthy Arab sheiks, was the cover of an elaborate “sting” operation conducted by agents of the Federal Bureau of Investigation. See Myers II, supra, 692 F.2d at 829-30. The second transaction, also proposed by the Abscam operatives, involved a second Arab group’s offer to purchase the mining venture for a sum that would have yielded all the owners of the venture an *607 estimated $70 million profit. For each transaction the indictment charged four offenses: bribery, in violation of 18 U.S.C. § 201(c) (1976) (Counts Two and Six); receipt of an unlawful gratuity, in violation of 18 U.S.C. § 201(g) (Counts Three and Seven); conflict of interest, in violation of 18 U.S.C. § 203(a) (Counts Four and Eight); and interstate travel to carry on the unlawful activity of bribery, in violation of 18 U.S.C. § 1952 (Counts Five and Nine). 2 Count One charged a conspiracy to defraud the United States and to commit the substantive bribery, unlawful gratuity, and conflict-of-interest offenses, in violation of 18 U.S.C. § 371.

A jury trial began on March 30,1981, and concluded on May 1, 1981. The jury found both defendants guilty on all nine counts. From June 22 to June 25, 1981, the District Court conducted a “due process” hearing to assess various post-trial claims, including the defendants’ basic contention that the Government’s conduct of the Abscam investigation exceeded the standard of fairness mandated by the Due Process Clause of the Fifth Amendment. On December 22, 1981, Judge Pratt issued a comprehensive opinion rejecting all of the defendants’ claims, except Feinberg’s motion for judgment of acquittal on Count Five for insufficiency of the evidence, which was granted. United States v. Williams, 529 F.Supp. 1085 (E.D.N.Y.1981). Thereafter Judge Pratt sentenced Williams to three years’ imprisonment and fines totalling $50,000; Feinberg received a sentence of three years’ imprisonment and fines totalling $40,000.

II.

The Government’s evidence against Williams and Feinberg revealed transactions more elaborate than those of the Congressmen in Myers who accepted $50,000 in cash in exchange for their promises to help secure private immigration legislation. Despite the complexity and higher stakes, however, the essentials of the criminal conduct in this cáse remained straightforward: a public official’s seeking monetary benefit in exchange for his promise to use his official position.

The background events were recounted by Henry A. (“Sandy”) Williams, III, a friend and business associate of Senator Williams but not a relative, who testified for the Government after receiving a grant of immunity. In 1975 Sandy Williams became aware of a mining property in Piney River, Virginia. The property was initially thought to be rich in phosphorus and, later, in titanium. Sandy Williams acquired an option on the property for Penque Williams, Inc., a corporation owned equally by him and an associate. Upon acquiring the option in 1975, Sandy Williams discussed the property with Senator Williams and told him that considerable help would be needed to get the venture started. The Senator assured Sandy Williams that he would “give us all the help that he could possibly give us” and, as Sandy Williams further testified, “for that we agreed that he would get one half of my interest in Penque Williams, Inc.” In 1976 Sandy Williams obtained enough financing to exercise the option on the Piney River property and formed a new corporation, United States Titanium Corporation, to take title to the property. Sandy Williams held a 28V3% interest in the new corporation, and on March 23, he executed a document acknowledging that half of his interest (approximately 14%) was owned by the Senator. The Senator retained the document in his Senate office files. 3 For three *608 years nothing happened, since the mining venture lacked the necessary capital, estimated by Sandy Williams to be $13 million. Enter Abdul Enterprises, Ltd., the fictitious entity created by the Federal Bureau of Investigation as a source of funds ostensibly supplied by two Arab sheiks looking for investment opportunities.

The Loan Transaction

As the Myers

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Bluebook (online)
705 F.2d 603, 12 Fed. R. Serv. 1648, 1983 U.S. App. LEXIS 29063, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-harrison-a-williams-jr-and-alexander-feinberg-ca2-1983.