United States v. Hardy

46 M.J. 67, 1997 CAAF LEXIS 21, 1997 WL 182663
CourtCourt of Appeals for the Armed Forces
DecidedApril 8, 1997
DocketNo. 96-0356; Crim. App. No. 9401257
StatusPublished
Cited by25 cases

This text of 46 M.J. 67 (United States v. Hardy) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hardy, 46 M.J. 67, 1997 CAAF LEXIS 21, 1997 WL 182663 (Ark. 1997).

Opinion

Opinion of the Court

EFFRON, Judge:

In a contested general court-martial at Fort Hood, Texas, officer and enlisted members convicted appellant of forcible oral sodomy in violation of Article 125, Uniform Code of Military Justice, 10 USC § 925, but acquitted him of rape and attempted forcible anal sodomy.1 They sentenced him to a dishonorable discharge, confinement for 5 years, total forfeitures, and reduction to the lowest enlisted grade. The convening authority approved these results, and the Court of Criminal Appeals affirmed without written opinion.

We granted review of the following issue: WHETHER THE MILITARY JUDGE DEPRIVED APPELLANT OF HIS RIGHT TO DUE PROCESS AND TO A FAIR TRIAL WHEN THE JUDGE RESPONDED INCORRECTLY TO A QUESTION REGARDING JURY NULLIFICATION WHICH WAS ASKED BY THE PANEL AND PRESENTED TO THE MILITARY JUDGE IN OPEN COURT DURING DELIBERATIONS ON FINDINGS.2

We hold that the military judge did not err.

I

A

After each party had concluded its presentation of evidence at the findings stage of the trial, the military judge instructed the members of the court-martial panel on the issues raised by the evidence. The instructions included guidance on the issues of consent, intoxication of the victim as it might have affected her ability to consent, mistake of fact as to the victim’s consent, and appellant’s voluntary intoxication. The military judge also instructed the members that they had the responsibility to “impartially resolve the ultimate issue as to whether the accused is guilty or not guilty in accordance with the law, the evidence admitted in court, and your own conscience.”

When the military judge asked whether “counsel for either side have any objections to the instructions given, or a request for additional instructions ...,” both counsel responded in the negative.3 The members then began their deliberations.

After deliberating for about 3 hours, the members returned to the courtroom with the following question, which was presented to the military judge by the president of the panel: “[I]f we find that both — that all elements of the charge are present, that does not necessarily mean that we still have to find the defendant guilty of that charge, is that correct?” The military judge responded to this question by telling the panel to consider “all the instructions” previously given on the elements of the offense and applicable defenses, and he discussed an example involving the mistake-of-fact defense.4 Thereafter, the president of the panel indicated that the military judge’s response answered the members’ question, and the record reflects an affirmative response by the rest of the members.

After addressing a separate question, the military judge asked counsel whether either [69]*69wanted an out-of-court session under Article 39(a), UCMJ, 10 USC § 839(a), “to discuss further the instructions that I’ve given.” Trial counsel responded affirmatively, and the military judge excused the members from the courtroom.

During the Article 39(a) session, trial counsel asked the military judge to instruct the members that “if thé government has proven each and every element beyond a reasonable doubt, and if there’s no defenses to that (sic), then they must find the individual guilty.” The military judge responded, “Well, I think that’s pretty much what I said. How would you want me to say it differently?”5

While trial counsel was considering his response, the military judge asked civilian defense counsel for his comments. Civilian defense counsel raised no objection to what the military judge had said but did object to what was left unsaid. Defense counsel contended that the panel’s question asked for guidance on the subject of jury nullification and that the response of the military judge did not

reflect the state of the law ... that juries in the United States have had the ability to, in essence, review the wisdom of the charges, the discretion of the prosecutor, and ... even if it does find ... sufficient facts to prove beyond a reasonable doubt each and every element, and that there is no ... evidence supporting a defense, that they still have the discretion to enter a finding of not guilty in a case.... [Because the court members are not only just reviewing the factual sufficiency of the government’s case when they make a finding of guilty or not guilty, they are also reviewing the wisdom and discretion of — in the civilian world, the prosecutor — in this world, the accuser, of bringing the charges, the wisdom of the convening authority in referring the charges to trial.

Based on this view of the law, civilian defense counsel then asked the military judge to “instruct the court members that ... in their exercise of their peer discretion, ... they may find him not guilty, notwithstanding findings that there is evidence beyond a reasonable doubt to sustain each and every element of the offense, and [their] finding expressly that there are no affirmative defenses____” The military judge declined to give the proposed instruction, stating, “Well, I disagree with you completely on that.”

The military judge then turned to trial counsel, who continued to indicate his dissatisfaction with the military judge's failure expressly to direct the members that they must find appellant guilty “if we have met our burden beyond a reasonable doubt, and if there ... [are] no defenses____” The military judge declined to give such an instruction, stating, “Well, I think I’ve adequately instructed the panel on the questions.” The military judge then asked either counsel if they had anything further, and both responded in the negative.

Aside from the issue of jury nullification, civilian defense counsel expressed no concern about the military judge’s instructions, including his responses to the panel’s questions. The members resumed their deliberations and found appellant not guilty of rape and attempted forcible anal sodomy but guilty of forcible oral sodomy.

B

We have not ruled directly on the issue of whether- a court-martial panel should be instructed on the subject of jury nullification [70]*70prior to its deliberations on findings. We have observed, however, in the context of a case involving judicial notice, that although “civilian juries and court-martial members always have had the power to disregard instructions on matters of law given them by the judge, generally it has been held that they need not be advised as to this power, even upon request by a defendant.” United States v. Mead, 16 MJ 270, 275 (CMA 1983).

Additionally, we have touched upon jury nullification in certain, more narrow contexts. In the sentencing area, for instance, we have stated that jury nullification is impermissible when the Code provides for a mandatory minimum sentence and that any such sentence nullification would be subject to reconsideration or a rehearing. United States v. Shroeder, 27 MJ 87, 90 n. 1 (CMA 1988). Moreover, we have held that the concept of jury nullification does not provide a basis for overturning a military judge’s refusal to permit defense counsel to question prospective court members about their views on the statutory mandatory-life sentence for premeditated murder. United States v. Smith, 27 MJ 25, 29 (CMA 1988); see generally United States v. Jefferson,

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Cite This Page — Counsel Stack

Bluebook (online)
46 M.J. 67, 1997 CAAF LEXIS 21, 1997 WL 182663, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hardy-armfor-1997.