United States v. Hall

Court of Appeals for the Tenth Circuit·Decided February 13, 2019·No. 18-2022·Unpublished

Opinion

FILED

United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT February 13, 2019

Elisabeth A. Shumaker

Clerk of Court

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

v. No. 18-2022 (D.C. No. 1:17-CR-01099-MCA-1)

RICHARD J. HALL, (D.N.M.)

Defendant - Appellant.

ORDER AND JUDGMENT*

Before BRISCOE, KELLY, and MORITZ, Circuit Judges.

Richard Hall challenges the district court’s decision to impose a three-level enhancement under § 2B3.1(b)(2)(E) of the United States Sentencing Guidelines (the Guidelines) for possessing or brandishing a dangerous weapon during a robbery. For the reasons explained below, we affirm.

Background

Hall robbed a Wells Fargo bank in Albuquerque, New Mexico. The security video of the robbery shows Hall waiting in line, approaching a teller, rummaging through his pockets, and giving the teller a note. The note, which the teller returned

*

This order and judgment isn’t binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. But it may be cited for its persuasive value. See Fed. R. App. P. 32.1; 10th Cir. R. 32.1.

to Hall, said “something to the effect of ‘give me the money and no one will get hurt.’” R. vol. 2, 5. The teller reported to law enforcement that after Hall gave him the note, Hall reached down toward his waistband, raised the bottom of his shirt with one hand, and grabbed what appeared to be a black handgun. Although Hall’s waistband can’t be seen in the video, the video corroborates part of the teller’s statement: it shows Hall giving the teller the note and then immediately moving his hand down to his waistband.

The teller gave Hall $2,456 in cash, and Hall walked out of the bank. Law enforcement identified and arrested Hall about a week later. Hall admitted to robbing the bank but told law enforcement that he didn’t use a gun. The government charged Hall with bank robbery under 18 U.S.C. § 2113(a). Hall pleaded guilty.

In the presentence report (PSR), the probation officer recommended a three-

level enhancement under § 2B3.1(b)(2)(E) because Hall created the impression that he possessed a dangerous weapon during the robbery. Hall objected to the enhancement. He argued that an objective review of the circumstances showed that he only reached toward his waistband to pull his pants up, not to create the impression that he had a weapon. At the sentencing hearing, the district court found that the video, the teller’s statement as recounted in the PSR, and the threatening note sufficiently supported imposing the enhancement. The district court sentenced Hall to 63 months in prison (the low end of the Guidelines range) and three years of supervised release. Hall appeals, challenging the three-level enhancement.

Analysis

We review de novo “the district court’s legal interpretation and application of the [G]uidelines.” United States v. Farrow, 277 F.3d 1260, 1262 (10th Cir. 2002) (quoting United States v. Henry, 164 F.3d 1304, 1310 (10th Cir. 1999)). We likewise review de novo whether “the facts found by the district court are insufficient as a matter of law to warrant an enhancement.” United States v. Martinez, 602 F.3d 1156, 1158 (10th Cir. 2010) (quoting United States v. Hamilton, 587 F.3d 1199, 1222 (10th Cir. 2009)).

The § 2B3.1(b)(2)(E) enhancement increases the base offense level by three “if a dangerous weapon was brandished or possessed” during the robbery. But the enhancement applies in circumstances beyond those involving the use or possession of an actual weapon. In particular, the commentary to the enhancement provides that “an object shall be considered to be a dangerous weapon for purposes of subsection (b)(2)(E) if . . . the defendant used the object in a manner that created the impression that the object was an instrument capable of inflicting death or serious bodily injury.” § 2B3.1 cmt. n.2.

On appeal, Hall first faults the district court for failing to specify which “object” he used to create the impression of a dangerous weapon. Id.; see also Farrow, 277 F.3d at 1266 (noting that “the commentary to [§ 2B3.1(b)(2)(E)] necessarily requires some ‘object’ to support a finding of possession of a dangerous weapon” (quoting § 2B3.1 cmt. n.2)). But Hall didn’t make this objection below. Instead, in district court, Hall stated his “specific objection” was that under “an

objective, reasonable view of what happened,” Hall never “created the impression that he possessed a dangerous weapon.” R. vol. 2, 4. In other words, Hall argued below that based on the video and the totality of the circumstances, the teller’s impression—that Hall had a gun—wasn’t reasonable. And the district court’s ruling reflects the argument that Hall presented: the district court concluded “that the video, when combined with the other evidence, including the victim’s statement, is sufficient to support the enhancement.” Id. at 12. Because Hall didn’t argue about the absence of an “object”—in fact, the noun “object” doesn’t appear in Hall’s written objection below, and he never said that word during the sentencing hearing—the district court made no finding on that subject.

The lack of such a finding isn’t surprising. Indeed, “[o]ur precedent is clear that an objection must be ‘definite’ enough to indicate to the district court ‘the precise ground’ for a party’s complaint.” United States v. Winder, 557 F.3d 1129, 1136 (10th Cir. 2009) (quoting Neu v. Grant, 548 F.2d 281, 287 (10th Cir. 1977)). Here, Hall’s general objection to this enhancement failed to alert the district court to his specific complaint on appeal, thereby “depriv[ing the district court] of the opportunity to correct its action in the first instance.” Id. And to the extent that Hall intended to advance an objection below to the lack of any finding regarding the specific “object” the district court concluded he possessed, he did nothing to clarify that objection when the district court gave him the opportunity to do so. Indeed, after the district court denied Hall’s general objection without identifying the relevant “object,” it asked Hall’s counsel, “Do you wish to note an objection to the court’s

ruling?” R. vol. 2, 12. Hall’s counsel responded, “Well, we would object to that ruling, Your Honor. I don’t need to elaborate any further.” Id. (emphasis added). So, even when given the opportunity to clarify his objection, Hall declined to do so. Instead, by stating there was no “need to elaborate,” Hall implicitly signaled to the district court that it had understood and addressed Hall’s argument below. Id.; see also United States v. Uscanga-Mora, 562 F.3d 1289, 1294 (10th Cir. 2009) (finding that defendant forfeited specific challenge to sentencing enhancement that he failed to advance below—even after “district court judge paused at the end of his discussion of the sentencing enhancement and gave both parties the opportunity to raise any additional concerns,” thereby providing defendant with “opportunity to raise any as- yet unvoiced objection to the court’s statement of reasons for granting the enhancement”).

Accordingly, to the extent Hall now asserts that the district court erred by failing to make a finding about which “object” he used, he forfeited this argument by failing to raise it below. See United States v. Zubia-Torres, 550 F.3d 1202, 1205 (10th Cir. 2008). What’s more, he has waived it on appeal by failing to argue for plain error. See United States v. Kearn, 863 F.3d 1299, 1313 (10th Cir. 2017) (“[T]he failure to argue for plain error and its application on appeal . . . marks the end of the road for an argument for reversal not first presented to the district court.” (quoting Richison v. Ernest Grp., Inc., 634 F.3d 1123, 1131 (10th Cir. 2011))). As such, we decline to consider this argument.

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