United States v. Gerald Van Griffin

874 F.2d 634, 1989 U.S. App. LEXIS 5883, 1989 WL 41738
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 1, 1989
Docket87-2407
StatusPublished
Cited by29 cases

This text of 874 F.2d 634 (United States v. Gerald Van Griffin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gerald Van Griffin, 874 F.2d 634, 1989 U.S. App. LEXIS 5883, 1989 WL 41738 (9th Cir. 1989).

Opinion

NOONAN, Circuit Judge:

Gerald Van Griffin was convicted of driving under the influence of alcohol in Lake Mead National Recreation Area, a petty offense under 36 C.F.R. § 4.6 (1986). He appeals. We affirm his conviction.

BACKGROUND

On March 23, 1986 Gerald Van Griffin was observed by Park Ranger Daniel Ol-trogge driving in reverse for approximately one-half mile with the lid of his trunk up, obstructing his rear vision. Oltrogge stopped Griffin at 3:50 p.m. at a checkpoint set up to stop all vehicles leaving this side of the park. Oltrogge detected a “moderate odor” of some alcoholic beverage on Griffin’s breath. According to Oltrogge, Griffin’s speech also seemed to be slurred and his eyes were bloodshot. The ranger asked him whether he had been drinking and he replied that he had had seven or eight beers. The ranger then asked him to take a series of field sobriety tests and Griffin agreed.

In the first of these tests, Griffin was asked to recite the alphabet. He reached m but then skipped to t and continued to z. In the second test he was asked to count backward from 100. He reached 84 then went back to 89 and then back to 91. In *636 the third test he was asked to count his fingers. He failed to do so accurately. The fourth test was for nystagmus or jerkiness of eye movement. The ranger held his pen in front of his eyes at a distance of about 12-16 inches and moved it back and forth, asking Griffin not to move his head but to follow the pen with his eyes. The ranger determined that jerkiness in the eyes appeared at an angle between the pen and the eye of about 35 to 40 degrees. Following his instructions, the ranger deducted the degrees from the number 50 to arrive at a rough estimate of Griffin’s blood alcohol content; he concluded it would be between .15% and .10%. The ranger then arrested Griffin.

Griffin was taken to a ranger station where, with his consent, he underwent an analysis of his breath. The breathalizer took two samples of his breathing and registered a blood alcohol content of .12% and .13%. Griffin asked for additional tests of his blood and urine and the requests were rejected.

PROCEEDINGS

Griffin waived his right to a jury trial and was tried on May 28, 1986 before a United States Magistrate. During the trial counsel for Griffin observed that the magistrate had on the bench before him the ranger’s citation of Griffin, to which was attached the ranger’s report of the incident. This report contained Ranger 01-trogge’s observations of Griffin and the results of the sobriety tests administered in the park. Counsel objected to the court having this document. Magistrate Sattler declared, “We’ll state for the record, the court has not read, or reviewed, or examined that report or its contents.” Counsel then moved for the magistrate to disqualify himself. The magistrate responded, “The realities of this proceeding are, I have not looked at, read, reviewed, or examined that document.” Counsel pressed his motion for recusal, and the magistrate denied it.

The principal witness against Griffin was Ranger Oltrogge, who testified to the observations set out above. He was crossex-amined by counsel for Griffin, who asked him if he knew of a publication of the National Highways Traffic Safety Administration, a division of the Department of Transportation, which addressed the proper procedures for testing nystagmus. Ranger Oltrogge said he had no knowledge of the manual and had not based his test upon it. He was asked if he knew that it was critical to have the correct angle from the eye to the top of the pen and he replied that he would not say it was critical, but then added that if it was off by a few inches it “could skew that particular maneuver.” He also said he was aware that everyone had natural nystagmus, and when asked if he was aware that the test was estimated to be only 77% accurate, he replied, “Oh yes sir. We were told it is not a cure all.” He was then asked whether he agreed that, if he had not observed any white of the eye at the extremes to the right and the left of the respective eyes, he should not have “scored” the person being examined. He replied, “Well, I would not quarrel with them, I just ... I was instructed to do it in a different manner. I would have to research it a little bit.” Id.

At this point, defense counsel offered as an admission the government manual he had referred to. It is entitled “Improved Sobriety Testing” and is a 13-page pamphlet setting out the correct procedure to be followed in a variety of sobriety tests including one for nystagmus. The court excluded the publication on the grounds that it was hearsay. Counsel objected and then continued with his cross-examination.

Griffin was acquitted of careless driving, a petty offense under 36 C.F.R. § 4.14 (1986), and convicted of driving under the influence, a petty offense under 36 C.F.R. § 4.6 (1986). He received a suspended sentence of one year, was fined $225 and was placed on supervised probation for one year on condition that he complete forty hours of community service, attend a counseling program, submit to periodic drug and alcohol testing, and stay away from the Lake Mead Recreation Area until November 29, 1986. Griffin appealed.

ANALYSIS

Bias of the Magistrate. 28 U.S.C. § 455 provides in pertinent part:

(a) Any justice, judge, or magistrate of the United States shall disqualify himself *637 in any proceeding in which his impartiality might reasonably be questioned, (b) He shall also disqualify himself in the following circumstances:
(1) Where he has a personal bias or prejudice concerning a party, or personal knowledge of disputed evidentia-ry facts concerning the proceeding;

The purpose of the provision is to promote public confidence in the integrity of the judicial process. To achieve this purpose the judge must be disqualified if a reasonable person would believe that the judge was not impartial. Liljeberg v. Health Services Acquisition Corp., — U.S. -, 108 S.Ct. 2194, 2202, 100 L.Ed.2d 855 (1988).

Absent a basis for believing that Magistrate Sattler had any reason to lie, a reasonable person would not doubt his denial that he had in any way examined the incident report that was on the bench as he conducted the trial of Griffin. It was not good practice for such an ex parte communication from the police to be in his possession. It was not good practice because a reasonable person might suppose that he would read what he received. This impression is dissipated by his emphatic declaration that he did not read the communication, so that in this case, on these facts, the mere receipt without reading did not create an appearance of bias in violation of 28 U.S.C. § 455(a).

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Cite This Page — Counsel Stack

Bluebook (online)
874 F.2d 634, 1989 U.S. App. LEXIS 5883, 1989 WL 41738, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gerald-van-griffin-ca9-1989.