United States v. Georgia Department of Natural Resources

897 F. Supp. 1464, 1995 U.S. Dist. LEXIS 17036
CourtDistrict Court, N.D. Georgia
DecidedAugust 2, 1995
Docket1:94-cv-02993
StatusPublished
Cited by14 cases

This text of 897 F. Supp. 1464 (United States v. Georgia Department of Natural Resources) is published on Counsel Stack Legal Research, covering District Court, N.D. Georgia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Georgia Department of Natural Resources, 897 F. Supp. 1464, 1995 U.S. Dist. LEXIS 17036 (N.D. Ga. 1995).

Opinion

ORDER

FORRESTER, District Judge.

This matter is before the court on the parties’ cross motions for summary judgment. There are no factual disputes and the sole legal issue to be decided by this court is whether the Clean Air Act contains a waiver of sovereign immunity permitting a state to impose punitive civil fines on the United States.

I. FACTS

On March 21, 1994, the Georgia Department of Natural Resources (“GDNR”) filed administrative petitions with the Georgia Board of Natural Resources seeking to impose punitive civil penalties on the United States Army 1 and the Federal Bureau of Prisons 2 for alleged violations of the Georgia Air Quality Act (“GAQA”), O.C.G.A. § 12-9-1, et seq. 3 The GDNR alleged that the federal facilities had modified their boiler systems without first obtaining either a permit 4 or an amendment to an existing permit. 5

The United States filed a motion to dismiss. In support of their position, the United States pointed to a recent Supreme Court ruling that similar provisions of the Clean Water Act (“CWA”) and the Resource Conservation and Recovery Act (“RCRA”) did not waive the sovereign immunity of the United States to punitive civil fines. See U.S. Department of Energy v. Ohio, 503 U.S. 607, 112 S.Ct. 1627, 118 L.Ed.2d 255 (1992). In response, GDNR contended that the federal facilities 6 and citizen suit 7 provisions of the Clean Air Act contain sufficient waivers of sovereign immunity.

On June 15, 1994, Administrative Law Judge (“ALJ”) Mark A. Dickerson denied the motion to dismiss. The ALJ noted that, without clear and binding precedent, he lacked the authority to decide the sovereign immunity issue and either ignore the Georgia statute or decide that the Georgia Assembly had exceeded its power in permitting the state to assess civil fines against federal facilities. On October 14, 1994, the ALJ entered final judgment and assessed a civil penalty of $10,000 against each of the facilities.

*1466 On November 8, 1994, Plaintiff United States filed the instant action in federal district court against Defendant GDNR. The United States is seeking a declaratory judgment that GDNR is wrongfully seeking to impose civil fines on the federal government and injunctive relief to prevent GDNR from enforcing or collecting these fines.

II. DISCUSSION

A. Cross Motions for Summary Judgment

The parties have filed cross motions for summary judgment on the issue of whether the Clean Air Act contains a waiver of sovereign immunity for civil fines of a punitive nature.

The United States government is subject to suit only to the extent to which it waives its sovereign immunity. U.S. v. Sherwood, 312 U.S. 584, 586, 61 S.Ct. 767, 769, 85 L.Ed. 1058 (1941). Such a waiver must be “unequivocally expressed.” U.S. v. King, 395 U.S. 1, 4, 89 S.Ct. 1501, 1502, 23 L.Ed.2d 52 (1951). See also Irwin v. Department of Veterans Affairs, 498 U.S. 89, 95, 111 S.Ct. 453, 457, 112 L.Ed.2d 435 (1991); Ruckelshaus v. Sierra Club, 463 U.S. 680, 685, 103 S.Ct. 3274, 3277, 77 L.Ed.2d 938 (1983); U.S. v. Mitchell, 445 U.S. 535, 538, 100 S.Ct. 1349, 1351, 63 L.Ed.2d 607 (1980). Waivers of sovereign immunity will be strictly construed. McMahon v. U.S., 342 U.S. 25, 27, 72 S.Ct. 17, 19, 96 L.Ed. 26 (1951). 8

Generally, legislative history is used to place statutory language in its proper context. Tidewater Oil Co. v. U.S., 409 U.S. 151, 158, 93 S.Ct. 408, 413, 34 L.Ed.2d 375 (1972). As noted, supra, however, any waiver of sovereign immunity must be unequivocally expressed to be effective. If legislative history is needed to determine the extent or existence of a waiver of sovereign immunity, the statutory text necessarily is ambiguous and the waiver of sovereign immunity has not been unequivocally expressed. Therefore, legislative history has no bearing on waivers of sovereign immunity. U.S. v. Nordic Village, Inc., 503 U.S. 30, 36, 112 S.Ct. 1011, 1016, 117 L.Ed.2d 181 (1992). Accordingly, this court need not examine legislative history in this situation.

(1) The Clean Air Act

The court now turns its attention to the statutory language. The federal facilities provision of the Clean Air Act provides:

Each department, agency, and instrumentality of the executive, legislative, and judicial branches of the Federal Government (1) having jurisdiction over any property or facility, or (2) engaged in any activity resulting, or which may result, in the discharge of air pollutants, and each officer, agent, or employee thereof, shall be subject to, and comply with, all Federal, State, interstate, and local requirements, administrative authority, and process and sanctions respecting the control and abatement of air pollution in the same manner, and to the same extent as any nongovernmental entity. The preceding sentence shall apply (A) to any requirement whether substantive or procedural (including any recordkeeping or reporting requirement, any requirement respecting permits and any other requirement whatsoever), (B) to any requirement to pay a fee or charge imposed by any State or local agency to defray the costs of its air pollution regulatory program, (C) to the exercise of any Federal, State, or local administrative authority, and (D) to any process and sanction, whether enforced in Federal, State, or local courts, or in any other manner. This subsection shall apply notwithstanding any immunity of such agencies, officers, agents, or employees under any law or rule of law. No officer, agent, or employee of the United States shall be personally liable for any civil penalty for which he is not otherwise liable.

42 U.S.C. § 7418

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Bluebook (online)
897 F. Supp. 1464, 1995 U.S. Dist. LEXIS 17036, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-georgia-department-of-natural-resources-gand-1995.