United States v. George Alan Ayers

946 F.2d 1127, 1991 U.S. App. LEXIS 25423, 1991 WL 216989
CourtCourt of Appeals for the Fifth Circuit
DecidedOctober 29, 1991
Docket91-1124
StatusPublished
Cited by26 cases

This text of 946 F.2d 1127 (United States v. George Alan Ayers) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. George Alan Ayers, 946 F.2d 1127, 1991 U.S. App. LEXIS 25423, 1991 WL 216989 (5th Cir. 1991).

Opinion

PER CURIAM:

I.

George Alan Ayers appeals his sentence imposed upon revocation of his supervised released term. We affirm.

II.

Ayers was serving a three year term of supervised release, following a conviction and term of imprisonment for possession of stolen mail, in violation of 18 U.S.C. § 1708. Ayers’ probation officer filed a petition for action on his supervised release, alleging the following four violations of conditions of release:

Violation of Condition 1: Violation of a crime during the term of supervision. On December 31, 1990, and January 7, 1991, Mr. Ayers fraudulently withdrew $250.00 and $300.00 respectfully [sic], from American Federal Bank with the account of Nationwide Buyers, knowing he was unauthorized to receive money from this account.
Violation of Condition 3: Failure to report to probation officer as directed. Mr. Ayers was instructed to report to the probation office on January 7, 1991. He failed to report as instructed.
Violation of Condition f. Failure to answer truthful inquiries by the probation officer. On December 31, 1990, Mr. Ayers was asked his residence and employment. He advised this officer that he lived at 408 Grandview, Dallas, Texas. A later investigation revealed that he was not living at this address as stated. Mr. Ayers also stated he worked for Nationwide Buyers, when he had been terminated from that employment on December 27, 1990.
Violation of Condition 7: Failure to notify the probation officer within 72 hours of change in residence or employment. Mr. Ayers has failed to notify this officer of his new residence or employment, and his whereabouts are unknown.

Ayers pleaded true to violating conditions 3 and 7 and not true to violating conditions 1 and 4.

Prior to the revocation hearing, Ayers received notice of the alleged violations. He also was furnished photocopies of the withdrawal slips relating to condition 1. At the hearing, the government offered in evidence the signature card for the bank account. Ayers objected, arguing that the card had not been disclosed to him prior to the hearing and, therefore, was inadmissible under Fed.R.Cmm.P. 32.1. The court overruled his objection.

The court found that Ayers violated all four conditions and sentenced him to two years imprisonment.

III.

On appeal Ayers raises two challenges to the sentence imposed by the district court. Ayers alleges that the court: (A) violated his due process rights in admitting evidence that was not disclosed to him prior to the revocation hearing, and (B) misapplied the Sentencing Guidelines in sentencing him to a two year term of imprisonment without proof that his violation was a Grade B violation under the United States Sentencing Guidelines (U.S.S.G.).

A. Due Process Violation?

Procedural due process rights apply in revocation hearings. Morrissey v. Brewer, 408 U.S. 471, 488-90, 92 S.Ct. 2593, 2603-05, 33 L.Ed.2d 484 (1972). A minimal requirement is that the defendant be given “disclosure of the evidence against” him. Fed.R.Crim.P. 32.1(a)(2)(B). More flexibility, however, is allowed in these hearings than in an adversary criminal trial. Morrissey, 408 U.S. at 488-90, 92 S.Ct. at 2603-05.

Ayers’ allegation — that his due process rights were violated by the court’s admission of evidence that was not disclosed to him prior to the hearing — must be considered in light of the “nature” of a revoca *1130 tion hearing. “The hearing required by 32.1(a)(2) is not a formal trial; the usual rules of evidence need not be applied. See Morrissey v. Brewer, supra (‘the process should be flexible enough to consider evidence including letters, affidavits, and other material that would not be admissible in an adversary criminal trial’) ...” Fed. R.Crim.P. 32.1(a)(2), notes of advisory committee on rules. See also Black v. Romano, 471 U.S. 606, 610-14, 105 S.Ct. 2254, 2257-59, 85 L.Ed.2d 636 (1985).

Prior to the hearing, Ayers knew that he was accused of withdrawing funds from Nationwide Buyer’s account at American Federal Bank. He was furnished, in advance of the hearing, with copies of the deposit slips, containing: the name of the account, the account number, the amount of funds to be withdrawn, and his alleged signature.

The signature card was disclosed to him at the hearing. Ayers did not request a continuance to consider the signature card after its disclosure. He was given the opportunity to fully cross-examine each of the government’s witnesses.

Under these circumstances, admission of the signature card in evidence at the revocation hearing did not affect Ayers’ substantial rights and is not reversible error. 28 U.S.C. § 2111.

B. Misapplication of Guidelines?

Ayers’ supervised release was for violation of a statutory Class C felony. The district court sentenced Ayers to two years imprisonment, which is the maximum permissible sentence where the offense of conviction is a Class C felony. See 18 U.S.C. § 3583(e)(3).

On appeal Ayers contends that the district court erred in sentencing him to two years in the absence of proof that his violation constituted a Grade B violation under U.S.S.G. § 7B1.1, p.s. Ayers’ argument is, in effect, that the policy statements issued by the Sentencing Commission for violations of probation and supervised release are binding and that the court erred in not applying them.

1. Force of policy statements?

On November 1, 1990, the Sentencing Commission issued policy statements applicable to violations of probation and supervised release. U.S.S.G. Ch. 7. There the Commission stated:

[a]t this time, the Commission has chosen to promulgate policy statements only. These policy statements will provide guidance while allowing for the identification of any substantive or procedural issues that require further review. The Commission views these policy statements as evolutionary and will review relevant data and materials concerning revocation determinations under these policy statements. Revocation guidelines will be issued after federal judges, probation officers, practitioners, and others have had the opportunity to evaluate and comment on these policy statements.

U.S.S.G. Ch. 7, Pt. A 1, intro, comment (emphasis added).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Ray Lenoir
616 F. App'x 759 (Fifth Circuit, 2015)
United States v. Arturo Elizondo
502 F. App'x 369 (Fifth Circuit, 2012)
United States v. Lopez-Martinez
347 F. App'x 40 (Fifth Circuit, 2009)
United States v. Zavala-Martinez
305 F. App'x 238 (Fifth Circuit, 2008)
United States v. Smarr
299 F. App'x 385 (Fifth Circuit, 2008)
United States v. Santirosa
94 F. App'x 231 (Fifth Circuit, 2004)
United States v. Pereida
75 F. App'x 213 (Fifth Circuit, 2003)
United States v. Allen
Fifth Circuit, 2003
United States v. Knox
Fifth Circuit, 2001
United States v. Washington
Fifth Circuit, 2001
United States v. Chime
Fifth Circuit, 2001
United States v. Martinez
Fifth Circuit, 2000
United States v. Haren
Fifth Circuit, 1999
United States v. Koetting
Fifth Circuit, 1995
United States v. Tippens
39 F.3d 88 (Fifth Circuit, 1994)
United States v. Samak
7 F.3d 1196 (Fifth Circuit, 1993)
United States v. Lambert
Fifth Circuit, 1993
United States v. David Lambert
984 F.2d 658 (Fifth Circuit, 1993)
United States v. Thomas Gerald Headrick
963 F.2d 777 (Fifth Circuit, 1992)

Cite This Page — Counsel Stack

Bluebook (online)
946 F.2d 1127, 1991 U.S. App. LEXIS 25423, 1991 WL 216989, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-george-alan-ayers-ca5-1991.