United States v. Gathon Shannon

766 F.3d 346, 2014 U.S. App. LEXIS 17306, 2014 WL 4401054
CourtCourt of Appeals for the Third Circuit
DecidedSeptember 8, 2014
Docket13-2389
StatusPublished
Cited by20 cases

This text of 766 F.3d 346 (United States v. Gathon Shannon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gathon Shannon, 766 F.3d 346, 2014 U.S. App. LEXIS 17306, 2014 WL 4401054 (3d Cir. 2014).

Opinion

OPINION

JORDAN, Circuit Judge.

Gathon Dudley Shannon appeals his conviction and the sentence imposed on him by the United States District Court for the Western District of Pennsylvania. Among other things, he contends that the government violated his Fifth Amendment rights at trial by cross-examining him about his post-arrest silence. 1 Because we agree that the government violated his constitutional right to remain silent, we must vacate the judgment of conviction and remand for a new trial.

I.Background

Whether Shannon’s conviction can stand is contingent on whether the constitutional error that infected his cross-examination was “harmless beyond a reasonable doubt.” 2 Chapman v. California, 386 U.S. 18, 24, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967). We therefore provide a detailed overview of the evidence presented at trial.

A. Factual History

In December 2009, the Pennsylvania State Police (“PSP”) along with the United States Drug Enforcement Administration (“DEA”) began investigating an increase in cocaine sales across Beaver County, Pennsylvania. Working with confidential informants, the DEA was able to identify the local distributor as Adrian Taylor, and, through a series of wiretaps, learned that a large shipment of cocaine was expected to arrive in Beaver County during the weekend of August 20-21, 2011.

Using traditional surveillance techniques, the DEA watched Taylor leave his Beaver Falls home on August 20 to collect money from his street-level dealers in anticipation of the shipment’s arrival. According to Taylor — who ended up testifying on behalf of the government — he then drove to a hotel near the Pittsburgh International Airport carrying two bags, one full of cash that he had collected from his associates and the other containing items necessary to “wrap” the cash. 3 There, he met with the cocaine supplier, Vincent Middlebrooks from Houston, Texas, who counted the cash and wrapped it while Taylor waited. Taylor testified that, during drug deals like this, he “always only [met with] Middlebrooks.” (App. at 984.) According to Taylor, after the cash was *349 prepared, Middlebrooks drove to Washington County, Pennsylvania, where he was expected to “grab[] the coke” and then come back and transfer the drugs to Taylor. (Id. at 985.)

Shortly after midnight the following day, when the exchange of drugs for cash was evidently complete, a DEA team saw Taylor flag down Middlebrooks at a second hotel. The two conversed briefly, and Taylor left and drove home. The agents then observed Middlebrooks go back to the first hotel. The next morning, agents saw Middlebrooks return his rental car at the Pittsburgh airport and embark on a flight back to Houston.

Given that Taylor had succeeded in bringing multiple kilograms of cocaine into Beaver County, the DEA was able to persuade a judge that a “roving wiretap” on Taylor’s communications was warranted to follow the drugs and money and to learn more information about Middlebrooks. 4 In the meantime, by early September, Taylor’s Beaver County associates had already sold all the cocaine from the August shipment and were, as the government says, “clamoring for more.” (Gov’t’s Br. at 6.) Taylor thus immediately began preparing for the next deal, collecting as much cash as he could to bankroll another shipment.

On September 27, 2011, Taylor texted Middlebrooks, asking when the next cocaine shipment was expected to arrive in Beaver County. That was the first communication between the two that the government had intercepted. The two then spoke by telephone, with Middlebrooks confirming that the next shipment would arrive within two days, on Thursday, September 29, 2011. During that telephone call, in which Taylor agreed to buy 16 kilograms of cocaine, Middlebrooks confirmed that he would fly to Cleveland, Ohio, on September 28 and proceed to drive to a hotel near Taylor’s house, where he would spend the night packaging the cash for the following day’s deal.

On the night of September 28, 2011, DEA agents in Cleveland spotted Middle-brooks as he deplaned from a flight inbound from Houston, walking with a black roller-bag. The agents followed Middle-brooks as he drove a rental car two hours from the Cleveland airport to one of the Pittsburgh hotels where he had previously met Taylor. While en route, Middlebrooks spoke with Taylor on the phone and stated that he “got the car and everything.” (App. at 624.) Taylor responded by warning Middlebrooks to “keep your eye out.” (Id. at 625.)

In the early morning hours of September 29, 2011, DEA agents watched as Taylor arrived at the hotel — again, carrying two bags — and joined Middlebrooks. After approximately ten minutes together, Taylor walked out without the two bags and returned to his vehicle. Several hours later, Middlebrooks called Taylor and told him that he was “on the move.” (Id. at 669.) Having wrapped the money into nine packets, Middlebrooks left the hotel with a single bag containing the cash. As he proceeded to drive to a truck stop in Eighty Four, Pennsylvania, in Washington County — the same county where the August 20-21 cocaine transaction had occurred — several DEA agents surreptitiously followed him. 5

*350 According to the government, once Mid-dlebrooks reached the truck stop, the agents were forced to “hang back and watch from a distance so as not to blow their cover.” (Gov’t’s Br. at 8.) From their vantage point, they saw Middlebrooks back his vehicle up to a tractor-trailer rig, open his trunk, and then hand the bag full of packaged cash to a man — later identified as Shannon — standing beside the rig. Notably, the agents said that they did not see Middlebrooks receive anything in return because their view was partially obstructed by a building and various parked trucks. The next thing the agents observed was Middlebrooks getting back into his car. The agents followed him as he rendezvoused with Taylor at the same hotel from which he had come. At that point, given that the money had already changed hands, the officers moved in to arrest both men. When Taylor and Mid-dlebrooks were taken into custody, each was found with three different cell phones on their persons, including a Boost Mobile Phone on Middlebrooks. “[A] black bag containing a large amount of cocaine” was also found in the trunk of Middlebrooks’s car. (App. at 801.)

Back at the truck stop, Shannon stored the bag inside the cab of his truck and remained waiting inside the rig. According to testimony Shannon later gave on the witness stand, he had traveled to Eighty Four, a truck stop he often frequented, only as a favor to someone named Phillip Williams, a trucker whom he became acquainted with while on the road and whom he had occasionally met in Houston. Shannon said that Williams had called him to ask whether, as a favor, he would pick up someone named “Vince,” another trucker, whose vehicle had supposedly broken down in Pittsburgh.

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Bluebook (online)
766 F.3d 346, 2014 U.S. App. LEXIS 17306, 2014 WL 4401054, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gathon-shannon-ca3-2014.