United States v. Waller

654 F.3d 430, 2011 U.S. App. LEXIS 16876, 2011 WL 3584335
CourtCourt of Appeals for the Third Circuit
DecidedAugust 16, 2011
Docket10-1321
StatusPublished
Cited by24 cases

This text of 654 F.3d 430 (United States v. Waller) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Waller, 654 F.3d 430, 2011 U.S. App. LEXIS 16876, 2011 WL 3584335 (3d Cir. 2011).

Opinion

OPINION

CHAGARES, Circuit Judge.

A jury impaneled in the Western District of Pennsylvania convicted Michael Tyrone Waller of being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1), possessing heroin with the intent to distribute, in violation of 21 U.S.C. § 841(a)(1), (b)(1)(C), and possessing a firearm in furtherance of a drug trafficking crime, in violation of 18 U.S.C. § 924(c)(1)(A)®. On appeal, Waller contends that the District Court committed reversible error in administering its instructions to the jury. We agree and will, therefore, vacate the judgment of conviction and remand the case to the District Court for a new trial.

I.

At 3:30 in the morning on March 31, 2008, Officers Saldutte and Matson, on patrol in their police cruiser, pulled behind a Cadillac that was stopped at a red light in a high crime area of Pittsburgh, Pennsylvania. The officers observed that the Cadillac had a burned out brake light and multiple obstructions hanging from its rear view mirror, both of which are “purported violations of the Motor Vehicle Code.” Appendix (“App.”) 149. Accordingly, the officers activated emergency lights and sirens, and the Cadillac immediately pulled over. From his seat in the police cruiser, Officer Saldutte saw Waller, the Cadillac’s passenger, turn around and look over his left shoulder in the officers’ direction. When Waller turned back to face the windshield, he leaned over to his left as if he was “reaching down into his waistband or the middle of the seat.” App. 153. Officer Saldutte believed he was retrieving or concealing a firearm. The driver of the vehicle, DeAngelo Hays, was also moving around inside the car.

Officer Saldutte approached the driver’s side of the Cadillac while Officer Matson remained in the cruiser. Officer Ewing, who observed the stop from his own patrol car and came to assist, approached the passenger’s side. Hays appeared nervous as Officer Saldutte explained the reason for the stop to him, so Saldutte asked him to step out of the car to undergo a pat-down. Saldutte found no weapons, however, and promptly instructed Hays to reenter the car.

In the meantime, Officer Ewing had detected a bulge under Waller’s clothing at his right hip. He therefore asked Waller to step out of the car so that he could conduct a pat-down. Upon feeling a weapon under Waller’s waistband, Officer Ewing yelled “gun” to get the attention of his fellow officers. This excited Waller, causing him to “push off the vehicle” and “tustle” with Officer Ewing. App. 176. In an attempt to subdue the now excited Waller, Officer Ewing wrapped his arms around Waller’s waist. Officer Saldutte came over to assist, grabbing Waller’s right arm to prevent him from reaching for the gun. Officer Ewing then did a leg sweep, causing all three men to fall to the ground. While on the ground, Officer Saldutte yelled to Officer Ewing that he believed Waller to be attempting to reach for the gun in his waistband. Perceiving this as a threat, Officer Ewing “delivered two elbow strikes to [Waller’s] face,” and Officer Saldutte “delivered a series of punches to the *433 right side of Waller’s face.” App. 160-61, 177. At that point, Waller capitulated stating, “okay, I’m done.” App. 161. He submitted to arrest without further incident.

In the course of conducting a search incident to arrest, Officer Ewing found a .38 caliber revolver, loaded with six rounds of ammunition, in the waistband of Waller’s pants. From Waller’s jacket pocket, Officer Ewing recovered a plastic baggie containing fifty-two individual stamp bags of heroin marked “Shoot, Shoot Them,” App. 162, 171, which were bundled into four groups of ten and one group of twelve. The police did not find any other indicia of drug use, such as needles, syringes, bottle caps, spoons, lighters, or track marks, on Waller. Neither did they find any other indicia of drug distribution, such as United States currency, a cell phone, or owe sheets — lists typically used by drug dealers to keep record of which customers owe them money at any given time. 1 At the time of Waller’s arrest, Officer Saldutte believed Waller’s eyes and skin color looked normal. And neither Officer Ewing nor Officer Matson believed Waller to have been under the influence of drugs. Officer Ewing, however, did describe Waller’s actions as “[m]ore slow. Attitude was like slow speech.” App. 180. The officers did not observe Waller selling heroin, and the Government never offered evidence that he had done so at any time. The total weight of the heroin seized from Waller was 1.63 grams. To conceptualize the amount, defense counsel noted that a packet of Equal sugar weighs one gram.

The Government charged Waller with possession of a firearm by a convicted felon, possession with intent to distribute heroin, and possession of a firearm in furtherance of a drug trafficking crime. At trial, Waller admitted guilt as to the first count, and he admitted that he possessed the heroin in question. As such, the only contested issue was whether Waller possessed the heroin (and, therefore, the gun) in furtherance of a drug trafficking crime.

To prove that Waller had the requisite intent to deliver the heroin the Government relied on the expert testimony of Pennsylvania State Police Trooper Michael Warfield. Trooper Warfield explained that heroin is typically packaged and sold in glassine baggies, called stamp bags. Heroin can be snorted or it can be heated into a liquid, placed into a syringe and injected into a vein. Although Trooper Warfield was not sure how snorting heroin feels in comparison to injecting it, he opined that “it’s not as strong of an effect.” App. 215. And he believed that addicts progress from snorting to shooting heroin. He further testified that heroin users gradually need increasing amounts of heroin to achieve the same high. Finally, he noted that an addict who goes without heroin for any length of time becomes physically sick, whereas addicts who have recently taken the drug generally possess a calm demeanor.

Trooper Warfield estimated that each stamp bag in Waller’s possession would sell for between $10.00 and $20.00, making the total value of the heroin found on his person approximately $500.00 to $1,000.00. Trooper Warfield stated that he had “never met no one who was addicted to heroin to have fifty-two bags” on him at one time. App. 243-44. Nevertheless, he acknowledged that addicts can use anywhere from five to ten bags a day. Thus, a weeks’ worth of heroin for one addict could be between thirty-five and seventy stamp bags, and there were two people in the *434 car. Trooper Warfield farther stated that heroin addicts do not commonly possess firearms. But he later qualified this testimony, explaining that addicts often have firearms in order to trade them for drugs. In contrast, he stated, drug dealers frequently carry loaded firearms for protection. Lastly, Trooper Warfield opined that a dealer would not typically carry his cutting agents and owe sheets with him when out on the streets.

After hearing this evidence, the jury returned a guilty verdict on each of the three counts.

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Cite This Page — Counsel Stack

Bluebook (online)
654 F.3d 430, 2011 U.S. App. LEXIS 16876, 2011 WL 3584335, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-waller-ca3-2011.