United States v. Gates

84 F.4th 496
CourtCourt of Appeals for the Second Circuit
DecidedOctober 17, 2023
Docket21-2134
StatusPublished
Cited by9 cases

This text of 84 F.4th 496 (United States v. Gates) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gates, 84 F.4th 496 (2d Cir. 2023).

Opinion

21-2134 United States v. Gates

United States Court of Appeals For the Second Circuit

August Term 2022

Argued: December 9, 2022 Decided: October 17, 2023

No. 21-2134

UNITED STATES OF AMERICA,

Appellee,

v.

SARAH R. GATES,

Defendant-Appellant.

Appeal from the United States District Court for the Northern District of New York No. 21-cr-65-1, Thomas J. McAvoy, Judge. Before: CARNEY, SULLIVAN, Circuit Judges, and LIMAN, District Judge. ∗

Sarah R. Gates challenges the procedural and substantive reasonableness of the forty-five-year sentence imposed by the district court (McAvoy, J.) following her guilty plea to one count of conspiracy to sexually exploit a child, in violation of 18 U.S.C. § 2251(a) and (e), and two substantive counts of sexual exploitation of a child, in violation of 18 U.S.C. § 2251(a). On appeal, Gates argues that the district court erred when it (1) predetermined her sentence at the outset of the sentencing proceeding, (2) failed to verify at sentencing whether she and her counsel had read and discussed the presentence investigation report, (3) miscalculated her offense level under the United States Sentencing Guidelines, and (4) imposed a substantively unreasonable term of imprisonment. We reject Gates’s contentions that the district court predetermined her sentence and imposed a substantively unreasonable term of imprisonment. We also reject Gates’s claim that the district court’s purported miscalculation of her offense level under the Guidelines warrants remand in this case. With respect to Gates’s remaining argument, we agree that the district court failed to verify whether she and her counsel had read and discussed the PSR in advance of sentencing, as is required by Federal Rule of Criminal Procedure 32(i)(1)(A). Nevertheless, while we cannot condone the district court’s failure to comply with this basic requirement of Rule 32, we conclude that the error was not prejudicial. Accordingly, we AFFIRM the judgment of the district court.

AFFIRMED.

MATTHEW W. BRISSENDEN, Matthew W. Brissenden, P.C., Garden City, NY, for Defendant-Appellant.

PAUL D. SILVER, Assistant United States Attorney, for Carla B. Freedman, United States Attorney for the Northern District of New York, Albany, NY, for Appellee.

∗ Judge Lewis J. Liman, of the United States District Court for the Southern District of New York, sitting by designation.

2 RICHARD J. SULLIVAN, Circuit Judge:

Sarah R. Gates challenges the procedural and substantive reasonableness of

the forty-five-year sentence imposed by the district court (McAvoy, J.) following

her guilty plea to one count of conspiracy to sexually exploit a child, in violation

of 18 U.S.C. § 2251(a) and (e), and two substantive counts of sexual exploitation of

a child, in violation of 18 U.S.C. § 2251(a). On appeal, Gates argues that the district

court erred when it (1) predetermined her sentence at the outset of the sentencing

proceeding, (2) failed to verify at sentencing whether she and her counsel had read

and discussed the presentence investigation report (the “PSR”), (3) miscalculated

her offense level under the United States Sentencing Guidelines, and (4) imposed

a substantively unreasonable term of imprisonment. We reject Gates’s contentions

that the district court predetermined her sentence and imposed a substantively

unreasonable term of imprisonment. We also reject Gates’s claim that the district

court’s purported miscalculation of her offense level under the Guidelines

warrants remand in this case. With respect to Gates’s remaining argument, we

agree that the district court failed to verify whether she and her counsel had read

and discussed the PSR in advance of sentencing, as is required by Federal Rule of

Criminal Procedure 32(i)(1)(A). Nevertheless, while we cannot condone the

3 district court’s failure to comply with this basic requirement of Rule 32, we

conclude that the error was not prejudicial. Accordingly, we affirm the judgment

of the district court.

I. BACKGROUND

In April 2019, the New York State Police recovered sexually explicit images

of Gates’s daughter (“V-1”) during a search of the residence and electronic devices

of V-1’s father, Christopher Perry, after receiving a tip that Perry had posted child

pornography on Facebook. Certain of these images showed Perry and Gates

sexually abusing V-1 – who was between two and five years old at the time. A

forensic review of Perry’s devices yielded at least seven images depicting the

abuse of V-1, five of which gave rise to charges against Gates. These photographs

indicated that Gates had sexually abused V-1 on at least two separate occasions:

once when V-1 was wearing a “light[-]pink[-]colored tank top with a ruffled

sleeve,” and once when V-1 was wearing a “bright[-]pink tank top [printed] with

the letters F-U-N.” App’x at 29–30. Investigators also identified several explicit

text message exchanges between Gates and Perry, in which the two described

sexual fantasies involving V-1 as well as Gates’s two older daughters and in which

Gates represented that she herself would receive sexual gratification from the acts

4 described. When speaking with the police, Gates admitted that she and Perry had

sexually abused V-1 approximately four times over the preceding year and a half.

In March 2021, Gates waived her right to an indictment and pleaded guilty

– without a plea agreement – to three counts of an information: one count of

conspiracy to sexually exploit a child, in violation of 18 U.S.C. § 2251(a) and (e)

(Count One), and two counts of sexual exploitation of a child, in violation of

18 U.S.C. § 2251(a) (Counts Two and Three). Counts Two and Three alleged that,

on two separate occasions (as reflected in the photographs recovered from Perry’s

devices), Gates used a minor victim “to engage in sexually explicit conduct for the

purpose of producing visual depictions of such conduct.” Id. at 13–14.

As set forth in Gates’s PSR, the Probation Office calculated an adjusted

offense level of fifty-one for Gates’s conduct. The Probation Office arrived at this

offense level by concluding, among other things, that none of the three counts

should be grouped for Guidelines purposes and that certain enhancements should

be applied because Gates used a cellphone to facilitate the sexual abuse of V-1, the

photographs at issue portrayed sadistic content, and Gates qualified as a repeat

and dangerous sex offender against minors. The Probation Office then concluded

that the appropriate total offense level was forty-three, the maximum offense level

5 under the Guidelines. See U.S.S.G. Ch. 5, Pt. A, cmt. n.2 (“An offense level of more

than 43 is to be treated as an offense level of 43.”). Having determined that Gates

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Beardsley
Second Circuit, 2026
United States v. Concepcion
Second Circuit, 2026
United States v. Copeland
Second Circuit, 2025
United States v. Fasasi
Second Circuit, 2025
United States v. Jefferys
Second Circuit, 2025
United States v. Oladokun
126 F.4th 806 (Second Circuit, 2025)
United States v. Hernandez
Second Circuit, 2025
United States v. Robert Hadden
Second Circuit, 2024
United States v. Smith
Second Circuit, 2024
United States v. Peralta
Second Circuit, 2024

Cite This Page — Counsel Stack

Bluebook (online)
84 F.4th 496, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-gates-ca2-2023.