United States v. Gantt, Anthony J.

CourtCourt of Appeals for the D.C. Circuit
DecidedApril 7, 1998
Docket97-3053
StatusPublished

This text of United States v. Gantt, Anthony J. (United States v. Gantt, Anthony J.) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Gantt, Anthony J., (D.C. Cir. 1998).

Opinion

United States Court of Appeals

FOR THE DISTRICT OF COLUMBIA CIRCUIT

Argued January 16, 1998 Decided March 10, 1998

Released April 7, 1998

No. 97-3053

United States of America,

Appellee

v.

Anthony J. Gantt, a/k/a Fats,

Appellant

Appeal from the United States District Court

for the District of Columbia

(No. 96cr00317-02)

William B. Moffitt argued the cause and filed the briefs for appellant.

John L. Brownlee, Assistant U.S. Attorney, argued the cause for appellee, with whom Mary Lou Leary, U.S. Attor- ney at the time the brief was filed, John R. Fisher, Thomas C. Black and William J. O'Malley, Assistant U.S. Attorneys, were on the brief.

Before: Edwards, Chief Judge, Wald and Rogers, Circuit Judges.

Opinion for the Court filed by Chief Judge Edwards.

Edwards, Chief Judge: In February 1997, a jury convicted Anthony J. Gantt ("appellant" or "defendant") of two criminal counts related to the possession and distribution of cocaine. Gantt's representation prior to and during trial was marked by confusion. In the weeks leading up to the trial, he grew dissatisfied with the performance of his attorney, (hereinafter "Attorney X"), and Attorney X withdrew from the case in favor of another attorney. It was then discovered that Attorney X, during the time he represented Gantt, simulta- neously represented another man (hereinafter "John Doe") who--apparently without Attorney X's knowledge--had been questioned by prosecutors in connection with Gantt's case. Meanwhile, Gantt's new attorney moved to continue the trial for 30 days, because he needed to rethink his trial strategy after learning that Gantt had made incriminating statements during a "debriefing" session with the Government earlier in the proceedings. The District Court granted a two-day con- tinuance.

Gantt now raises three challenges to his conviction, claim- ing that: (1) Attorney X rendered ineffective assistance be- cause of a conflict of interest; (2) the District Court erred in refusing the 30-day continuance; and, (3) the District Court erred by allowing the jury to see, during deliberations, only two one-hour videotapes that had been shown during trial, rather than the full 72 hours of videotapes that were submit- ted into evidence. Although the handling of this case by counsel left something to be desired, we can discern no reversible error by the District Court. Accordingly, appel- lant's conviction is affirmed.

I. Background

A.The Offense

The offense leading to the trial in this case occurred on February 1, 1995. The evidence offered by the Government

to prove the offense was largely uncontested, because appel- lant presented no testimony at trial. The facts were as follows.

On February 1, 1995, Gantt and another man, Olden Min- nick, drove to a retail store located in the Northwest section of the District of Columbia. At the time, the store was subject to extensive electronic and physical surveillance by agents of the Drug Enforcement Administration ("DEA agents"). After Gantt and Minnick parked and entered the store, a DEA agent established that the car in which Minnick and Gantt arrived was registered to Minnick. Gantt and Minnick eventually emerged from the store, with Gantt carry- ing a white plastic bag. The two got in the car and drove away, with Minnick at the wheel. DEA agents followed and called for additional help.

The car carrying Minnick and Gantt stopped at a traffic light near 16th Street and Columbia Road, and officers from the Metropolitan Police Department quickly pulled in front of and behind the car. An officer who approached the passen- ger side of the car saw Gantt sit upright and stare straight ahead. When the officer shined his flashlight on Gantt and tapped the window, Gantt did not respond. Another officer approached the driver's side of the car. Both officers then heard the automatic door locks "click" down. After apparent communication between Minnick and Gantt, the car drove over a concrete island and sped away. During the ensuing chase by the police, Minnick threw a bag containing several blocks of cocaine out of the driver's side window. Minnick and Gantt succeeded in evading the police. The police did not arrest Gantt until November 5, 1996, at which time he was charged with conspiracy to distribute more than 500 grams of cocaine in violation of 21 U.S.C. s 846, and possession with the intent to distribute more than 500 grams of cocaine in violation of 21 U.S.C. ss 841(a)(1) and 841(b)(1)(B)(ii).

B.Pre-Trial Proceedings

The facts pertaining to the pre-trial proceedings implicat- ing Gantt were not in dispute before the District Court, see Hearing Tr. (4/25/97) at 56-57 (adopting chronology of events

set forth in Government's Opposition To Defendant's Motion For a New Trial, Crim. No. 96-317-02(JR) (filed Apr. 24, 1997) ("Government's April 1997 Motion")), and for the most part are not in dispute on appeal. The undisputed record shows that John Doe, who was represented by Attorney X, was questioned by prosecutors about the Gantt case in the spring or summer of 1996. Subsequently, Doe signed a plea agreement in connection with charges then pending against him; he was then called to testify before a grand jury. Attorney X was unaware that Doe had been questioned by prosecutors about the Gantt matter.

Following an indictment filed on September 17, 1996, police officers arrested Gantt on November 5, 1996. At Gantt's presentment, a colleague of Attorney X appeared on behalf of the defendant, stating that he was standing in for Attorney X. Assistant United States Attorney ("AUSA") Richard Ed- wards, who had been handling the investigation of the events that took place on February 1, 1995 (hereinafter "February 1995 incident"), attended the presentment. However, Ed- wards failed to recognize--as did apparently every other AUSA who had contact with Doe and Gantt--that a potential conflict of interest resulted from Attorney X's simultaneous representation of Doe and Gantt.

The parties provide conflicting accounts as to when Attor- ney X entered his first formal appearance on behalf of Gantt. According to Gantt, Attorney X appeared at a status confer- ence on November 25, 1996, at which trial was set for February 3, 1997. See Appellant's Br. at 7. According to the Government, Attorney X first appeared at a status conference on January 3, 1997, at which the February trial date was confirmed. See Government Br. at 9; Government's April 1997 Motion, at 5. Attorney X claims that he saw Gantt at the D.C. Jail during the week of November 16-22, 1996, "to finalize representation arrangements as well as to advise defendant of the best legal course of action to take." Ex Parte Motion for CJA Appointment, Crim. No. 96-317-02(JRR) (filed Jan. 22, 1997), at 2. Following his discussions with Gantt, Attorney X says that he arranged for

defendant to be debriefed and had a second colleague accom- pany Gantt to the debriefing. See id.

In any event, the parties apparently agree that the second colleague of Attorney X represented Gantt at a status hearing on November 15, 1996. Around that time, the second col- league told AUSA Edwards that Gantt was interested in pleading guilty in the case and cooperating with the Govern- ment. Subsequently, on November 27, 1996, the second colleague and Gantt attended a Government debriefing, where Gantt, after signing a letter stating that his remarks could be introduced at trial for cross-examination purposes, discussed the February 1995 incident and spoke of other drug dealers in the area and of the assistance he could provide. AUSA Edwards was not present at the November 27 debrief- ing.

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