United States v. James A. Winstead

74 F.3d 1313, 316 U.S. App. D.C. 52, 1996 U.S. App. LEXIS 1451, 1996 WL 39519
CourtCourt of Appeals for the D.C. Circuit
DecidedFebruary 2, 1996
Docket94-3025
StatusPublished
Cited by35 cases

This text of 74 F.3d 1313 (United States v. James A. Winstead) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James A. Winstead, 74 F.3d 1313, 316 U.S. App. D.C. 52, 1996 U.S. App. LEXIS 1451, 1996 WL 39519 (D.C. Cir. 1996).

Opinion

Opinion for the Court filed by Chief Judge EDWARDS.

HARRY T. EDWARDS, Chief Judge:

On November 22,1993, a jury found appellant James Winstead guilty of ten counts of mail fraud, in violation of 18 U.S.C. § 1341 (1988), and six counts of making false statements to a federal agency, in violation of 18 U.S.C. § 1001 (1988). Winstead contends that these convictions must be reversed because the District Court improperly questioned two witnesses. Winstead also asserts that he was deprived of a jury verdict on the false statement charges because the jury was improperly instructed as to the requisite elements of that crime. Finally, Winstead claims that, because three bench conferences held during his trial could not be transcribed due to a mechanical failure and could not be reconstructed by the parties, his right to appeal his convictions was unfairly jeopardized, and, therefore, a retrial on all counts is required.

We reject Winstead’s contentions. First, we find that the District Court’s questioning of witnesses did not jeopardize Winstead’s right to a fair trial. Second, on the record at hand, it is clear that the jury was instructed to consider the materiality of appellant’s statements before convicting him on the mail fraud charge, so there can be little doubt that the jury also would have found those statements material with respect to the false statement charge. Only one fraudulent scheme was at issue with respect to both charges, so the court’s instruction to the jury that materiality was an element of the mail fraud charge ensured that that element would have been found with respect to the false statement charge. The instructions were not a model of clarity, but they are not a cause for reversal. Third, Winstead’s additional complaint, raised for the first time on appeal, that the jury was not informed that the jurisdiction of a federal agency is necessary under 18 U.S.C. § 1001, did not result in prejudicial error; therefore, under the plain-error standard, there is no warrant for the reversal of his false statement convictions. Finally, because there is no indication that the bench conference transcripts have been illegally withheld from Winstead, or that the transcripts would be likely to contain information relevant to an appeal, we decline to reverse his convictions on that ground.

I. BACKGROUND

In late 1982, the Department of Labor (“DOL”) granted Winstead Federal Employees’ Compensation Act (“FECA”) benefits based upon an injury to his back that occurred during his employment as a custodian at Walter Reed Medical Center. As part of the administration of these benefits, DOL’s Office of Worker’s Compensation Programs periodically required Winstead to complete and submit a form that was used to determine his qualification for continued benefits. This form, CA-EN1032 (“Form 1032”), requests information about the preceding fifteen-month period, including data about the disability recipient’s employment history during that time. 1

Winstead was still receiving FECA disability payments when, in 1985, he began to work as a computer aide in a District of Columbia high school, and when, in 1986, he *1316 reenlisted as a member of the District of Columbia National Guard. Nonetheless, Winstead filled out six Form 1082s, between October 1988 and September 1992, in which he failed to disclose this employment. The allegedly false statements on these forms led to his indictment for six violations of 18 U.S.C. § 1001; 2 United States Treasury Department disability cheeks totaling over $53,-000 that had been mailed to Winstead between December 1988 and February 1992 resulted in his being charged with ten mail fraud violations under 18 U.S.C. § 1341. 3

A Winstead’s Trial

In opening argument, both the prosecution and defense counsel made it clear that it would not be disputed that Winstead “was indeed injured ... and had disability payments awarded to him.” Trial Tr. (Nov. 23, 1993) at 10-11; see also id. at 7. Instead, the central issue was whether Winstead knowingly misrepresented his employment status to DOL.

The Government’s ease-in-ehief focused on witnesses who identified the forms Winstead completed and the representations he made to DOL. A former DOL special agent testified about a meeting that she had with Win-stead on July 11, 1991, during which she asked him about his disability benefits and obtained from Winstead a Form 1032 with false statements on it. See generally Trial Tr. (Nov. 24, 1993) at 46-66. This meeting was videotaped and, after an appropriate foundation was laid, portions of the tape were introduced into evidence and played for the jury.

The Government also set out to establish the payments that had been made to Win-stead, both from the U.S. Treasury for the disability benefits, and from his employers, the D.C. Government and the D.C. National Guard. A representative of the D.C. Government testified that, between 1986 and 1992, Winstead had received between $17,700 and $21,300 per year in compensation. Trial Tr. (Nov. 23, 1993) at 184. Sergeant James Thomas of the Personnel Department of the D.C. National Guard similarly identified Win-stead’s enlistment and compensation records, noting that, between 1988 and 1992, Win-stead was entitled to receive between $1,300 and $2,400 per fiscal year as compensation for attendance at monthly drills and annual training. Trial Tr. (Nov. 24, 1993) at 28-29.

On cross-examination of Sergeant Thomas, Winstead’s counsel brought out that appellant missed 16 drill sessions between 1986 and 1990. Id. at 36-37. Following this cross-examination, the trial judge questioned Sergeant Thomas:

THE COURT: Does a National Guardsman get paid for a drill that he misses?
THE WITNESS: No, he does not, sir.
That’s the question that wasn’t asked. No, he does not. That leave and earnings statement is blank. It says, “No drill performance.”
THE COURT: No, drill, no pay?
THE WITNESS: No money. No money is earned.
THE COURT: Are there certain requirements for the physical condition for a member of the National Guard?
THE WITNESS: Yes, sir.
THE COURT: What are they?
*1317 THE WITNESS: They are that the individual be able to — depending upon age. Depending upon the individual’s age. They must be able to do a two-mile run, “X” amount of situps, and pushups, depending upon age.

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Bluebook (online)
74 F.3d 1313, 316 U.S. App. D.C. 52, 1996 U.S. App. LEXIS 1451, 1996 WL 39519, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-a-winstead-cadc-1996.