United States v. Fitzgerald

13 M.J. 643, 1982 CMR LEXIS 1049
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedMarch 19, 1982
DocketNMCM 81 1047
StatusPublished
Cited by4 cases

This text of 13 M.J. 643 (United States v. Fitzgerald) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Fitzgerald, 13 M.J. 643, 1982 CMR LEXIS 1049 (usnmcmilrev 1982).

Opinion

CEDARBURG, Chief Judge:

On 27, 28, and 29 May 1980, at Naval Legal Service Office, Washington Navy Yard, Washington, D. C., appellant was tried by a special court-martial composed of officer members. Contrary to his pleas, he was convicted of unauthorized absence from 5 June 1979 to 11 December 1979, in violation of Article 86 of the Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 886. He was sentenced to a bad-conduct discharge. The convening authority and supervisory authority approved the sentence as adjudged.

The appellant now posits three assignments of error for consideration by this Court.

There was no dispute at trial that the appellant was in fact in an unauthorized absence status from the USS SANTA BARBARA from 5 June 1979 to 11 December 1979. The appellant terminated his unauthorized absence by surrendering himself on 11 December 1979 to authorities at the National Naval Medical Center, Bethesda, Maryland. The defense interposed by the appellant was insanity.

I

THE MILITARY JUDGE ERRED TO THE SUBSTANTIAL PREJUDICE OF THE ACCUSED BY EQUATING SUBSTANTIAL DOUBT AND REASONABLE DOUBT IN HIS INSTRUCTIONS TO THE COURT MEMBERS.

There was no dispute regarding the unauthorized absence alleged. The only dispute concededly revolved around appellant’s mental competency at the time of the alleged offense. Testimony was received regarding appellant’s mental competency from three medical witnesses. The Government presented the testimony of a medical doctor, a resident in psychiatric training, who conducted the “intake interview” of appellant at the time of his admission to the National Naval Medical Center, Bethesda, Maryland, and was the psychiatric ward medical officer and principal evaluator during appellant’s stay from 11 November 1979 to 4 January 1980 in the naval hospital for psychiatric evaluation and treatment. Tes[645]*645timony was also introduced by the Government from the staff psychiatrist who also conducted an “intake interview” and supervised the course of evaluation and treatment. The defense presented testimony from a civilian psychiatrist who conducted a psychiatric evaluation of appellant on the basis of separate interviews with appellant and his parents utilizing the reports of a civilian psychologist and a psychiatrist who was rendering therapy, the psychiatric record developed at the National Naval Medical Center, and letters written by appellant to his parents.

All three medical witnesses were in agreement that appellant suffered from a severe passive-aggressive personality disorder; the civilian psychiatrist concluded appellant also suffered from a depressive neurosis. The defense psychiatrist was of the opinion that appellant lacked substantial capacity to conform his conduct to the requirements of law. During cross-examination the defense psychiatrist was unwilling to relate his opinion in regard to a lack of substantial capacity to either of the diagnosed conditions separately, but based his opinion on both the depressive neurosis and passive-aggressive personality disorder he had diagnosed. He did opine, however, that each could be equally incapacitating. The Government witnesses testified that they found no evidence of a depressive neurosis. They expressed an opinion that appellant was able to appreciate the criminality of his conduct and to conform his conduct to the requirements of law. In rebuttal to the testimony of the Government medical witnesses, the defense recalled their expert witness, who had again reviewed appellant’s service records. He concluded after his reexamination that they represented a manifestation of a passive-aggressive personality and restated his opinion that appellant lacked substantial capacity to conform his behavior to requirements of the law. While in no manner withdrawing his separate diagnosis of a depressive neurosis, which, during the prosecution testimony was described by the supervising psychiatrist as a more severe malady than a personality disorder only because of its life-threatening continuum rather than an impairment continuum, he based his opinion separately on the existence of a passive-aggressive personality disorder as to which there was no disagreement by any of the expert witnesses. The effect of the totality of the expert testimony, in accord with the thrust expressed in both the defense opening statement and argument prior to findings, as well as that of the Government, was that the diagnoses of both the Government and defense witnesses were consistent; the only significant difference was in their opinions regarding the ultimate issue as to whether appellant was able to conform his conduct to the requirements of law.

The military judge in his instructions specifically addressed the standard of proof which the Government must satisfy in regard to appellant’s mental responsibility. He repeatedly stressed the requirement of the Government solely in terms of proof beyond a “reasonable doubt” in respect to the two-step process of finding a mental disease or defect, and the substantial capacity to appreciate the criminality of his conduct and conform his conduct to the requirements of law. We find that although these terms were repeatedly used in the instruction, reasonable doubt was neither equated to “substantial doubt” nor was “substantial” equated to “reasonable” in his specific addressal of the issue of mental competency. In his concluding instruction, pursuant to Article 51(c), UCMJ, 10 U.S.C. § 851(c), the military judge announced, after extensive instructions covering over eleven pages, to which the defense offered no objection as finally given, a definition of reasonable doubt which included the following:

Now, by reasonable doubt is intended not a fanciful or ingenious doubt or conjecture but substantial, honest, conscientious doubt suggested by the material evidence or lack of it in the case. It is an honest, substantial misgiving generated by insufficiency of proof of guilt.

Counsel for the appellant objected to this particular portion of the instruction and [646]*646proposed an instruction which deleted the word “substantial” in the two instances in which it was used. The military judge, in reliance upon the standard instruction in the Military Judges’ Guide, DA Pam. 27-9 (19 May 1969), para. 2-4, and 3 months before the decision of the Court of Military Appeals, criticizing the identical instruction in United States v. Salley, 9 M.J. 189 (C.M.A.1980), overruled the objection. No objection was made to additional language utilizing the phrase “willing to act”, also used in the instruction for which the Court of Military Appeals expressed disapproval in United States v. Cotten, 10 M.J. 260 (C.M.A.1981).

The Court of Military Appeals in deciding United States v. Sailey, supra, characterized the identical instruction as “confusing” and disapproved its future use: they declined to reverse the conviction, concluding that there had been no objection to the instruction, and that under the facts of the case the accused was not prejudiced. In United States v. Cotten, supra, the Court of Military Appeals found prejudicial error in equating “substantial doubt” with “reasonable doubt” under the particular facts of that case, a highly contested drug case with contraverted testimony from two Government witnesses and a complete denial of the charges of which the accused was convicted.

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Bluebook (online)
13 M.J. 643, 1982 CMR LEXIS 1049, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-fitzgerald-usnmcmilrev-1982.